EA Series Trust - STRV
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 23 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OxenFree Capital LLC | History | Added to | 995,826 | 43,901 | 23.08% | 23.07% | 1 | +33,583 | 3.49% | Q4 2025 | Jan 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 651,398 | 28,716 | 0.01% | 0.01% | 2 | +59,079 | 9.97% | Q4 2025 | Feb 18, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 439,209 | 19,362 | 0.03% | 0.03% | 3 | +5,500 | 1.27% | Q4 2025 | Feb 02, 2026 |
| UPTICK PARTNERS, LLC | History | Added to | 412,666 | 18,192 | 3.88% | 3.68% | 4 | +87,802 | 27.03% | Q4 2025 | Feb 02, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 410,734 | 18,107 | 0.02% | 0.01% | 5 | +53,164 | 14.87% | Q4 2025 | Feb 13, 2026 |
| Weaver Capital Management LLC | History | Added to | 366,538 | 16,158 | 3.41% | 2.54% | 6 | +94,609 | 34.79% | Q4 2025 | Jan 22, 2026 |
| United Advisor Group, LLC | History | Added to | 365,911 | 16,131 | 2.01% | 2.06% | 7 | +10,936 | 3.08% | Q4 2025 | Jan 26, 2026 |
| LPL Financial LLC | History | Added to | 253,729 | 11,185 | 0.0% | 0.0% | 8 | +27,310 | 12.06% | Q4 2025 | Feb 11, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 225,795 | 9,954 | 0.74% | 0.98% | 9 | -61,978 | -21.54% | Q4 2025 | Jan 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 218,970 | 9,653 | 0.01% | 0.01% | 10 | +28,944 | 15.23% | Q4 2025 | Feb 17, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 200,778 | 8,851 | 0.01% | 0.01% | 11 | +11,817 | 6.25% | Q4 2025 | Feb 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 200,738 | 8,849 | 0.01% | 0.01% | 12 | -997 | -0.49% | Q4 2025 | Feb 10, 2026 |
| SECURED RETIREMENT ADVISORS, LLC | History | Reduced | 195,954 | 8,638 | 4.82% | 5.22% | 13 | -20,492 | -9.47% | Q4 2025 | Jan 30, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 167,997 | 7,406 | 0.03% | 0.01% | 14 | +109,935 | 189.34% | Q4 2025 | Feb 13, 2026 |
| Hegarty Advisors, LLC | History | New | 153,675 | 6,774 | 5.88% | — | 15 | +153,675 | New | Q4 2025 | Jan 29, 2026 |
| Essex Financial Services, Inc. | History | Added to | 152,187 | 6,709 | 0.38% | 0.38% | 16 | +5,332 | 3.63% | Q4 2025 | Feb 10, 2026 |
| ROYAL BANK OF CANADA | History | New | 145,014 | 6,393 | 0.0% | — | 17 | +145,014 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 135,347 | 5,966 | 0.01% | 0.0% | 18 | +62,824 | 86.63% | Q4 2025 | Feb 17, 2026 |
| Sage Capital Management, LLC | History | Added to | 134,675 | 5,938 | 2.74% | 2.51% | 19 | +5,592 | 4.33% | Q4 2025 | Jan 15, 2026 |
| UBS Group AG | History | Reduced | 132,187 | 5,827 | 0.0% | 0.0% | 20 | -4,406 | -3.23% | Q4 2025 | Jan 29, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 125,679 | 5,540 | 0.0% | 0.0% | 21 | -1,313 | -1.03% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 108,873 | 4,799 | 0.0% | 0.0% | 22 | +3,927 | 3.74% | Q4 2025 | Mar 25, 2026 |
| Fairman Group, LLC | History | Added to | 107,435 | 4,736 | 3.78% | 3.73% | 23 | +302 | 0.28% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 101,744 | 4,485 | 0.0% | 0.0% | 24 | +3,530 | 3.59% | Q4 2025 | Feb 10, 2026 |
| Visionary Wealth Advisors | History | Added to | 88,395 | 3,896 | 0.18% | 0.17% | 25 | +2,620 | 3.05% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 81,487 | 3,592 | 0.02% | 0.02% | 26 | -6,111 | -6.98% | Q4 2025 | Jan 29, 2026 |
| WealthPLAN Partners, LLC | History | Added to | 81,021 | 3,571 | 0.53% | 0.51% | 27 | +2,628 | 3.35% | Q4 2025 | Feb 12, 2026 |
| Stenger Family Office, LLC | History | Reduced | 78,121 | 3,444 | 0.71% | 0.77% | 28 | -6,634 | -7.83% | Q4 2025 | Mar 04, 2026 |
| S.A. Mason LLC | History | Added to | 73,009 | 3,218 | 1.27% | 1.3% | 29 | +4,990 | 7.34% | Q4 2025 | Jan 29, 2026 |
| Creative Planning | History | Reduced | 72,757 | 3,207 | 0.0% | 0.0% | 30 | -69 | -0.09% | Q4 2025 | Feb 17, 2026 |
| FINANCIAL MANAGEMENT NETWORK INC | History | Added to | 69,234 | 3,059 | 0.48% | 0.49% | 31 | +418 | 0.61% | Q4 2025 | Jan 08, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 67,564 | 2,978 | 0.01% | 0.01% | 32 | +614 | 0.92% | Q4 2025 | Mar 16, 2026 |
| World Investment Advisors | History | Reduced | 66,459 | 2,929 | 0.05% | 0.06% | 33 | -3,592 | -5.13% | Q4 2025 | Mar 12, 2026 |
| Betterment LLC | History | Reduced | 62,195 | 2,742 | 0.01% | 0.01% | 34 | -1,362 | -2.14% | Q4 2025 | Feb 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 56,372 | 2,485 | 0.0% | 0.0% | 35 | +657 | 1.18% | Q4 2025 | Feb 17, 2026 |
| TRAPHAGEN INVESTMENT ADVISORS LLC | History | Reduced | 54,633 | 2,408 | 0.2% | 0.21% | 36 | -2,192 | -3.86% | Q4 2025 | Jan 27, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 50,509 | 2,227 | 0.01% | 0.01% | 37 | -374 | -0.74% | Q4 2025 | Feb 11, 2026 |
| StoneX Group Inc. | History | Reduced | 48,465 | 2,136 | 0.09% | 0.1% | 38 | -5,177 | -9.65% | Q4 2025 | Feb 12, 2026 |
| &PARTNERS | History | Reduced | 47,992 | 2,119 | 0.01% | 0.01% | 39 | -192 | -0.4% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 46,110 | 2,033 | 0.01% | 0.01% | 40 | -48,585 | -51.31% | Q4 2025 | Feb 05, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 41,062 | 1,810 | 0.01% | 0.02% | 41 | -15,774 | -27.75% | Q4 2025 | Feb 12, 2026 |
| NATIXIS ADVISORS, LLC | History | Reduced | 39,561 | 1,744 | 0.0% | 0.0% | 42 | -2,111 | -5.07% | Q4 2025 | Feb 10, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 37,999 | 1,675 | 0.0% | 0.0% | 43 | +4,157 | 12.28% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 37,120 | 1,636 | 0.04% | 0.04% | 44 | +516 | 1.41% | Q4 2025 | Jan 28, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 33,379 | 1,471 | 0.04% | 0.03% | 45 | +8,442 | 33.85% | Q4 2025 | Feb 13, 2026 |
| Curran Financial Partners, LLC | History | Added to | 32,683 | 1,440 | 0.27% | 0.21% | 46 | +8,542 | 35.38% | Q4 2025 | Jan 22, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 32,494 | 1,432 | 0.0% | 0.0% | 47 | -201 | -0.61% | Q4 2025 | Feb 17, 2026 |
| Belpointe Asset Management LLC | History | Added to | 29,606 | 1,305 | 0.05% | 0.05% | 48 | +187 | 0.64% | Q4 2025 | Jan 27, 2026 |
| Second Half Financial Partners, LLC | History | Reduced | 27,367 | 1,206 | 0.54% | 0.53% | 49 | -430 | -1.55% | Q4 2025 | Jan 26, 2026 |
| PARAGON CAPITAL MANAGEMENT INC | History | Added to | 27,317 | 1,204 | 0.93% | 0.88% | 50 | +118 | 0.43% | Q4 2025 | Jan 23, 2026 |
| CWM, LLC | History | Added to | 26,116 | 1,151 | 0.0% | 0.0% | 51 | +202 | 0.78% | Q4 2025 | Jan 26, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 25,247 | 1,113 | 0.03% | 0.03% | 52 | +70 | 0.28% | Q4 2025 | Feb 17, 2026 |
| THRYVE WEALTH MANAGEMENT LLC | History | New | 23,669 | 1,043 | 0.52% | — | 53 | +23,669 | New | Q4 2025 | Feb 25, 2026 |
| Everhart Financial Group, Inc. | History | Reduced | 23,505 | 1,036 | 0.1% | 0.11% | 54 | -1,723 | -6.83% | Q4 2025 | Jan 07, 2026 |
| Equity Wealth Partners, LLC | History | Added to | 22,988 | 1,013 | 0.66% | 0.65% | 56 | +4,322 | 23.15% | Q4 2025 | Jan 26, 2026 |
| Indiana Trust & Investment Management Co | History | No change | 23,000 | 1,013 | 0.3% | 0.3% | 55 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| PIN OAK INVESTMENT ADVISORS INC | History | Reduced | 22,441 | 998 | 0.7% | 0.8% | 57 | -3,530 | -13.59% | Q4 2025 | Feb 13, 2026 |
| Balance Wealth, LLC | History | Added to | 20,957 | 923 | 0.3% | 0.22% | 58 | +655 | 3.23% | Q4 2025 | Jan 21, 2026 |
| Grantvest Financial Group LLC | History | Added to | 20,751 | 914 | 0.59% | 0.57% | 59 | +1,503 | 7.81% | Q4 2025 | Feb 02, 2026 |
| PDS Planning, Inc | History | Added to | 19,231 | 847 | 0.06% | 0.06% | 60 | +585 | 3.14% | Q4 2025 | Jan 26, 2026 |
| Advyzon Investment Management, LLC | History | Reduced | 18,028 | 794 | 0.09% | 0.14% | 61 | -700 | -3.74% | Q4 2025 | Feb 13, 2026 |
| WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV | History | Reduced | 17,164 | 756 | 0.12% | 0.14% | 62 | -3,282 | -16.05% | Q4 2025 | Feb 02, 2026 |
| Goepper Burkhardt LLC | History | Added to | 16,942 | 746 | 0.24% | 0.21% | 63 | +2,515 | 17.43% | Q4 2025 | Feb 09, 2026 |
| Future Financial Wealth Managment LLC | History | Reduced | 16,069 | 702 | 0.47% | 0.44% | 64 | -148 | -0.91% | Q4 2025 | Jan 21, 2026 |
| Chicago Partners Investment Group LLC | History | Added to | 15,609 | 694 | 0.02% | 0.02% | 65 | +535 | 3.55% | Q4 2025 | Jan 28, 2026 |
| Advisory Services Network, LLC | History | Reduced | 15,262 | 672 | 0.01% | 0.01% | 66 | -93 | -0.61% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Added to | 14,740 | 649 | 0.0% | 0.0% | 67 | +1 | 0.01% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Added to | 13,538 | 596 | 0.03% | 0.03% | 68 | +746 | 5.83% | Q4 2025 | Jan 26, 2026 |
| SPWM Advisors LLC | History | New | 13,154 | 579 | 0.55% | — | 69 | +13,154 | New | Q4 2025 | Feb 17, 2026 |
| Gibson Capital, LLC | History | Reduced | 12,585 | 554 | 0.1% | 0.1% | 70 | -116 | -0.91% | Q4 2025 | Feb 05, 2026 |
| Trilogy Capital Inc. | History | Added to | 12,277 | 541 | 0.02% | 0.02% | 71 | +22 | 0.18% | Q4 2025 | Jan 22, 2026 |
| FULTON BANK, N.A. | History | No change | 12,000 | 529 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Parallel Advisors, LLC | History | Added to | 11,408 | 502 | 0.01% | 0.01% | 73 | +55 | 0.48% | Q4 2025 | Feb 11, 2026 |
| 1776 Wealth LLC | History | No change | 10,858 | 478 | 0.18% | 0.18% | 74 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 10,413 | 459 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 10,162 | 447 | 0.0% | 0.0% | 76 | -18 | -0.18% | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 10,018 | 441 | 0.0% | 0.0% | 77 | +2,454 | 32.44% | Q4 2025 | Feb 12, 2026 |
| TCP Asset Management, LLC | History | No change | 9,672 | 426 | 0.07% | 0.07% | 78 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| CLIENT 1ST ADVISORY GROUP, LLC | History | No change | 9,622 | 424 | 0.13% | 0.14% | 79 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 9,508 | 419 | 0.02% | 0.01% | 80 | +3,375 | 55.03% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | New | 9,279 | 409 | 0.0% | — | 81 | +9,279 | New | Q4 2025 | Feb 06, 2026 |
| Exit Wealth Advisors, LLC. | History | Added to | 9,019 | 397 | 0.23% | 0.26% | 82 | +25 | 0.28% | Q4 2025 | Feb 10, 2026 |
| GWN SECURITIES INC. | History | Added to | 8,823 | 388 | 0.08% | 0.09% | 83 | +53 | 0.6% | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 8,754 | 385 | 0.01% | 0.01% | 84 | -1,330 | -13.19% | Q4 2025 | Feb 09, 2026 |
| Linscomb Wealth, Inc. | History | No change | 8,690 | 383 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 7,858 | 346 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| AE Wealth Management LLC | History | Added to | 7,535 | 332 | 0.0% | 0.0% | 87 | +1,376 | 22.34% | Q4 2025 | Jan 26, 2026 |
| CPR Investments Inc. | History | Reduced | 7,550 | 332 | 0.22% | 0.24% | 88 | -649 | -7.92% | Q4 2025 | Jan 14, 2026 |
| Lauterbach Financial Advisors, LLC | History | Added to | 7,412 | 326 | 0.16% | 0.16% | 90 | +20 | 0.27% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Added to | 7,404 | 326 | 0.0% | 0.0% | 89 | +11 | 0.15% | Q4 2025 | Feb 13, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 6,691 | 299 | 0.0% | 0.0% | 91 | -4,379 | -39.56% | Q4 2025 | Jan 08, 2026 |
| CITADEL ADVISORS LLC | History | New | 6,762 | 298 | 0.0% | — | 92 | +6,762 | New | Q4 2025 | Feb 17, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 6,747 | 297 | 0.02% | 0.03% | 93 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| DAVENPORT & Co LLC | History | No change | 6,676 | 294 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| Pacific Asset Management, LLC | History | No change | 6,518 | 287 | 0.17% | 0.19% | 95 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Cypress Wealth Services, LLC | History | Reduced | 6,493 | 286 | 0.04% | 0.06% | 96 | -1,327 | -16.97% | Q4 2025 | Jan 14, 2026 |
| Redwood Family Wealth LLC | History | New | 6,292 | 277 | 0.27% | — | 97 | +6,292 | New | Q4 2025 | Mar 06, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 5,774 | 254 | 0.0% | 0.0% | 98 | -12,187 | -67.85% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 5,753 | 253 | 0.0% | 0.0% | 99 | +5,348 | 1320.49% | Q4 2025 | Feb 11, 2026 |
| HORAN Wealth, LLC | History | Added to | 5,710 | 251 | 0.04% | 0.04% | 100 | +31 | 0.55% | Q4 2025 | Feb 04, 2026 |
| Confluence Wealth Services, Inc. | History | No change | 5,635 | 248 | 0.01% | 0.01% | 101 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| OneAscent Financial Services LLC | History | New | 5,119 | 225 | 0.02% | — | 102 | +5,119 | New | Q4 2025 | Feb 11, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 5,080 | 223 | 0.01% | 0.0% | 103 | +4,230 | 497.65% | Q4 2025 | Jan 20, 2026 |
| Compass Financial Group, INC/SD | History | No change | 4,878 | 215 | 0.03% | 0.03% | 104 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Premier Private Wealth Management LLC | History | New | 4,737 | 212 | 0.22% | — | 105 | +4,737 | New | Q4 2025 | Feb 11, 2026 |
| MONETA GROUP INVESTMENT ADVISORS LLC | History | Added to | 4,659 | 205 | 0.0% | 0.0% | 106 | +8 | 0.17% | Q4 2025 | Feb 12, 2026 |
| Key Client Fiduciary Advisors, LLC | History | New | 4,605 | 203 | 0.07% | — | 107 | +4,605 | New | Q4 2025 | Jan 28, 2026 |
| BESSEMER GROUP INC | History | No change | 4,118 | 182 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| MCF Advisors LLC | History | Reduced | 4,035 | 177 | 0.01% | 0.01% | 109 | -39 | -0.96% | Q4 2025 | Feb 11, 2026 |
| SIGNATUREFD, LLC | History | No change | 4,002 | 176 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Colonial Trust Advisors | History | Reduced | 3,949 | 174 | 0.01% | 0.01% | 111 | -250 | -5.95% | Q4 2025 | Feb 12, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 2,516 | 110 | 0.0% | 0.0% | 112 | +5 | 0.2% | Q4 2025 | Feb 13, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | Added to | 994 | 45 | 0.01% | 0.01% | 113 | +400 | 67.34% | Q4 2025 | Feb 10, 2026 |
| JNBA Financial Advisors | History | Added to | 965 | 42 | 0.0% | 0.0% | 114 | +29 | 3.1% | Q4 2025 | Jan 26, 2026 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 955 | 42 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| FMR LLC | History | Reduced | 945 | 41 | 0.0% | 0.0% | 116 | -9 | -0.94% | Q4 2025 | Feb 17, 2026 |
| McIlrath & Eck, LLC | History | Reduced | 837 | 36 | 0.0% | 0.0% | 118 | -189 | -18.42% | Q4 2025 | Feb 03, 2026 |
| NBC SECURITIES, INC. | History | No change | 821 | 36 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 684 | 30 | 0.0% | — | 119 | +684 | New | Q4 2025 | Feb 06, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 525 | 23 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 517 | 22 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| IFP Advisors, Inc | History | Added to | 460 | 20 | 0.0% | 0.0% | 123 | +6 | 1.32% | Q4 2025 | Feb 06, 2026 |
| Clearstead Advisors, LLC | History | Added to | 460 | 20 | 0.0% | 0.0% | 122 | +1 | 0.22% | Q4 2025 | Feb 09, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 437 | 19 | 0.0% | 0.0% | 124 | +301 | 221.32% | Q4 2025 | Feb 11, 2026 |
| Hughes Financial Services, LLC | History | No change | 391 | 17 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 318 | 14 | 0.0% | — | 126 | +318 | New | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 230 | 10 | 0.0% | — | 127 | +230 | New | Q4 2025 | Jan 21, 2026 |
| CoreCap Advisors, LLC | History | No change | 200 | 8 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Jan 13, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 159 | 7 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 150 | 6 | 0.0% | — | 130 | +150 | New | Q4 2025 | Feb 09, 2026 |
| Strategic Advocates LLC | History | New | 111 | 4 | 0.0% | — | 132 | +111 | New | Q4 2025 | Feb 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 100 | 4 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Meramec Financial Planners, LLC | History | New | 41 | 1 | 0.0% | — | 133 | +41 | New | Q4 2025 | Feb 10, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,950 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DAYMARK WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,700 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Nikulski Financial, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -6,992 | -100.0% | Q3 2025 | Nov 05, 2025 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,675 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Financial Life Planners | History | Closed out | 0 | 0 | — | 0.02% | — | -562 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Pathway Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -442 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -427 | -100.0% | Q3 2025 | Nov 06, 2025 |