ETF Series Solutions - SPDV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | No change | 365,327 | 14,080 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 228,796 | 8,885 | 0.0% | 0.0% | 2 | +24,939 | 12.23% | Q3 2026 | Nov 06, 2026 |
| Cetera Investment Advisers | History | No change | 195,211 | 7,523 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Western Wealth Management, LLC | History | Added to | 126,952 | 4,930 | 0.16% | 0.15% | 4 | +9,938 | 8.49% | Q3 2026 | Nov 09, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Added to | 63,416 | 2,467 | 0.1% | 0.09% | 5 | +2,037 | 3.32% | Q3 2026 | Nov 09, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 48,660 | 1,875 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 34,755 | 1,339 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aviance Capital Partners, LLC | History | Reduced | 32,647 | 1,267 | 0.13% | 0.13% | 8 | -605 | -1.82% | Q3 2026 | Oct 28, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 29,335 | 1,130 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 17,564 | 676 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Key Client Fiduciary Advisors, LLC | History | Reduced | 15,400 | 598 | 0.17% | 0.18% | 11 | -407 | -2.57% | Q3 2026 | Oct 19, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 13,065 | 503 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Private Advisor Group, LLC | History | New | 12,873 | 499 | 0.0% | — | 13 | +12,873 | New | Q3 2026 | Nov 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 11,193 | 431 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| HighTower Advisors, LLC | History | Reduced | 10,950 | 425 | 0.0% | 0.0% | 15 | -500 | -4.37% | Q3 2026 | Nov 09, 2026 |
| Strait & Sound Wealth Management LLC | History | No change | 10,328 | 398 | 0.14% | 0.14% | 16 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Baker Avenue Asset Management, LP | History | No change | 10,000 | 388 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Laird Norton Wetherby Trust Company, LLC | History | No change | 10,000 | 386 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 9,729 | 374 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 9,016 | 350 | 0.0% | 0.0% | 20 | +25 | 0.28% | Q3 2026 | Nov 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 8,729 | 338 | 0.0% | 0.0% | 21 | +3 | 0.03% | Q3 2026 | Nov 02, 2026 |
| PFG Investments, LLC | History | No change | 8,328 | 320 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 7,147 | 275 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | No change | 7,064 | 272 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 6,747 | 262 | 0.0% | 0.0% | 25 | +925 | 15.89% | Q3 2026 | Nov 06, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 6,690 | 259 | 0.0% | 0.0% | 26 | +808 | 13.74% | Q3 2026 | Nov 02, 2026 |
| MORGAN STANLEY | History | No change | 6,531 | 251 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 5,238 | 201 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,671 | 104 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 1,780 | 69 | 0.0% | 0.0% | 30 | +16 | 0.91% | Q3 2026 | Nov 04, 2026 |
| Nova Financial LLC | History | New | 1,312 | 50 | 0.02% | — | 31 | +1,312 | New | Q3 2026 | Nov 04, 2026 |
| Geneos Wealth Management Inc. | History | No change | 900 | 34 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| FMR LLC | History | Added to | 593 | 23 | 0.0% | 0.0% | 33 | +492 | 487.13% | Q3 2026 | Nov 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 421 | 16 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Ascentis Independent Advisors | History | No change | 381 | 14 | 0.0% | 0.04% | 35 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| First Command Advisory Services, Inc. | History | New | 77 | 2 | 0.0% | — | 36 | +77 | New | Q3 2026 | Nov 05, 2026 |
| VANGUARD ADVISERS INC | History | No change | 28 | 1 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Virginia Estate & Retirement Planning Advisors Inc. | History | Closed out | 0 | 0 | — | 2.75% | — | -74,580 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -512 | -100.0% | Q3 2026 | Nov 10, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -375 | -100.0% | Q3 2026 | Nov 03, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 10, 2026 |