Total Return Securities Fund - SWZ
Ownership (Schedule 13D / 13G) · latest 50 filings
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| Filed | Form | Reporting person | Percent | Shares | SEC |
|---|---|---|---|---|---|
| Mar 06, 2026 | SCHEDULE 13G/A | Allspring Global Investments Holdings, LLC | 6.3% | 811,933 | View |
| Jan 08, 2026 | SCHEDULE 13G/A | Allspring Global Investments Holdings, LLC | 12.5% | 2,127,310 | View |
| Dec 31, 2025 | SCHEDULE 13G/A | CSS LLC/IL | 9.94% | 1,686,971 | View |
| Dec 16, 2025 | SCHEDULE 13G/A | CSS LLC/IL | 10.27% | 1,742,506 | View |
| Dec 03, 2025 | SCHEDULE 13G | CSS LLC/IL | 9.0% | 1,221,756 | View |
| Nov 14, 2025 | SCHEDULE 13G/A | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2.91% | 378,637 | View |
| Oct 10, 2025 | SCHEDULE 13G/A | Allspring Global Investments Holdings, LLC | 16.4% | 2,127,310 | View |
Percent = "% of class represented by amount beneficially owned" for this reporting person in the filed 13D/13G.
Shares = reported beneficial ownership amount for the same row (not portfolio shares from 13F).
Amendments (/A) can repeat the same holder over time, so rows should not be summed.
Extraction is best-effort from filing text and can be missing or noisy; verify exact figures via the SEC link in each row.