AB Active ETFs, Inc. - SYFI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 4,566,670 | 164,080 | 0.05% | 0.05% | 1 | -77,493 | -1.67% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,496,093 | 53,142 | 0.01% | 0.01% | 2 | +34,580 | 2.37% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 1,488,085 | 52,856 | 0.01% | 0.01% | 3 | -708,450 | -32.25% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,479,552 | 52,553 | 0.0% | 0.0% | 4 | +384,835 | 35.15% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 1,459,002 | 51,823 | 0.0% | 0.0% | 5 | +140,408 | 10.65% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 1,305,358 | 46,366 | 0.01% | 0.01% | 6 | +139,035 | 11.92% | Q1 2026 | May 06, 2026 |
| Arkadios Wealth Advisors | History | Added to | 1,299,942 | 46,173 | 0.75% | 0.05% | 7 | +1,227,733 | 1700.25% | Q1 2026 | May 18, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 1,238,146 | 43,978 | 8.88% | 8.6% | 8 | +111,191 | 9.87% | Q1 2026 | Apr 24, 2026 |
| NewEdge Advisors, LLC | History | Added to | 936,009 | 33,247 | 0.12% | 0.1% | 9 | +193,690 | 26.09% | Q1 2026 | Jun 02, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 728,880 | 25,889 | 0.02% | 0.0% | 10 | +693,298 | 1948.45% | Q1 2026 | May 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 576,881 | 20,490 | 0.01% | 0.01% | 11 | -58,201 | -9.16% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 530,237 | 18,836 | 0.03% | 0.03% | 12 | -78,629 | -12.91% | Q1 2026 | May 15, 2026 |
| Solano Wealth Investment Advisors LLC | History | Added to | 419,317 | 14,894 | 7.42% | 6.87% | 13 | +33,496 | 8.68% | Q1 2026 | May 15, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 372,623 | 13,235 | 2.26% | 2.15% | 14 | +18,573 | 5.25% | Q1 2026 | Apr 21, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Added to | 320,820 | 11,395 | 0.21% | 0.21% | 15 | +18,768 | 6.21% | Q1 2026 | May 11, 2026 |
| OPPENHEIMER ASSET MANAGEMENT INC. | History | Added to | 290,692 | 10,325 | 0.12% | 0.13% | 16 | +318 | 0.11% | Q1 2026 | Apr 23, 2026 |
| Cerity Partners LLC | History | New | 276,305 | 9,814 | 0.01% | — | 17 | +276,305 | New | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 267,488 | 9,469 | 0.02% | 0.01% | 18 | -36,715 | -12.07% | Q1 2026 | Apr 08, 2026 |
| Next Level Private LLC | History | Added to | 238,836 | 8,483 | 1.92% | 0.44% | 19 | +192,484 | 415.27% | Q1 2026 | Apr 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 226,112 | 8,031 | 0.01% | 0.01% | 20 | +23,122 | 11.39% | Q1 2026 | Apr 27, 2026 |
| FOCUSED ALPHA, LLC | History | No change | 158,612 | 5,633 | 1.74% | 1.67% | 21 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 142,823 | 5,073 | 0.01% | 0.01% | 22 | -1,257 | -0.87% | Q1 2026 | Apr 27, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 142,617 | 5,065 | 0.0% | 0.0% | 23 | +38,320 | 36.74% | Q1 2026 | May 12, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 142,337 | 5,055 | 0.1% | 0.11% | 24 | -2,205 | -1.53% | Q1 2026 | May 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 121,404 | 4,312 | 0.0% | 0.0% | 25 | -453 | -0.37% | Q1 2026 | May 04, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 116,946 | 4,153 | 0.0% | 0.0% | 26 | -86,460 | -42.51% | Q1 2026 | May 12, 2026 |
| RMR Capital Management, LLC | History | Reduced | 113,177 | 4,020 | 2.9% | 3.1% | 27 | -6,885 | -5.73% | Q1 2026 | May 20, 2026 |
| Stonebridge Financial Group, LLC / MO | History | Reduced | 100,341 | 3,564 | 3.0% | 3.28% | 28 | -5,131 | -4.86% | Q1 2026 | Apr 17, 2026 |
| KPP Advisory Services LLC | History | Reduced | 91,078 | 3,235 | 0.47% | 0.52% | 29 | -8,536 | -8.57% | Q1 2026 | Apr 24, 2026 |
| Cetera Investment Advisers | History | Added to | 76,663 | 2,723 | 0.0% | 0.0% | 30 | +471 | 0.62% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 72,390 | 2,571 | 0.01% | 0.03% | 31 | -128,026 | -63.88% | Q1 2026 | Apr 24, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 65,154 | 2,314 | 0.0% | 0.0% | 32 | +53,424 | 455.45% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 53,648 | 1,905 | 0.0% | 0.0% | 33 | +2,464 | 4.81% | Q1 2026 | May 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 49,352 | 1,752 | 0.13% | 0.13% | 34 | -1,878 | -3.67% | Q1 2026 | May 05, 2026 |
| COMERICA BANK | History | No change | 45,797 | 1,645 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 45,557 | 1,618 | 0.02% | 0.02% | 36 | -1,811 | -3.82% | Q1 2026 | Apr 28, 2026 |
| FIFTH THIRD BANCORP | History | New | 44,946 | 1,596 | 0.0% | — | 37 | +44,946 | New | Q1 2026 | May 01, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 43,960 | 1,561 | 0.05% | 0.06% | 38 | -1,894 | -4.13% | Q1 2026 | May 15, 2026 |
| MAGNOLIA CAPITAL ADVISORS LLC | History | Reduced | 39,066 | 1,387 | 0.27% | 0.35% | 39 | -6,951 | -15.11% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 37,090 | 1,312 | 0.01% | 0.01% | 40 | +1,123 | 3.12% | Q1 2026 | Apr 07, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 33,967 | 1,206 | 0.0% | 0.01% | 41 | +69 | 0.2% | Q1 2026 | Apr 30, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 33,550 | 1,192 | 0.03% | 0.03% | 42 | +2,316 | 7.41% | Q1 2026 | Apr 21, 2026 |
| Advisory Services Network, LLC | History | New | 31,277 | 1,110 | 0.01% | — | 43 | +31,277 | New | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 29,219 | 1,037 | 0.05% | 0.05% | 44 | -1,973 | -6.33% | Q1 2026 | Apr 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 23,616 | 839 | 0.0% | 0.0% | 45 | +497 | 2.15% | Q1 2026 | Apr 30, 2026 |
| Integrated Wealth Concepts LLC | History | New | 23,467 | 833 | 0.01% | — | 46 | +23,467 | New | Q1 2026 | May 15, 2026 |
| TME FINANCIAL, INC. | History | Reduced | 22,134 | 786 | 0.54% | 0.57% | 47 | -415 | -1.84% | Q1 2026 | May 12, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 20,366 | 723 | 0.0% | 0.0% | 48 | -100,574 | -83.16% | Q1 2026 | May 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 19,373 | 688 | 0.0% | 0.0% | 49 | +284 | 1.49% | Q1 2026 | May 04, 2026 |
| Quantum Private Wealth, LLC | History | No change | 18,366 | 652 | 0.2% | 0.19% | 50 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Independent Advisor Alliance | History | New | 18,002 | 639 | 0.01% | — | 51 | +18,002 | New | Q1 2026 | May 12, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Added to | 15,949 | 566 | 0.31% | 0.28% | 52 | +1,645 | 11.5% | Q1 2026 | May 12, 2026 |
| PMG Wealth Management, Inc. | History | Reduced | 15,500 | 547 | 0.39% | 0.45% | 53 | -1,600 | -9.36% | Q1 2026 | Apr 17, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Added to | 15,338 | 544 | 0.21% | 0.17% | 54 | +3,146 | 25.8% | Q1 2026 | Apr 22, 2026 |
| ALTERNA WEALTH MANAGEMENT, INC | History | No change | 14,149 | 502 | 0.38% | 0.42% | 55 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 13,851 | 491 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 13,206 | 469 | 0.0% | 0.0% | 57 | -8,707 | -39.73% | Q1 2026 | May 11, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 12,106 | 430 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ameritas Advisory Services, LLC | History | Added to | 8,920 | 316 | 0.01% | 0.01% | 60 | +8 | 0.09% | Q1 2026 | May 12, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 8,919 | 316 | 0.02% | 0.02% | 59 | +6 | 0.07% | Q1 2026 | Apr 08, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 8,550 | 303 | 0.02% | 0.02% | 61 | +48 | 0.56% | Q1 2026 | Apr 23, 2026 |
| Encompass More Asset Management | History | New | 8,036 | 285 | 0.05% | — | 62 | +8,036 | New | Q1 2026 | Apr 28, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 7,627 | 270 | 0.02% | 0.02% | 63 | +37 | 0.49% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 7,515 | 266 | 0.0% | 0.0% | 64 | -28,501 | -79.13% | Q1 2026 | May 08, 2026 |
| Tortuga Wealth Management, Inc | History | No change | 7,027 | 252 | 0.27% | 0.27% | 65 | 0 | 0.0% | Q4 2025 | Apr 16, 2026 |
| Centerpoint Advisory Group | History | Added to | 6,570 | 233 | 0.18% | 0.18% | 66 | +200 | 3.14% | Q1 2026 | Apr 29, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 6,461 | 229 | 0.02% | 0.02% | 67 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SkyOak Wealth, LLC | History | No change | 6,400 | 227 | 0.04% | 0.04% | 68 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 5,930 | 210 | 0.0% | 0.0% | 69 | -73 | -1.22% | Q1 2026 | May 14, 2026 |
| World Investment Advisors | History | Reduced | 5,640 | 200 | 0.0% | 0.0% | 70 | -11 | -0.19% | Q1 2026 | Apr 27, 2026 |
| WPG Advisers, LLC | History | No change | 5,211 | 185 | 0.14% | 0.14% | 71 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Colonial Trust Advisors | History | No change | 3,100 | 110 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| MAI Capital Management | History | Added to | 2,920 | 103 | 0.0% | 0.0% | 73 | +50 | 1.74% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 2,700 | 95 | 0.0% | 0.0% | 74 | -4,018 | -59.81% | Q1 2026 | May 14, 2026 |
| Activest Wealth Management | History | No change | 1,570 | 55 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 1,473 | 52 | 0.0% | 0.0% | 76 | -1 | -0.07% | Q1 2026 | Apr 07, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,164 | 41 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,116 | 39 | 0.0% | 0.0% | 78 | +17 | 1.55% | Q1 2026 | Jun 02, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 889 | 31 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Allworth Financial LP | History | New | 838 | 29 | 0.0% | — | 80 | +838 | New | Q1 2026 | May 14, 2026 |
| Western Wealth Management, LLC | History | New | 699 | 24 | 0.0% | — | 81 | +699 | New | Q1 2026 | May 19, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 575 | 20 | 0.0% | 0.01% | 82 | -3,740 | -86.67% | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 396 | 14 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 305 | 10 | 0.0% | 0.0% | 84 | -107 | -25.97% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | New | 269 | 9 | 0.0% | — | 85 | +269 | New | Q1 2026 | May 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 196 | 6 | 0.0% | — | 86 | +196 | New | Q1 2026 | May 15, 2026 |
| Signature Equity Partners, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | New | 38 | 1 | 0.0% | — | 88 | +38 | New | Q1 2026 | May 06, 2026 |
| SOL Capital Management CO | History | Closed out | 0 | 0 | — | 0.9% | — | -279,746 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Strategic Family Wealth Counselors, L.L.C. | History | Closed out | 0 | 0 | — | 0.04% | — | -5,554 | -100.0% | Q1 2026 | May 11, 2026 |
| Roxbury Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -378 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Vision Retirement, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -59 | -100.0% | Q1 2026 | May 07, 2026 |
| US BANCORP \DE\ | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |