Total Return Securities Fund - SWZ
Insiders (Form 4) · last 180 days · showing up to 200 transactions
· Form 144 is shown in the SEC filings tab
· Updating…
Visible: 0
Transaction codes:
P = Open-market purchase ·
S = Open-market sale ·
A = Grant/award ·
M = Exercise/conversion of derivative ·
G = Gift ·
F = Tax withholding ·
J = Other ·
A/D:
A = Acquired (buy/receive) ·
D = Disposed (sell/give)
| Filed | Owner | Title | Code | A/D | Shares | Price | Value | Shares after | SEC |
|---|---|---|---|---|---|---|---|---|---|
| Sep 30, 2026 | — | P | A | 2,000.0 | 5.765 | 11,530.0 | 30,246.0 | View | |
| Sep 29, 2026 | President and CEO | P | A | 9,000.0 | 5.77 | 51,930.0 | 60,000.0 | View | |
| Sep 29, 2026 | President and CEO | P | A | 1,000.0 | 5.76 | 5,760.0 | 51,000.0 | View | |
| Sep 29, 2026 | President and CEO | P | A | 2,351.0 | 5.82 | 13,682.82 | 50,000.0 | View | |
| Sep 29, 2026 | President and CEO | P | A | 7,649.0 | 5.81 | 44,440.69 | 47,649.0 | View | |
| Sep 01, 2026 | — | P | A | 3,000.0 | 5.98 | 17,940.0 | 28,246.0 | View | |
| Aug 25, 2026 | Secretary | P | A | 1,366.0 | 5.93 | 8,100.38 | 3,400.0 | View | |
| Aug 25, 2026 | Secretary | P | A | 1,700.0 | 5.9296 | 10,080.32 | 2,034.0 | View | |
| Aug 12, 2026 | — | P | A | 1,000.0 | 5.91 | 5,910.0 | 25,246.0 | View | |
| Jul 24, 2026 | — | P | A | 2,000.0 | 5.86 | 11,720.0 | 24,246.0 | View | |
| Jul 24, 2026 | — | P | A | 517.0 | 5.9 | 3,050.3 | 22,246.0 | View | |
| Jul 22, 2026 | — | P | A | 483.0 | 5.9 | 2,849.7 | 21,729.0 | View | |
| Jul 22, 2026 | — | P | A | 1,000.0 | 5.93 | 5,930.0 | 21,246.0 | View | |
| Jul 08, 2026 | Secretary | P | A | 5,980.0 | 5.95 | 35,581.0 | 119,214.0 | View | |
| Jul 07, 2026 | President and CEO | P | A | 4,767.0 | 5.9203 | 28,222.07 | 131,000.0 | View | |
| Jul 07, 2026 | President and CEO | P | A | 233.0 | 5.92 | 1,379.36 | 126,233.0 | View | |
| Jun 30, 2026 | — | P | A | 2,000.0 | 5.925 | 11,850.0 | 20,246.0 | View | |
| Jun 30, 2026 | — | P | A | 2,091.0 | 5.885 | 12,305.54 | 18,246.0 | View | |
| Jun 22, 2026 | — | P | A | 1,853.0 | 5.91 | 10,951.23 | 16,155.0 | View | |
| Jun 22, 2026 | — | P | A | 147.0 | 5.91 | 868.77 | 14,302.0 | View | |
| Jun 17, 2026 | — | P | A | 2,000.0 | 5.96 | 11,920.0 | 14,155.0 | View | |
| Jun 17, 2026 | — | P | A | 155.0 | 5.95 | 922.25 | 12,155.0 | View | |
| Jun 01, 2026 | — | P | A | 1,000.0 | 6.01 | 6,010.0 | 12,000.0 | View | |
| May 29, 2026 | President and CEO | P | A | 5,400.0 | 5.99 | 32,346.0 | 126,000.0 | View | |
| May 29, 2026 | President and CEO | P | A | 100.0 | 5.98 | 598.0 | 120,600.0 | View | |
| May 29, 2026 | President and CEO | P | A | 3,000.0 | 5.98 | 17,940.0 | 120,500.0 | View | |
| May 29, 2026 | President and CEO | P | A | 4,500.0 | 5.97 | 26,865.0 | 117,500.0 | View | |
| May 20, 2026 | President and CEO | P | A | 2,987.0 | 5.96 | 17,802.52 | 113,000.0 | View | |
| May 20, 2026 | President and CEO | P | A | 13.0 | 5.95 | 77.35 | 110,013.0 | View | |
| May 20, 2026 | President and CEO | P | A | 4,000.0 | 5.95 | 23,800.0 | 110,000.0 | View | |
| Apr 27, 2026 | — | P | A | 1,002.0 | 6.065 | 6,077.13 | 11,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 3,000.0 | 6.09 | 18,270.0 | 106,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 547.0 | 6.04 | 3,303.88 | 40,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 3,000.0 | 6.05 | 18,150.0 | 103,000.0 | View | |
| Apr 20, 2026 | President and CEO | P | A | 4,718.0 | 6.06 | 28,591.08 | 100,000.0 | View |