FIRST TRUST EXCHANGE-TRADED FUND IV - TDVI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Luken Investment Analytics, LLC | History | No change | 797,531 | 25,329 | 8.85% | 8.85% | 1 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| LPL Financial LLC | History | No change | 748,794 | 23,781 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SOUTHERN CAPITAL SERVICES INC /ADV | History | Added to | 545,472 | 16,789 | 9.57% | 9.66% | 3 | +3,409 | 0.63% | Q3 2026 | Oct 19, 2026 |
| Cetera Investment Advisers | History | No change | 444,365 | 14,113 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 440,877 | 14,002 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 417,623 | 13,263 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bullseye Investment Management, LLC | History | Added to | 273,097 | 8,405 | 4.15% | 4.13% | 7 | +8,401 | 3.17% | Q3 2026 | Oct 29, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 184,671 | 5,865 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 170,797 | 5,257 | 0.1% | 0.08% | 9 | +30,616 | 21.84% | Q3 2026 | Oct 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 134,233 | 4,263 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 122,017 | 3,875 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 107,699 | 3,314 | 0.18% | 0.19% | 12 | +1,785 | 1.69% | Q3 2026 | Oct 26, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 100,900 | 3,204 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 99,804 | 3,071 | 0.0% | 0.0% | 14 | +3,041 | 3.14% | Q3 2026 | Nov 02, 2026 |
| Sequent Planning LLC | History | No change | 84,555 | 2,685 | 0.57% | 0.57% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Private Advisor Group, LLC | History | No change | 82,774 | 2,628 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Arax Advisory Partners | History | No change | 80,508 | 2,556 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 73,320 | 2,328 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 66,454 | 2,110 | 0.07% | 0.07% | 19 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| MGO ONE SEVEN LLC | History | Added to | 63,685 | 1,960 | 0.03% | 0.03% | 20 | +5,472 | 9.4% | Q3 2026 | Oct 28, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 54,715 | 1,684 | 0.0% | 0.01% | 21 | -31,092 | -36.23% | Q3 2026 | Nov 02, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 45,269 | 1,437 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 45,258 | 1,393 | 0.0% | 0.0% | 23 | +35,350 | 356.78% | Q3 2026 | Nov 02, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 41,581 | 1,279 | 0.08% | 0.08% | 24 | +2,896 | 7.49% | Q3 2026 | Oct 30, 2026 |
| STEPHENS INC /AR/ | History | No change | 39,935 | 1,268 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 36,522 | 1,159 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| RFG Advisory, LLC | History | Added to | 36,183 | 1,113 | 0.02% | 0.01% | 27 | +7,303 | 25.29% | Q3 2026 | Nov 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 32,954 | 1,046 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 32,884 | 1,044 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Owen LaRue, LLC | History | No change | 30,936 | 982 | 0.34% | 0.34% | 30 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Benson Wealth Management INC | History | No change | 29,294 | 930 | 0.94% | 0.94% | 31 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 29,042 | 922 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | No change | 26,755 | 849 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | Added to | 26,044 | 801 | 0.14% | 0.11% | 34 | +6,623 | 34.1% | Q3 2026 | Oct 14, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 25,893 | 796 | 0.01% | 0.01% | 35 | +1,018 | 4.09% | Q3 2026 | Oct 16, 2026 |
| Uniting Wealth Partners, LLC | History | No change | 21,899 | 695 | 0.14% | 0.14% | 36 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Accel Wealth Management | History | Added to | 22,177 | 682 | 0.15% | 0.14% | 37 | +1,911 | 9.43% | Q3 2026 | Oct 13, 2026 |
| MARSHALL WACE, LLP | History | No change | 21,374 | 678 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisory Advocates, LLC | History | No change | 20,330 | 645 | 0.55% | 0.55% | 39 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| IHT Wealth Management, LLC | History | No change | 19,539 | 620 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Venture Visionary Partners LLC | History | New | 19,879 | 611 | 0.02% | — | 41 | +19,879 | New | Q3 2026 | Oct 07, 2026 |
| NewEdge Advisors, LLC | History | No change | 19,108 | 606 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 18,789 | 596 | 0.03% | 0.03% | 43 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 18,123 | 566 | 0.0% | 0.0% | 44 | +5,507 | 43.65% | Q3 2026 | Oct 13, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 17,623 | 559 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Intrua Financial, LLC | History | Reduced | 17,085 | 525 | 0.05% | 0.09% | 46 | -13,066 | -43.34% | Q3 2026 | Oct 28, 2026 |
| ENDEAVOR PRIVATE WEALTH, INC. | History | No change | 16,210 | 514 | 0.12% | 0.12% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Core Wealth Partners LLC | History | Reduced | 12,564 | 386 | 0.16% | 0.18% | 48 | -736 | -5.53% | Q3 2026 | Oct 30, 2026 |
| ARWA LLC | History | New | 12,336 | 385 | 0.14% | — | 49 | +12,336 | New | Q3 2026 | Oct 21, 2026 |
| AFT, FORSYTH & COMPANY, INC. | History | No change | 12,010 | 381 | 0.18% | 0.18% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Aurora Private Wealth, Inc. | History | Added to | 12,272 | 378 | 0.24% | 0.24% | 51 | +464 | 3.93% | Q3 2026 | Oct 20, 2026 |
| WCG Wealth Advisors LLC | History | No change | 11,586 | 367 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arkadios Wealth Advisors | History | No change | 11,500 | 365 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| G&S Capital LLC | History | Added to | 11,490 | 353 | 0.1% | 0.1% | 54 | +181 | 1.6% | Q3 2026 | Oct 23, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Added to | 11,437 | 352 | 0.01% | 0.01% | 55 | +993 | 9.51% | Q3 2026 | Oct 28, 2026 |
| CALTON & ASSOCIATES, INC. | History | No change | 10,668 | 338 | 0.05% | 0.05% | 56 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Janney Montgomery Scott LLC | History | No change | 10,647 | 338 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Faithward Advisors, LLC | History | No change | 9,657 | 306 | 0.04% | 0.04% | 58 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NOVEM GROUP | History | Added to | 9,858 | 303 | 0.03% | 0.03% | 59 | +8 | 0.08% | Q3 2026 | Oct 19, 2026 |
| Moors & Cabot, Inc. | History | No change | 9,177 | 291 | 0.01% | 0.01% | 60 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Equitable Holdings, Inc. | History | No change | 8,890 | 282 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| SteelPeak Wealth, LLC | History | Added to | 8,835 | 271 | 0.01% | 0.01% | 62 | +2,500 | 39.46% | Q3 2026 | Oct 16, 2026 |
| Balboa Wealth Partners | History | Added to | 8,680 | 267 | 0.04% | 0.04% | 63 | +396 | 4.78% | Q3 2026 | Oct 20, 2026 |
| Mission Financial Group, LLC | History | Reduced | 8,562 | 263 | 0.21% | 0.23% | 64 | -237 | -2.69% | Q3 2026 | Oct 21, 2026 |
| Inspire Advisors, LLC | History | No change | 7,523 | 238 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Snowden Capital Advisors LLC | History | No change | 7,261 | 230 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 6,992 | 215 | 0.01% | 0.01% | 67 | +522 | 8.07% | Q3 2026 | Oct 22, 2026 |
| Prime Capital Investment Advisors, LLC | History | No change | 6,853 | 210 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | New | 6,762 | 208 | 0.01% | — | 70 | +6,762 | New | Q3 2026 | Oct 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 6,573 | 208 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | History | No change | 6,525 | 207 | 0.02% | 0.02% | 71 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Farther Finance Advisors, LLC | History | New | 5,800 | 178 | 0.0% | — | 72 | +5,800 | New | Q3 2026 | Oct 08, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 5,072 | 156 | 0.01% | 0.0% | 73 | +4,356 | 608.38% | Q3 2026 | Nov 04, 2026 |
| Larson Financial Group LLC | History | No change | 4,570 | 145 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | No change | 3,195 | 101 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MORGAN STANLEY | History | No change | 2,000 | 63 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Signature Equity Partners, LLC | History | Added to | 1,297 | 39 | 0.01% | 0.02% | 77 | +23 | 1.81% | Q3 2026 | Oct 29, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 741 | 22 | 0.0% | 0.0% | 78 | -1,305 | -63.78% | Q3 2026 | Oct 08, 2026 |
| IFP Advisors, Inc | History | No change | 600 | 18 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 523 | 16 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 375 | 11 | 0.0% | 0.0% | 81 | +76 | 25.42% | Q3 2026 | Oct 21, 2026 |
| VANGUARD ADVISERS INC | History | No change | 215 | 6 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BELLEVUE ASSET MANAGEMENT, LLC | History | No change | 208 | 6 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Smartleaf Asset Management LLC | History | No change | 130 | 4 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Rossby Financial, LCC | History | No change | 149 | 4 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| RiverTree Advisors, LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -23,437 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Convergence Financial, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -8,632 | -100.0% | Q3 2026 | Oct 27, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,491 | -100.0% | Q3 2026 | Nov 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 18 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |