SSGA Active Trust - STOT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 740,512 | 34,900 | 0.43% | 0.34% | 1 | +183,882 | 33.03% | Q1 2026 | May 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 690,736 | 32,554 | 0.0% | 0.0% | 2 | +608,476 | 739.7% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 602,118 | 28,377 | 0.01% | 0.01% | 3 | +87,386 | 16.98% | Q1 2026 | May 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 591,872 | 27,894 | 0.01% | 0.01% | 4 | -1,266 | -0.21% | Q1 2026 | May 14, 2026 |
| Spinnaker Investment Group, LLC | History | Reduced | 543,494 | 25,614 | 5.22% | 4.96% | 5 | -34,675 | -6.0% | Q1 2026 | Apr 08, 2026 |
| MORGAN STANLEY | History | Added to | 461,184 | 21,735 | 0.0% | 0.0% | 6 | +55,361 | 13.64% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 276,896 | 13,050 | 0.0% | 0.0% | 7 | +171,692 | 163.2% | Q1 2026 | May 05, 2026 |
| Hofer & Associates. Inc | History | Added to | 153,753 | 7,246 | 3.89% | 3.75% | 8 | +3,939 | 2.63% | Q1 2026 | Apr 21, 2026 |
| Saiph Capital, LLC | History | Reduced | 146,822 | 6,919 | 2.62% | 2.67% | 9 | -10,241 | -6.52% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 125,382 | 5,909 | 0.0% | 0.0% | 10 | +121,108 | 2833.6% | Q1 2026 | May 15, 2026 |
| Great Lakes Retirement, Inc. | History | Added to | 98,815 | 4,657 | 0.48% | 0.44% | 11 | +9,140 | 10.19% | Q1 2026 | May 06, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 71,976 | 3,392 | 0.02% | 0.01% | 12 | +24,527 | 51.69% | Q1 2026 | May 05, 2026 |
| Arrowroot Family Office, LLC | History | Reduced | 66,361 | 3,127 | 1.03% | 1.76% | 13 | -35,736 | -35.0% | Q1 2026 | May 15, 2026 |
| Lineweaver Wealth Advisors, LLC | History | Added to | 57,901 | 2,728 | 0.37% | 0.32% | 14 | +7,836 | 15.65% | Q1 2026 | Apr 08, 2026 |
| Journey Advisory Group, LLC | History | Reduced | 56,141 | 2,645 | 0.23% | 0.61% | 15 | -96,300 | -63.17% | Q1 2026 | May 05, 2026 |
| CITADEL ADVISORS LLC | History | New | 54,317 | 2,559 | 0.0% | — | 16 | +54,317 | New | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | Reduced | 51,193 | 2,412 | 0.0% | 0.01% | 17 | -5,003 | -8.9% | Q1 2026 | May 06, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 39,892 | 1,880 | 0.04% | 0.04% | 18 | +721 | 1.84% | Q1 2026 | Apr 14, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 38,045 | 1,793 | 0.0% | 0.0% | 19 | +525 | 1.4% | Q1 2026 | Apr 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 35,213 | 1,659 | 0.0% | — | 20 | +35,213 | New | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 34,026 | 1,603 | 0.0% | 0.0% | 21 | +20,348 | 148.76% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 32,955 | 1,553 | 0.0% | 0.0% | 22 | +16,550 | 100.88% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | Added to | 30,699 | 1,446 | 0.0% | 0.0% | 23 | +366 | 1.21% | Q1 2026 | May 05, 2026 |
| Focus Financial Network, Inc. | History | Reduced | 29,588 | 1,394 | 0.05% | 0.1% | 24 | -32,326 | -52.21% | Q1 2026 | Apr 14, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 28,601 | 1,347 | 0.01% | 0.02% | 25 | +504 | 1.79% | Q1 2026 | May 15, 2026 |
| Independent Wealth Network Inc. | History | New | 26,186 | 1,234 | 0.37% | — | 26 | +26,186 | New | Q1 2026 | Apr 20, 2026 |
| Clearwater Capital Advisors, LLC | History | Added to | 23,000 | 1,083 | 0.09% | 0.09% | 27 | +279 | 1.23% | Q1 2026 | May 13, 2026 |
| PARAGON CAPITAL MANAGEMENT INC | History | Reduced | 21,382 | 1,007 | 0.85% | 2.01% | 28 | -33,625 | -61.13% | Q1 2026 | Apr 17, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 20,509 | 966 | 0.0% | 0.0% | 29 | -1,277 | -5.86% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 17,798 | 838 | 0.0% | 0.0% | 30 | +1,232 | 7.44% | Q1 2026 | May 13, 2026 |
| Proficio Capital Partners LLC | History | No change | 17,727 | 835 | 0.04% | 0.06% | 31 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 15,516 | 731 | 0.0% | 0.0% | 32 | +7,895 | 103.6% | Q1 2026 | May 12, 2026 |
| GREATMARK INVESTMENT PARTNERS, INC. | History | No change | 15,000 | 706 | 0.08% | 0.08% | 33 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Essex Financial Services, Inc. | History | Added to | 14,846 | 699 | 0.04% | 0.04% | 34 | +1 | 0.01% | Q1 2026 | Apr 24, 2026 |
| Private Advisor Group, LLC | History | Added to | 14,655 | 690 | 0.0% | 0.0% | 35 | +317 | 2.21% | Q1 2026 | Apr 24, 2026 |
| EXENCIAL WEALTH ADVISORS, LLC | History | Reduced | 14,236 | 670 | 0.02% | 0.04% | 36 | -9,785 | -40.74% | Q1 2026 | Apr 27, 2026 |
| Belpointe Asset Management LLC | History | New | 13,954 | 657 | 0.02% | — | 37 | +13,954 | New | Q1 2026 | Apr 28, 2026 |
| STIFEL FINANCIAL CORP | History | New | 13,358 | 629 | 0.0% | — | 38 | +13,358 | New | Q1 2026 | May 12, 2026 |
| Brookwood Investment Group LLC | History | Reduced | 7,360 | 346 | 0.04% | 0.05% | 39 | -1,222 | -14.24% | Q1 2026 | May 04, 2026 |
| XY Planning Network, Inc. | History | Added to | 6,562 | 308 | 0.05% | 0.05% | 40 | +950 | 16.93% | Q1 2026 | Apr 14, 2026 |
| Trilogy Capital Inc. | History | Added to | 5,743 | 270 | 0.01% | 0.01% | 41 | +360 | 6.69% | Q1 2026 | Apr 21, 2026 |
| Smith Partners Wealth Management, LLC | History | Reduced | 5,291 | 249 | 0.22% | 0.25% | 42 | -425 | -7.44% | Q1 2026 | May 11, 2026 |
| Koss-Olinger Consulting, LLC | History | Reduced | 5,117 | 241 | 0.02% | 0.02% | 43 | -716 | -12.27% | Q1 2026 | May 07, 2026 |
| Walser Wealth Management Company, A Ltd Liability Co | History | New | 4,840 | 228 | 0.1% | — | 44 | +4,840 | New | Q1 2026 | Apr 28, 2026 |
| Financial Strategies Group, Inc. | History | New | 4,795 | 226 | 0.04% | — | 45 | +4,795 | New | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 4,765 | 224 | 0.0% | — | 46 | +4,765 | New | Q1 2026 | Apr 27, 2026 |
| Glen Eagle Advisors, LLC | History | Reduced | 4,635 | 218 | 0.03% | 0.04% | 47 | -1,229 | -20.96% | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | New | 4,547 | 214 | 0.01% | — | 48 | +4,547 | New | Q1 2026 | Apr 24, 2026 |
| Larson Financial Group LLC | History | Reduced | 4,468 | 210 | 0.01% | 0.01% | 49 | -1,428 | -24.22% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | New | 4,299 | 202 | 0.0% | — | 50 | +4,299 | New | Q1 2026 | Apr 15, 2026 |
| Western Wealth Management, LLC | History | Reduced | 4,154 | 195 | 0.01% | 0.01% | 51 | -1,112 | -21.12% | Q1 2026 | May 19, 2026 |
| Sunbelt Securities, Inc. | History | Reduced | 2,399 | 113 | 0.01% | 0.01% | 52 | -10 | -0.42% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,324 | 109 | 0.0% | 0.0% | 53 | -3,923 | -62.8% | Q1 2026 | May 15, 2026 |
| Pacific Center for Financial Services | History | Added to | 1,720 | 81 | 0.02% | 0.02% | 54 | +14 | 0.82% | Q1 2026 | May 12, 2026 |
| CITIGROUP INC | History | Reduced | 1,679 | 79 | 0.0% | 0.0% | 55 | -1,314 | -43.9% | Q1 2026 | May 11, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,297 | 61 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 1,180 | 55 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Capital Advisors, Ltd. LLC | History | No change | 863 | 41 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| New Millennium Group LLC | History | No change | 801 | 37 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Strategic Wealth Partners, Ltd. | History | No change | 604 | 28 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 400 | 18 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 390 | 18 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| CWM, LLC | History | No change | 300 | 14 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 45 | 2 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| AdvisorNet Financial, Inc | History | No change | 52 | 2 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Eldridge Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.27% | — | -26,248 | -100.0% | Q1 2026 | May 11, 2026 |
| MSH Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -23,201 | -100.0% | Q1 2026 | May 08, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -21,122 | -100.0% | Q1 2026 | May 15, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,606 | -100.0% | Q1 2026 | May 13, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,500 | -100.0% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -556 | -100.0% | Q1 2026 | May 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -87 | -100.0% | Q1 2026 | May 15, 2026 |
| Fairway Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -82 | -100.0% | Q1 2026 | Apr 23, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |
| AE Wealth Management LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CoreCap Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |