FIRST TRUST EXCHANGE-TRADED FUND IV - TDVI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Sequent Planning LLC | History | Added to | 90,157 | 2,394 | 0.58% | 0.6% | 1 | +5,672 | 6.71% | Q1 2026 | Apr 21, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 31,121 | 826 | 0.52% | 0.96% | 2 | -22,893 | -42.38% | Q1 2026 | Apr 20, 2026 |
| Intrua Financial, LLC | History | Reduced | 28,844 | 766 | 0.08% | 0.09% | 3 | -1,106 | -3.69% | Q1 2026 | Apr 23, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 21,140 | 561 | 0.01% | 0.0% | 4 | +10,379 | 96.45% | Q1 2026 | Apr 20, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 17,130 | 454 | 0.03% | 0.02% | 5 | +9,531 | 125.42% | Q1 2026 | Apr 22, 2026 |
| Accel Wealth Management | History | New | 15,320 | 406 | 0.11% | — | 6 | +15,320 | New | Q1 2026 | Apr 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 14,728 | 394 | 0.0% | 0.0% | 7 | -7,248 | -32.98% | Q1 2026 | Apr 08, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 14,607 | 388 | 0.0% | 0.0% | 8 | -823 | -5.33% | Q1 2026 | Apr 22, 2026 |
| G&S Capital LLC | History | Added to | 11,297 | 300 | 0.11% | 0.09% | 9 | +1,745 | 18.27% | Q1 2026 | Apr 07, 2026 |
| RFG Advisory, LLC | History | Reduced | 11,143 | 295 | 0.01% | 0.01% | 10 | -200 | -1.76% | Q1 2026 | Apr 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 9,813 | 260 | 0.01% | 0.01% | 11 | +1,864 | 23.45% | Q1 2026 | Apr 07, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 9,619 | 255 | 0.02% | 0.02% | 12 | +705 | 7.91% | Q1 2026 | Apr 20, 2026 |
| Faithward Advisors, LLC | History | Added to | 9,065 | 240 | 0.03% | 0.04% | 13 | +7 | 0.08% | Q1 2026 | Apr 17, 2026 |
| Balboa Wealth Partners | History | Added to | 8,383 | 222 | 0.04% | 0.04% | 14 | +347 | 4.32% | Q1 2026 | Apr 16, 2026 |
| Uniting Wealth Partners, LLC | History | New | 7,915 | 210 | 0.04% | — | 15 | +7,915 | New | Q1 2026 | Apr 22, 2026 |
| IFP Advisors, Inc | History | No change | 600 | 15 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Luken Investment Analytics, LLC | History | Closed out | 0 | 0 | — | 9.25% | — | -844,667 | -100.0% | Q4 2025 | Feb 03, 2026 |
| SOUTHERN CAPITAL SERVICES INC /ADV | History | Closed out | 0 | 0 | — | 9.54% | — | -545,758 | -100.0% | Q4 2025 | Feb 27, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -406,776 | -100.0% | Q4 2025 | Feb 11, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -389,270 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -342,300 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.01% | — | -325,875 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -185,811 | -100.0% | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -180,299 | -100.0% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -155,442 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -114,891 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -66,375 | -100.0% | Q4 2025 | Feb 17, 2026 |
| PRECEDENT WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -59,958 | -100.0% | Q4 2025 | Jan 07, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.04% | — | -54,893 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -53,327 | -100.0% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,613 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -34,696 | -100.0% | Q4 2025 | Jan 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -33,318 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -32,464 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -31,988 | -100.0% | Q4 2025 | Jan 15, 2026 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.01% | — | -27,767 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -24,575 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,141 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HUB Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,072 | -100.0% | Q4 2025 | Feb 17, 2026 |
| SteelPeak Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,450 | -100.0% | Q4 2025 | Jan 20, 2026 |
| Core Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -18,792 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CALTON & ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -15,080 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,304 | -100.0% | Q4 2025 | Feb 20, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -11,958 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,990 | -100.0% | Q4 2025 | Feb 09, 2026 |
| AFT, FORSYTH & COMPANY, INC. | History | Closed out | 0 | 0 | — | 0.12% | — | -10,414 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ENDEAVOR PRIVATE WEALTH, INC. | History | Closed out | 0 | 0 | — | 0.08% | — | -10,008 | -100.0% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,966 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Benson Wealth Management INC | History | Closed out | 0 | 0 | — | 0.27% | — | -8,895 | -100.0% | Q4 2025 | Feb 12, 2026 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,893 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,259 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Owen LaRue, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -8,257 | -100.0% | Q4 2025 | Feb 05, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,004 | -100.0% | Q4 2025 | Feb 03, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,879 | -100.0% | Q4 2025 | Feb 12, 2026 |
| GREENBERG FINANCIAL GROUP | History | Closed out | 0 | 0 | — | 0.08% | — | -7,250 | -100.0% | Q4 2025 | Jan 22, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,570 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,457 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.02% | — | -3,343 | -100.0% | Q4 2025 | Feb 12, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,085 | -100.0% | Q4 2025 | Jan 26, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -402 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -149 | -100.0% | Q4 2025 | Feb 12, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -58 | -100.0% | Q4 2025 | Feb 03, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q4 2025 | Jan 26, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |