Total Return Securities Fund - SWZ
Insiders (Form 4) · last 180 days · showing up to 200 transactions
· Form 144 is shown in the SEC filings tab
· Updating…
Visible: 0
Transaction codes:
P = Open-market purchase ·
S = Open-market sale ·
A = Grant/award ·
M = Exercise/conversion of derivative ·
G = Gift ·
F = Tax withholding ·
J = Other ·
A/D:
A = Acquired (buy/receive) ·
D = Disposed (sell/give)
| Filed | Owner | Title | Code | A/D | Shares | Price | Value | Shares after | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Jul 08, 2026 | Secretary | P | A | 5,980.0 | 5.95 | 35,581.0 | 119,214.0 | View | |
| Jul 07, 2026 | President and CEO | P | A | 4,767.0 | 5.9203 | 28,222.07 | 131,000.0 | View | |
| Jul 07, 2026 | President and CEO | P | A | 233.0 | 5.92 | 1,379.36 | 126,233.0 | View | |
| Jun 30, 2026 | — | P | A | 2,000.0 | 5.925 | 11,850.0 | 20,246.0 | View | |
| Jun 30, 2026 | — | P | A | 2,091.0 | 5.885 | 12,305.54 | 18,246.0 | View | |
| Jun 22, 2026 | — | P | A | 1,853.0 | 5.91 | 10,951.23 | 16,155.0 | View | |
| Jun 22, 2026 | — | P | A | 147.0 | 5.91 | 868.77 | 14,302.0 | View | |
| Jun 17, 2026 | — | P | A | 2,000.0 | 5.96 | 11,920.0 | 14,155.0 | View | |
| Jun 17, 2026 | — | P | A | 155.0 | 5.95 | 922.25 | 12,155.0 | View | |
| Jun 01, 2026 | — | P | A | 1,000.0 | 6.01 | 6,010.0 | 12,000.0 | View | |
| May 29, 2026 | President and CEO | P | A | 5,400.0 | 5.99 | 32,346.0 | 126,000.0 | View | |
| May 29, 2026 | President and CEO | P | A | 100.0 | 5.98 | 598.0 | 120,600.0 | View | |
| May 29, 2026 | President and CEO | P | A | 3,000.0 | 5.98 | 17,940.0 | 120,500.0 | View | |
| May 29, 2026 | President and CEO | P | A | 4,500.0 | 5.97 | 26,865.0 | 117,500.0 | View | |
| May 20, 2026 | President and CEO | P | A | 2,987.0 | 5.96 | 17,802.52 | 113,000.0 | View | |
| May 20, 2026 | President and CEO | P | A | 13.0 | 5.95 | 77.35 | 110,013.0 | View | |
| May 20, 2026 | President and CEO | P | A | 4,000.0 | 5.95 | 23,800.0 | 110,000.0 | View | |
| Apr 27, 2026 | — | P | A | 1,002.0 | 6.065 | 6,077.13 | 11,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 3,000.0 | 6.09 | 18,270.0 | 106,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 547.0 | 6.04 | 3,303.88 | 40,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 3,000.0 | 6.05 | 18,150.0 | 103,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 4,718.0 | 6.06 | 28,591.08 | 100,000.0 | View | |
| Apr 09, 2026 | President and CEO | P | A | 4,000.0 | 5.975 | 23,900.0 | 94,282.0 | View | |
| Apr 09, 2026 | President and CEO | P | A | 2,000.0 | 5.95 | 11,900.0 | 90,282.0 | View | |
| Apr 06, 2026 | President and CEO | P | A | 100.0 | 5.95 | 595.0 | 88,282.0 | View | |
| Apr 06, 2026 | President and CEO | P | A | 4,863.0 | 5.928 | 28,827.86 | 88.18 | View | |
| Mar 31, 2026 | President and CEO | P | A | 5,300.0 | 5.908 | 31,312.4 | 83,319.0 | View | |
| Mar 31, 2026 | President and CEO | P | A | 5,900.0 | 5.92 | 34,928.0 | 78,019.0 | View | |
| Mar 26, 2026 | President and CEO | P | A | 1,000.0 | 5.95 | 5,950.0 | 73,119.0 | View | |
| Mar 26, 2026 | President and CEO | P | A | 5,000.0 | 5.96 | 29,800.0 | 72,119.0 | View | |
| Mar 19, 2026 | Secretary | P | A | 10,000.0 | 5.98 | 59,800.0 | 113,234.0 | View | |
| Mar 13, 2026 | President and CEO | P | A | 3,324.0 | 6.0 | 19,944.0 | 67,119.0 | View | |
| Mar 13, 2026 | President and CEO | P | A | 1,700.0 | 6.0 | 10,200.0 | 63,795.0 | View | |
| Mar 09, 2026 | Secretary | P | A | 10,000.0 | 5.99 | 59,900.0 | 103,234.0 | View | |
| Mar 09, 2026 | President and CEO | P | A | 12,500.0 | 5.97 | 74,625.0 | 62,095.0 | View | |
| Mar 09, 2026 | President and CEO | P | A | 12,000.0 | 6.01 | 72,120.0 | 49,595.0 | View | |
| Mar 05, 2026 | Secretary | P | A | 5,000.0 | 6.01 | 30,050.0 | 93,234.0 | View | |
| Mar 05, 2026 | Secretary | L | A | 68.0 | 6.16 | 418.88 | 88,234.0 | View | |
| Mar 05, 2026 | Secretary | L | A | 256.0 | 6.16 | 1,576.96 | 88,166.0 | View | |
| Mar 04, 2026 | President and CEO | P | A | 9,918.0 | 5.95 | 59,012.1 | 37,595.0 | View | |
| Mar 04, 2026 | President and CEO | P | A | 5,000.0 | 6.15 | 30,750.0 | 27,677.0 | View | |
| Mar 02, 2026 | President and CEO | P | A | 2,000.0 | 6.2 | 12,400.0 | 22,677.0 | View | |
| Mar 02, 2026 | President and CEO | P | A | 5,000.0 | 6.17 | 30,850.0 | 20,677.0 | View | |
| Feb 25, 2026 | — | P | A | 5,000.0 | 6.13 | 30,650.0 | 87,910.0 | View | |
| Feb 25, 2026 | President and CEO | P | A | 1,348.0 | 6.17 | 8,317.16 | 15,677.0 | View | |
| Feb 25, 2026 | President and CEO | P | A | 326.0 | 6.14 | 2,001.64 | 14,329.0 | View | |
| Feb 25, 2026 | President and CEO | P | A | 2,000.0 | 6.13 | 12,260.0 | 14,003.0 | View | |
| Feb 25, 2026 | President and CEO | P | A | 2,000.0 | 6.14 | 12,280.0 | 12,003.0 | View | |
| Feb 23, 2026 | President and CEO | P | A | 2,817.0 | 6.16 | 17,352.72 | 10,003.0 | View | |
| Feb 23, 2026 | President and CEO | P | A | 183.0 | 6.14 | 1,123.62 | 7,186.0 | View | |
| Feb 23, 2026 | President and CEO | P | A | 4,881.0 | 6.12 | 29,871.72 | 7,003.0 | View | |
| Feb 23, 2026 | President and CEO | P | A | 119.0 | 6.11 | 727.09 | 2,122.0 | View | |
| Feb 10, 2026 | — | P | A | 10,000.0 | 6.07 | 60,700.0 | 82,910.0 | View | |
| Feb 05, 2026 | President and CEO | P | A | 2,000.0 | 6.02 | 12,040.0 | 39,453.0 | View | |
| Feb 05, 2026 | President and CEO | P | A | 2,000.0 | 6.03 | 12,060.0 | 37,453.0 | View | |
| Feb 05, 2026 | President and CEO | P | A | 2,000.0 | 6.04 | 12,080.0 | 35,453.0 | View | |
| Feb 05, 2026 | President and CEO | P | A | 3,000.0 | 5.96 | 17,880.0 | 33,453.0 | View | |
| Feb 05, 2026 | President and CEO | P | A | 7,000.0 | 5.97 | 41,790.0 | 30,453.0 | View | |
| Feb 04, 2026 | — | P | A | 1,000.0 | 5.96 | 5,960.0 | 9,998.0 | View | |
| Feb 04, 2026 | — | P | A | 1,120.0 | 5.98 | 6,697.6 | 8,998.0 | View | |
| Feb 03, 2026 | — | P | A | 10,000.0 | 5.92 | 59,200.0 | 72,910.0 | View | |
| Jan 27, 2026 | — | D | D | 3,922.0 | 6.81 | 26,708.82 | 7,878.0 | View | |
| Jan 27, 2026 | — | D | D | 1,755.0 | 6.81 | 11,951.55 | 3,527.0 | View | |
| Jan 27, 2026 | — | D | D | 31,314.0 | 6.81 | 213,248.34 | 62,910.0 | View | |
| Jan 27, 2026 | President and CEO | D | D | 11,675.0 | 6.81 | 79,506.75 | 23,453.0 | View | |
| Jan 27, 2026 | President and CEO | D | D | 997.0 | 6.81 | 6,789.57 | 2,003.0 | View | |
| Jan 27, 2026 | Secretary | D | D | 166.0 | 6.81 | 1,130.46 | 334.0 | View |