FIRST TRUST EXCHANGE-TRADED FUND IV - TDVI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Luken Investment Analytics, LLC | History | Reduced | 797,531 | 25,329 | 8.85% | 8.24% | 1 | -13,026 | -1.61% | Q2 2026 | Jul 28, 2026 |
| LPL Financial LLC | History | Added to | 748,794 | 23,781 | 0.01% | 0.0% | 2 | +287,910 | 62.47% | Q2 2026 | Aug 07, 2026 |
| SOUTHERN CAPITAL SERVICES INC /ADV | History | Reduced | 542,063 | 17,215 | 9.66% | 9.55% | 3 | -17,455 | -3.12% | Q2 2026 | Jul 23, 2026 |
| Cetera Investment Advisers | History | Added to | 444,365 | 14,113 | 0.01% | 0.01% | 4 | +130,477 | 41.57% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 440,877 | 14,002 | 0.0% | 0.0% | 5 | +32,600 | 7.98% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 417,623 | 13,263 | 0.0% | 0.0% | 6 | +11,389 | 2.8% | Q2 2026 | Aug 14, 2026 |
| Bullseye Investment Management, LLC | History | Added to | 264,696 | 8,406 | 4.13% | 2.91% | 7 | +60,930 | 29.9% | Q2 2026 | Sep 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 184,671 | 5,865 | 0.01% | 0.01% | 8 | +27,083 | 17.19% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 140,181 | 4,452 | 0.08% | 0.12% | 9 | -67,128 | -32.38% | Q2 2026 | Jul 15, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 134,233 | 4,263 | 0.0% | 0.0% | 10 | -70,043 | -34.29% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 122,017 | 3,875 | 0.0% | 0.0% | 11 | -61,759 | -33.61% | Q2 2026 | Aug 03, 2026 |
| Triad Wealth Partners, LLC | History | New | 105,914 | 3,254 | 0.19% | — | 12 | +105,914 | New | Q2 2026 | Aug 10, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 100,900 | 3,204 | 0.0% | — | 13 | +100,900 | New | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 96,763 | 3,073 | 0.0% | 0.0% | 14 | +19,889 | 25.87% | Q2 2026 | Jul 29, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 85,807 | 2,725 | 0.01% | 0.01% | 15 | -13,281 | -13.4% | Q2 2026 | Jul 27, 2026 |
| Sequent Planning LLC | History | Reduced | 84,555 | 2,685 | 0.57% | 0.58% | 16 | -5,602 | -6.21% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | Added to | 82,774 | 2,628 | 0.01% | 0.01% | 17 | +10,083 | 13.87% | Q2 2026 | Jul 27, 2026 |
| Arax Advisory Partners | History | Added to | 80,508 | 2,556 | 0.02% | 0.04% | 18 | +22,922 | 39.8% | Q2 2026 | Aug 10, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 73,320 | 2,328 | 0.0% | 0.0% | 19 | +3,883 | 5.59% | Q2 2026 | Aug 11, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 66,454 | 2,110 | 0.07% | 0.07% | 20 | -645 | -0.96% | Q2 2026 | Jul 27, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 58,213 | 1,848 | 0.03% | 0.0% | 21 | +49,086 | 537.81% | Q2 2026 | Jul 31, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 45,269 | 1,437 | 0.01% | 0.01% | 22 | +9,306 | 25.88% | Q2 2026 | Sep 08, 2026 |
| STEPHENS INC /AR/ | History | Added to | 39,935 | 1,268 | 0.01% | 0.01% | 23 | +8,056 | 25.27% | Q2 2026 | Jul 29, 2026 |
| Capital Investment Advisory Services, LLC | History | Reduced | 38,685 | 1,228 | 0.08% | 0.08% | 24 | -127 | -0.33% | Q2 2026 | Jul 23, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 36,522 | 1,159 | 0.01% | 0.01% | 25 | +2,127 | 6.18% | Q2 2026 | Aug 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 32,954 | 1,046 | 0.01% | 0.01% | 26 | +11,712 | 55.14% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 32,884 | 1,044 | 0.02% | — | 27 | +32,884 | New | Q2 2026 | Aug 14, 2026 |
| Owen LaRue, LLC | History | Added to | 30,936 | 982 | 0.34% | 0.17% | 28 | +14,271 | 85.63% | Q2 2026 | Jul 22, 2026 |
| Intrua Financial, LLC | History | Added to | 30,151 | 957 | 0.09% | 0.08% | 29 | +1,307 | 4.53% | Q2 2026 | Jul 24, 2026 |
| Benson Wealth Management INC | History | Added to | 29,294 | 930 | 0.94% | 0.2% | 30 | +23,902 | 443.29% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 29,042 | 922 | 0.0% | 0.0% | 31 | +4,150 | 16.67% | Q2 2026 | Aug 14, 2026 |
| RFG Advisory, LLC | History | Added to | 28,880 | 917 | 0.01% | 0.01% | 32 | +17,737 | 159.18% | Q2 2026 | Jul 15, 2026 |
| JANE STREET GROUP, LLC | History | New | 26,755 | 849 | 0.0% | — | 33 | +26,755 | New | Q2 2026 | Aug 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 24,875 | 790 | 0.01% | 0.01% | 34 | +3,735 | 17.67% | Q2 2026 | Jul 27, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 23,437 | 744 | 0.44% | 0.52% | 35 | -7,684 | -24.69% | Q2 2026 | Jul 22, 2026 |
| Uniting Wealth Partners, LLC | History | Added to | 21,899 | 695 | 0.14% | 0.04% | 36 | +13,984 | 176.68% | Q2 2026 | Aug 06, 2026 |
| MARSHALL WACE, LLP | History | New | 21,374 | 678 | 0.0% | — | 37 | +21,374 | New | Q2 2026 | Aug 13, 2026 |
| Advisory Advocates, LLC | History | Added to | 20,330 | 645 | 0.55% | 0.35% | 38 | +7,600 | 59.7% | Q2 2026 | Aug 10, 2026 |
| Accel Wealth Management | History | Added to | 20,266 | 643 | 0.14% | 0.11% | 39 | +4,946 | 32.28% | Q2 2026 | Jul 10, 2026 |
| IHT Wealth Management, LLC | History | Added to | 19,539 | 620 | 0.01% | 0.01% | 40 | +3,528 | 22.03% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | Added to | 19,421 | 616 | 0.11% | 0.02% | 41 | +16,278 | 517.91% | Q2 2026 | Jul 20, 2026 |
| NewEdge Advisors, LLC | History | Added to | 19,108 | 606 | 0.0% | 0.0% | 42 | +9,855 | 106.51% | Q2 2026 | Aug 12, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 17,623 | 559 | 0.03% | 0.02% | 43 | +8,004 | 83.21% | Q2 2026 | Aug 07, 2026 |
| ENDEAVOR PRIVATE WEALTH, INC. | History | Added to | 16,210 | 514 | 0.12% | 0.09% | 44 | +4,052 | 33.33% | Q2 2026 | Aug 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 18,096 | 480 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Core Wealth Partners LLC | History | Reduced | 13,300 | 422 | 0.18% | 0.22% | 46 | -4,809 | -26.56% | Q2 2026 | Jul 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 12,616 | 398 | 0.0% | 0.0% | 47 | -2,112 | -14.34% | Q2 2026 | Jul 15, 2026 |
| AFT, FORSYTH & COMPANY, INC. | History | Added to | 12,010 | 381 | 0.18% | 0.14% | 48 | +426 | 3.68% | Q2 2026 | Aug 14, 2026 |
| Aurora Private Wealth, Inc. | History | New | 11,808 | 375 | 0.24% | — | 49 | +11,808 | New | Q2 2026 | Jul 21, 2026 |
| WCG Wealth Advisors LLC | History | New | 11,586 | 367 | 0.01% | — | 50 | +11,586 | New | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 11,500 | 365 | 0.01% | 0.01% | 51 | -100 | -0.86% | Q2 2026 | Aug 10, 2026 |
| G&S Capital LLC | History | Added to | 11,309 | 359 | 0.1% | 0.11% | 52 | +12 | 0.11% | Q2 2026 | Jul 10, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 10,647 | 338 | 0.0% | 0.0% | 54 | -3,960 | -27.11% | Q2 2026 | Aug 05, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 10,668 | 338 | 0.05% | 0.05% | 53 | -3,634 | -25.41% | Q2 2026 | Aug 10, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Added to | 10,444 | 331 | 0.01% | 0.01% | 55 | +2,565 | 32.55% | Q2 2026 | Aug 04, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 9,908 | 314 | 0.0% | 0.0% | 56 | -20,318 | -67.22% | Q2 2026 | Jul 28, 2026 |
| NOVEM GROUP | History | New | 9,850 | 312 | 0.03% | — | 57 | +9,850 | New | Q2 2026 | Jul 21, 2026 |
| Faithward Advisors, LLC | History | Added to | 9,657 | 306 | 0.04% | 0.03% | 58 | +592 | 6.53% | Q2 2026 | Aug 12, 2026 |
| Moors & Cabot, Inc. | History | New | 9,177 | 291 | 0.01% | — | 59 | +9,177 | New | Q2 2026 | Aug 10, 2026 |
| Equitable Holdings, Inc. | History | New | 8,890 | 282 | 0.0% | — | 60 | +8,890 | New | Q2 2026 | Aug 17, 2026 |
| Mission Financial Group, LLC | History | New | 8,799 | 279 | 0.23% | — | 61 | +8,799 | New | Q2 2026 | Aug 12, 2026 |
| Convergence Financial, LLC | History | New | 8,632 | 274 | 0.02% | — | 62 | +8,632 | New | Q2 2026 | Aug 05, 2026 |
| Balboa Wealth Partners | History | Reduced | 8,284 | 263 | 0.04% | 0.04% | 63 | -99 | -1.18% | Q2 2026 | Aug 10, 2026 |
| Inspire Advisors, LLC | History | New | 7,523 | 238 | 0.02% | — | 64 | +7,523 | New | Q2 2026 | Aug 13, 2026 |
| Snowden Capital Advisors LLC | History | New | 7,261 | 230 | 0.01% | — | 65 | +7,261 | New | Q2 2026 | Aug 13, 2026 |
| Prime Capital Investment Advisors, LLC | History | New | 6,853 | 217 | 0.0% | — | 66 | +6,853 | New | Q2 2026 | Aug 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 6,573 | 208 | 0.0% | 0.0% | 67 | +1,105 | 20.21% | Q2 2026 | Aug 13, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | New | 6,525 | 207 | 0.02% | — | 68 | +6,525 | New | Q2 2026 | Jul 09, 2026 |
| WEDBUSH SECURITIES INC | History | New | 6,470 | 205 | 0.01% | — | 69 | +6,470 | New | Q2 2026 | Jul 28, 2026 |
| SteelPeak Wealth, LLC | History | Reduced | 6,335 | 201 | 0.01% | 0.01% | 70 | -2,750 | -30.27% | Q2 2026 | Jul 13, 2026 |
| Larson Financial Group LLC | History | No change | 4,570 | 145 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 3,491 | 109 | 0.01% | — | 72 | +3,491 | New | Q2 2026 | Jul 22, 2026 |
| AE Wealth Management LLC | History | Reduced | 3,195 | 101 | 0.0% | 0.0% | 73 | -2 | -0.06% | Q2 2026 | Aug 03, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 2,046 | 64 | 0.0% | 0.01% | 74 | -7,767 | -79.15% | Q2 2026 | Jul 06, 2026 |
| MORGAN STANLEY | History | New | 2,000 | 63 | 0.0% | — | 75 | +2,000 | New | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | New | 1,274 | 40 | 0.02% | — | 76 | +1,274 | New | Q2 2026 | Jul 30, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 716 | 22 | 0.0% | — | 77 | +716 | New | Q2 2026 | Jul 28, 2026 |
| IFP Advisors, Inc | History | No change | 600 | 19 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 523 | 16 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 299 | 9 | 0.0% | 0.0% | 80 | +221 | 283.33% | Q2 2026 | Jul 22, 2026 |
| VANGUARD ADVISERS INC | History | New | 215 | 6 | 0.0% | — | 81 | +215 | New | Q2 2026 | Aug 13, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | New | 208 | 6 | 0.0% | — | 82 | +208 | New | Q2 2026 | Aug 04, 2026 |
| Rossby Financial, LCC | History | Reduced | 149 | 4 | 0.0% | 0.0% | 84 | -143 | -48.97% | Q2 2026 | Aug 04, 2026 |
| Smartleaf Asset Management LLC | History | No change | 130 | 4 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,130 | -100.0% | Q2 2026 | Jul 16, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,774 | -100.0% | Q2 2026 | Aug 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 18 | 0 | — | — | — | +18 | New | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 15 | 0 | — | — | — | -3 | -16.67% | Q2 2026 | Jul 24, 2026 |
| CWM, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |