SURO CAPITAL CORP. - SSSS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GABELLI FUNDS LLC | History | No change | 1,227,056 | 15,387 | 0.1% | 0.1% | 1 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | No change | 788,403 | 9,886 | 3.03% | 3.03% | 2 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 564,301 | 7,076 | 0.09% | 0.09% | 3 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| GatePass Capital, LLC | History | No change | 508,150 | 6,372 | 2.42% | 2.42% | 4 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | No change | 426,594 | 5,349 | 0.16% | 0.16% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 290,917 | 3,648 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 277,211 | 3,476 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | No change | 258,244 | 3,238 | 0.05% | 0.05% | 8 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 243,500 | 3,053 | 0.03% | 0.03% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 228,641 | 2,867 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 208,699 | 2,617 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 200,359 | 2,512 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 111,690 | 1,400 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTREPID FAMILY OFFICE LLC | History | No change | 100,000 | 1,254 | 0.93% | 0.93% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 87,954 | 1,102 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | No change | 86,594 | 1,085 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 91,236 | 1,040 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| MANGROVE PARTNERS IM, LLC | History | No change | 73,351 | 919 | 0.06% | 0.06% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 71,856 | 901 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| MORGAN STANLEY | History | No change | 70,172 | 879 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 59,472 | 746 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 55,916 | 701 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 47,543 | 596 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | No change | 47,227 | 592 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| XTX Topco Ltd | History | No change | 46,471 | 582 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IMC-Chicago, LLC | History | No change | 46,400 | 581 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Tactive Advisors, LLC | History | Added to | 70,901 | 545 | 0.13% | 0.09% | 28 | +40,590 | 133.91% | Q3 2026 | Oct 08, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 43,521 | 545 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 43,317 | 543 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 43,300 | 542 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Catalyst Capital Advisors LLC | History | No change | 42,466 | 532 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Invesco Ltd. | History | No change | 40,567 | 508 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Green Alpha Advisors, LLC | History | Added to | 60,415 | 464 | 0.31% | 0.5% | 33 | +1,040 | 1.75% | Q3 2026 | Oct 08, 2026 |
| GROUP ONE TRADING LLC | History | No change | 36,800 | 461 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cresset Asset Management, LLC | History | No change | 36,411 | 456 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pathstone Holdings, LLC | History | No change | 32,664 | 408 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 31,360 | 393 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NORTHERN TRUST CORP | History | No change | 31,262 | 392 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 29,368 | 368 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 29,077 | 364 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Texas Capital Bank Wealth Management Services Inc | History | No change | 28,000 | 351 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 27,465 | 343 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Wellington Shields & Co., LLC | History | No change | 26,023 | 326 | 0.07% | 0.07% | 43 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | No change | 23,644 | 296 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Trexquant Investment LP | History | No change | 22,274 | 279 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Granahan Investment Management, LLC | History | No change | 21,549 | 270 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Brookwood Investment Group LLC | History | No change | 21,000 | 263 | 0.03% | 0.03% | 47 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| De Lisle Partners LLP | History | No change | 20,000 | 250 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Hillsdale Investment Management Inc. | History | No change | 18,900 | 237 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Perigon Wealth Management, LLC | History | No change | 16,600 | 208 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Point72 Asset Management, L.P. | History | No change | 16,348 | 205 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Byrne Asset Management LLC | History | Added to | 26,220 | 195 | 0.11% | 0.14% | 52 | +5,070 | 23.97% | Q3 2026 | Oct 06, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 14,605 | 184 | 0.05% | 0.05% | 53 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| SIMPLEX TRADING, LLC | History | No change | 14,322 | 179 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 13,593 | 170 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HRT FINANCIAL LP | History | No change | 10,576 | 132 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Marex Group Ltd | History | No change | 10,000 | 125 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 4,876 | 61 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 6,825 | 52 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,119 | 39 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 2,973 | 37 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Avion Wealth | History | No change | 3,001 | 37 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 2,000 | 25 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,729 | 21 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Strive Financial Group ,LLC | History | No change | 1,695 | 21 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Holdings, LLC | History | No change | 1,329 | 16 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Hickory Point Bank & Trust | History | No change | 2,000 | 15 | 0.01% | 0.02% | 67 | 0 | 0.0% | Q3 2026 | Oct 01, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,100 | 13 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 925 | 11 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 835 | 9 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MCF Advisors LLC | History | No change | 785 | 9 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 714 | 8 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WealthCollab, LLC | History | No change | 401 | 5 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Clearstead Advisors, LLC | History | No change | 195 | 2 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Allworth Financial LP | History | No change | 175 | 2 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 100 | 1 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 59 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Intesa Sanpaolo S.p.A. | History | No change | 73 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Citizens National Bank Trust Department | History | No change | 78 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Caitong International Asset Management Co., Ltd | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |