AB Active ETFs, Inc. - SYFI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | History | No change | 4,751,552 | 168,775 | 0.06% | 0.06% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 1,772,714 | 63,312 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,665,488 | 59,482 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 1,642,456 | 58,660 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 1,341,796 | 47,922 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 1,351,377 | 47,203 | 8.24% | 8.22% | 6 | +107,867 | 8.67% | Q3 2026 | Oct 21, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,184,979 | 42,321 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,097,338 | 39,191 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 957,335 | 34,191 | 0.1% | 0.1% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 810,059 | 28,931 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 491,963 | 17,575 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Huntleigh Advisors, Inc. | History | Added to | 375,288 | 13,108 | 1.83% | 1.86% | 12 | +2,941 | 0.79% | Q3 2026 | Nov 03, 2026 |
| Solano Wealth Investment Advisors LLC | History | No change | 361,666 | 12,916 | 5.88% | 5.88% | 13 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| FOCUSED ALPHA, LLC | History | Added to | 291,297 | 10,175 | 2.53% | 2.66% | 14 | +679 | 0.23% | Q3 2026 | Oct 19, 2026 |
| Next Level Private LLC | History | Added to | 271,571 | 9,485 | 1.82% | 1.78% | 15 | +17,008 | 6.68% | Q3 2026 | Oct 20, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 269,986 | 9,430 | 0.01% | 0.01% | 16 | +40,356 | 17.57% | Q3 2026 | Nov 02, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 259,476 | 9,267 | 0.15% | 0.15% | 17 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Cerity Partners LLC | History | No change | 239,517 | 8,554 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 166,286 | 5,938 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 167,881 | 5,864 | 0.01% | 0.01% | 20 | +8,398 | 5.27% | Q3 2026 | Oct 30, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 131,676 | 4,599 | 0.08% | 0.08% | 21 | -5,851 | -4.25% | Q3 2026 | Oct 28, 2026 |
| RMR Capital Management, LLC | History | Added to | 126,624 | 4,422 | 3.09% | 3.04% | 22 | +3,009 | 2.43% | Q3 2026 | Oct 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 121,524 | 4,340 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| SageGuard Financial Group, LLC | History | No change | 121,014 | 4,322 | 0.61% | 0.61% | 24 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 114,207 | 3,989 | 0.1% | 0.03% | 25 | +81,215 | 246.17% | Q3 2026 | Oct 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 107,321 | 3,745 | 0.01% | 0.01% | 26 | -256 | -0.24% | Q3 2026 | Oct 13, 2026 |
| Stonebridge Financial Group, LLC / MO | History | No change | 101,721 | 3,632 | 2.41% | 2.41% | 27 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| CITADEL ADVISORS LLC | History | No change | 93,166 | 3,327 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Vise Technologies, Inc. | History | Added to | 92,857 | 3,243 | 0.03% | 0.03% | 29 | +24,930 | 36.7% | Q3 2026 | Oct 28, 2026 |
| Advisory Resource Group | History | Added to | 79,905 | 2,791 | 0.4% | 0.42% | 30 | +1,490 | 1.9% | Q3 2026 | Oct 26, 2026 |
| JANE STREET GROUP, LLC | History | No change | 76,628 | 2,736 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | No change | 73,641 | 2,630 | 0.04% | 0.04% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Private Advisor Group, LLC | History | No change | 71,366 | 2,548 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Cetera Investment Advisers | History | No change | 69,969 | 2,498 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 56,656 | 1,978 | 0.06% | 0.07% | 35 | -401 | -0.7% | Q3 2026 | Nov 04, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 52,926 | 1,890 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 50,677 | 1,809 | 0.02% | 0.02% | 37 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 45,875 | 1,602 | 0.1% | 0.11% | 38 | -2,551 | -5.27% | Q3 2026 | Oct 30, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 44,114 | 1,540 | 0.0% | 0.0% | 39 | -1,176 | -2.6% | Q3 2026 | Nov 05, 2026 |
| Advisory Services Network, LLC | History | No change | 42,047 | 1,501 | 0.02% | 0.02% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 42,606 | 1,488 | 0.0% | 0.0% | 41 | +4,966 | 13.19% | Q3 2026 | Nov 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 37,116 | 1,296 | 0.01% | 0.01% | 42 | +12 | 0.03% | Q3 2026 | Oct 08, 2026 |
| MAGNOLIA CAPITAL ADVISORS LLC | History | No change | 34,108 | 1,218 | 0.21% | 0.21% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 26,087 | 911 | 0.0% | 0.0% | 44 | +2,436 | 10.3% | Q3 2026 | Nov 02, 2026 |
| Encompass More Asset Management | History | Added to | 25,370 | 886 | 0.12% | 0.08% | 45 | +10,237 | 67.65% | Q3 2026 | Oct 16, 2026 |
| TME FINANCIAL, INC. | History | Added to | 25,391 | 886 | 0.54% | 0.53% | 46 | +1,135 | 4.68% | Q3 2026 | Oct 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 21,520 | 768 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| KENNEDY INVESTMENT GROUP, INC. | History | Added to | 21,861 | 763 | 0.25% | 0.22% | 48 | +3,469 | 18.86% | Q3 2026 | Oct 21, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 21,019 | 750 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 20,032 | 715 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantum Private Wealth, LLC | History | No change | 18,366 | 641 | 0.16% | 0.17% | 51 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | No change | 15,956 | 569 | 0.27% | 0.27% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PMG Wealth Management, Inc. | History | No change | 14,700 | 522 | 0.32% | 0.32% | 53 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Gotham Asset Management, LLC | History | No change | 14,603 | 521 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 13,559 | 484 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| D.A. DAVIDSON & CO. | History | No change | 13,851 | 483 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 12,106 | 432 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| Global Retirement Partners, LLC | History | No change | 10,586 | 378 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| First Heartland Consultants, Inc. | History | Added to | 10,587 | 369 | 0.02% | 0.02% | 59 | +526 | 5.23% | Q3 2026 | Oct 08, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 9,174 | 327 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tortuga Wealth Management, Inc | History | Added to | 9,196 | 321 | 0.23% | 0.24% | 61 | +202 | 2.25% | Q3 2026 | Oct 27, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 8,644 | 301 | 0.01% | 0.01% | 62 | +45 | 0.52% | Q3 2026 | Nov 04, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 7,742 | 276 | 0.02% | 0.02% | 63 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 6,461 | 230 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 6,289 | 225 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SkyOak Wealth, LLC | History | No change | 6,400 | 223 | 0.04% | 0.04% | 66 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Centerpoint Advisory Group | History | Reduced | 6,370 | 222 | 0.14% | 0.15% | 67 | -150 | -2.3% | Q3 2026 | Oct 23, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 6,016 | 214 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 5,610 | 195 | 0.02% | 0.0% | 69 | +5,035 | 875.65% | Q3 2026 | Oct 20, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5,306 | 189 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WPG Advisers, LLC | History | No change | 5,211 | 182 | 0.1% | 0.11% | 71 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Colonial Trust Advisors | History | No change | 3,100 | 110 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,715 | 61 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | Added to | 1,149 | 40 | 0.0% | 0.0% | 75 | +17 | 1.5% | Q3 2026 | Nov 03, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,164 | 40 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 995 | 35 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HAZLETT, BURT & WATSON, INC. | History | No change | 889 | 31 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| LANARK FINANCIAL, INC. | History | New | 840 | 29 | 0.0% | — | 79 | +840 | New | Q3 2026 | Oct 26, 2026 |
| Allworth Financial LP | History | No change | 838 | 29 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Root Financial Partners, LLC | History | New | 815 | 28 | 0.0% | — | 80 | +815 | New | Q3 2026 | Oct 21, 2026 |
| IFG Advisory, LLC | History | No change | 611 | 21 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 269 | 9 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Signature Equity Partners, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 60 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ASSETMARK, INC | History | No change | 38 | 1 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| KPP Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -85,891 | -100.0% | Q3 2026 | Oct 26, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -24,914 | -100.0% | Q3 2026 | Oct 26, 2026 |
| FMR LLC | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |