FIRST TRUST EXCHANGE-TRADED FUND IV - TDVI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Luken Investment Analytics, LLC | History | Reduced | 810,557 | 21,528 | 8.24% | 9.25% | 1 | -34,110 | -4.04% | Q1 2026 | May 12, 2026 |
| SOUTHERN CAPITAL SERVICES INC /ADV | History | Added to | 559,518 | 14,860 | 9.55% | 9.54% | 2 | +13,760 | 2.52% | Q1 2026 | Apr 29, 2026 |
| LPL Financial LLC | History | Added to | 460,884 | 12,241 | 0.0% | 0.0% | 3 | +54,108 | 13.3% | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 408,277 | 10,844 | 0.0% | 0.0% | 4 | +19,007 | 4.88% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 406,234 | 10,789 | 0.0% | 0.0% | 5 | +63,934 | 18.68% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 313,888 | 8,336 | 0.01% | 0.01% | 6 | -11,987 | -3.68% | Q1 2026 | May 13, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 207,309 | 5,506 | 0.12% | 0.12% | 7 | +14,171 | 7.34% | Q1 2026 | May 15, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 204,276 | 5,425 | 0.0% | 0.0% | 8 | +23,977 | 13.3% | Q1 2026 | May 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 183,776 | 4,881 | 0.0% | 0.0% | 9 | -2,035 | -1.1% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 157,588 | 4,185 | 0.01% | 0.01% | 10 | +2,146 | 1.38% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 99,088 | 2,632 | 0.01% | 0.01% | 11 | -15,803 | -13.75% | Q1 2026 | Apr 30, 2026 |
| Sequent Planning LLC | History | Added to | 90,157 | 2,394 | 0.58% | 0.6% | 12 | +5,672 | 6.71% | Q1 2026 | Apr 21, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 76,874 | 2,041 | 0.0% | 0.0% | 13 | +34,261 | 80.4% | Q1 2026 | Apr 27, 2026 |
| Private Advisor Group, LLC | History | Added to | 72,691 | 1,930 | 0.01% | 0.01% | 14 | +6,316 | 9.52% | Q1 2026 | Apr 24, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 69,437 | 1,844 | 0.0% | 0.0% | 15 | +16,110 | 30.21% | Q1 2026 | May 13, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 67,099 | 1,782 | 0.07% | 0.03% | 16 | +42,524 | 173.04% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Added to | 57,586 | 1,529 | 0.04% | 0.04% | 17 | +2,693 | 4.91% | Q1 2026 | May 13, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 38,812 | 1,030 | 0.08% | 0.07% | 18 | +4,116 | 11.86% | Q1 2026 | May 05, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 35,963 | 955 | 0.01% | 0.01% | 19 | +13,822 | 62.43% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 34,395 | 913 | 0.01% | 0.01% | 20 | +1,931 | 5.95% | Q1 2026 | Apr 28, 2026 |
| STEPHENS INC /AR/ | History | Added to | 31,879 | 846 | 0.01% | 0.01% | 21 | +4,112 | 14.81% | Q1 2026 | Apr 28, 2026 |
| RiverTree Advisors, LLC | History | Reduced | 31,121 | 826 | 0.52% | 0.96% | 22 | -22,893 | -42.38% | Q1 2026 | Apr 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 30,226 | 802 | 0.0% | 0.0% | 23 | +26,769 | 774.34% | Q1 2026 | Apr 30, 2026 |
| Intrua Financial, LLC | History | Reduced | 28,844 | 766 | 0.08% | 0.09% | 24 | -1,106 | -3.69% | Q1 2026 | Apr 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 24,892 | 661 | 0.0% | 0.0% | 25 | -8,426 | -25.29% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 21,242 | 564 | 0.01% | 0.01% | 26 | +10,252 | 93.28% | Q1 2026 | May 15, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 21,140 | 561 | 0.01% | 0.0% | 27 | +10,379 | 96.45% | Q1 2026 | Apr 20, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 18,096 | 480 | 0.03% | 0.02% | 28 | +5,792 | 47.07% | Q1 2026 | May 15, 2026 |
| Core Wealth Partners LLC | History | Reduced | 18,109 | 480 | 0.22% | 0.23% | 29 | -683 | -3.63% | Q1 2026 | May 08, 2026 |
| Patriot Financial Group Insurance Agency, LLC | History | Added to | 17,130 | 454 | 0.03% | 0.02% | 30 | +9,531 | 125.42% | Q1 2026 | Apr 22, 2026 |
| Owen LaRue, LLC | History | Added to | 16,665 | 442 | 0.17% | 0.09% | 31 | +8,408 | 101.83% | Q1 2026 | Apr 30, 2026 |
| IHT Wealth Management, LLC | History | Added to | 16,011 | 425 | 0.01% | 0.01% | 32 | +7,118 | 80.04% | Q1 2026 | May 15, 2026 |
| Accel Wealth Management | History | New | 15,320 | 406 | 0.11% | — | 33 | +15,320 | New | Q1 2026 | Apr 08, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 14,728 | 394 | 0.0% | 0.0% | 34 | -7,248 | -32.98% | Q1 2026 | Apr 08, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 14,607 | 388 | 0.0% | 0.0% | 35 | -823 | -5.33% | Q1 2026 | Apr 22, 2026 |
| CALTON & ASSOCIATES, INC. | History | Reduced | 14,302 | 379 | 0.05% | 0.06% | 36 | -778 | -5.16% | Q1 2026 | May 13, 2026 |
| Advisory Advocates, LLC | History | Added to | 12,730 | 338 | 0.35% | 0.35% | 37 | +200 | 1.6% | Q1 2026 | May 05, 2026 |
| ENDEAVOR PRIVATE WEALTH, INC. | History | Added to | 12,158 | 322 | 0.09% | 0.08% | 38 | +2,150 | 21.48% | Q1 2026 | May 14, 2026 |
| Arkadios Wealth Advisors | History | Reduced | 11,600 | 308 | 0.01% | 0.01% | 39 | -358 | -2.99% | Q1 2026 | May 18, 2026 |
| AFT, FORSYTH & COMPANY, INC. | History | Added to | 11,584 | 307 | 0.14% | 0.12% | 40 | +1,170 | 11.23% | Q1 2026 | May 14, 2026 |
| G&S Capital LLC | History | Added to | 11,297 | 300 | 0.11% | 0.09% | 41 | +1,745 | 18.27% | Q1 2026 | Apr 07, 2026 |
| RFG Advisory, LLC | History | Reduced | 11,143 | 295 | 0.01% | 0.01% | 42 | -200 | -1.76% | Q1 2026 | Apr 17, 2026 |
| CoreCap Advisors, LLC | History | Added to | 9,813 | 260 | 0.01% | 0.01% | 43 | +1,864 | 23.45% | Q1 2026 | Apr 07, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 9,619 | 255 | 0.02% | 0.02% | 44 | +705 | 7.91% | Q1 2026 | Apr 20, 2026 |
| NewEdge Advisors, LLC | History | Added to | 9,253 | 245 | 0.0% | 0.0% | 45 | +8,851 | 2201.74% | Q1 2026 | Jun 02, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 9,127 | 242 | 0.0% | 0.0% | 46 | +1,123 | 14.03% | Q1 2026 | May 14, 2026 |
| SteelPeak Wealth, LLC | History | Reduced | 9,085 | 241 | 0.01% | 0.02% | 47 | -11,365 | -55.57% | Q1 2026 | May 05, 2026 |
| Faithward Advisors, LLC | History | Added to | 9,065 | 240 | 0.03% | 0.04% | 48 | +7 | 0.08% | Q1 2026 | Apr 17, 2026 |
| Balboa Wealth Partners | History | Added to | 8,383 | 222 | 0.04% | 0.04% | 49 | +347 | 4.32% | Q1 2026 | Apr 16, 2026 |
| Uniting Wealth Partners, LLC | History | New | 7,915 | 210 | 0.04% | — | 50 | +7,915 | New | Q1 2026 | Apr 22, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 7,879 | 209 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| GREENBERG FINANCIAL GROUP | History | No change | 7,250 | 201 | 0.08% | 0.08% | 52 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 5,468 | 145 | 0.0% | — | 53 | +5,468 | New | Q1 2026 | May 08, 2026 |
| Benson Wealth Management INC | History | Reduced | 5,392 | 143 | 0.2% | 0.27% | 54 | -3,503 | -39.38% | Q1 2026 | May 12, 2026 |
| Larson Financial Group LLC | History | No change | 4,570 | 121 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Added to | 3,197 | 84 | 0.0% | 0.0% | 56 | +1,112 | 53.33% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Reduced | 3,143 | 83 | 0.02% | 0.02% | 57 | -200 | -5.98% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 1,774 | 47 | 0.0% | — | 58 | +1,774 | New | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 706 | 18 | 0.0% | — | 59 | +706 | New | Q1 2026 | May 19, 2026 |
| IFP Advisors, Inc | History | No change | 600 | 15 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 523 | 13 | 0.0% | — | 61 | +523 | New | Q1 2026 | May 13, 2026 |
| Rossby Financial, LCC | History | Added to | 292 | 7 | 0.0% | 0.0% | 62 | +143 | 95.97% | Q1 2026 | May 11, 2026 |
| Smartleaf Asset Management LLC | History | New | 130 | 3 | 0.0% | — | 63 | +130 | New | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 78 | 2 | 0.0% | 0.0% | 64 | +20 | 34.48% | Q1 2026 | Apr 27, 2026 |
| PRECEDENT WEALTH PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -59,958 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -31,988 | -100.0% | Q1 2026 | May 13, 2026 |
| HUB Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,072 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,966 | -100.0% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,259 | -100.0% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |