Transphorm, Inc. - TGAN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Kohlberg Kravis Roberts & Co. L.P. | History | No change | 24,411,968 | 119,862 | 3.09% | 2.63% | 1 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 4,722,304 | 23,186 | 0.01% | 0.01% | 2 | -221,508 | -4.48% | Q1 2024 | May 15, 2024 |
| VANGUARD GROUP INC | History | Added to | 1,500,305 | 7,366 | 0.0% | 0.0% | 3 | +19,986 | 1.35% | Q1 2024 | May 10, 2024 |
| Qube Research & Technologies Ltd | History | New | 613,216 | 3,010 | 0.0% | — | 4 | +613,216 | New | Q1 2024 | May 14, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 580,941 | 2,852 | 0.0% | 0.0% | 5 | +49,665 | 9.35% | Q1 2024 | May 13, 2024 |
| Carmignac Gestion | History | New | 513,852 | 2,523 | 0.04% | — | 6 | +513,852 | New | Q1 2024 | May 14, 2024 |
| STATE STREET CORP | History | Added to | 447,807 | 2,198 | 0.0% | 0.0% | 7 | +38,745 | 9.47% | Q1 2024 | May 15, 2024 |
| Skandinaviska Enskilda Banken AB (publ) | History | New | 395,971 | 1,944 | 0.01% | — | 8 | +395,971 | New | Q1 2024 | May 13, 2024 |
| UBS Group AG | History | Added to | 331,654 | 1,628 | 0.0% | 0.0% | 9 | +300,277 | 957.0% | Q1 2024 | May 13, 2024 |
| MILLENNIUM MANAGEMENT LLC | History | New | 328,593 | 1,613 | 0.0% | — | 10 | +328,593 | New | Q1 2024 | May 15, 2024 |
| MARSHALL WACE, LLP | History | New | 304,300 | 1,494 | 0.0% | — | 11 | +304,300 | New | Q1 2024 | May 15, 2024 |
| GABELLI FUNDS LLC | History | New | 284,200 | 1,395 | 0.01% | — | 12 | +284,200 | New | Q1 2024 | May 14, 2024 |
| NORTHERN TRUST CORP | History | Added to | 234,475 | 1,151 | 0.0% | 0.0% | 13 | +9,629 | 4.28% | Q1 2024 | May 14, 2024 |
| Bank of New York Mellon Corp | History | Reduced | 79,273 | 389 | 0.0% | 0.0% | 14 | -7,202 | -8.33% | Q1 2024 | Apr 25, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 78,073 | 383 | 0.0% | 0.0% | 15 | -6,144 | -7.3% | Q1 2024 | May 09, 2024 |
| MORGAN STANLEY | History | Reduced | 54,913 | 269 | 0.0% | 0.0% | 16 | -12,682 | -18.76% | Q1 2024 | Oct 17, 2024 |
| JPMORGAN CHASE & CO | History | Added to | 54,417 | 267 | 0.0% | 0.0% | 17 | +22,645 | 71.27% | Q1 2024 | Dec 26, 2024 |
| GUGGENHEIM CAPITAL LLC | History | New | 47,284 | 232 | 0.0% | — | 18 | +47,284 | New | Q1 2024 | May 14, 2024 |
| CITADEL ADVISORS LLC | History | New | 43,286 | 212 | 0.0% | — | 19 | +43,286 | New | Q1 2024 | May 15, 2024 |
| STRS OHIO | History | New | 38,700 | 190 | 0.0% | — | 20 | +38,700 | New | Q1 2024 | May 13, 2024 |
| RHUMBLINE ADVISERS | History | Added to | 31,663 | 155 | 0.0% | 0.0% | 21 | +1,146 | 3.76% | Q1 2024 | May 09, 2024 |
| DEUTSCHE BANK AG\ | History | Reduced | 21,528 | 105 | 0.0% | 0.0% | 22 | -760 | -3.41% | Q1 2024 | Jun 02, 2025 |
| BARCLAYS PLC | History | Reduced | 20,957 | 102 | 0.0% | 0.0% | 23 | -19,562 | -48.28% | Q1 2024 | Mar 24, 2026 |
| MetLife Investment Management, LLC | History | New | 17,053 | 83 | 0.0% | — | 24 | +17,053 | New | Q1 2024 | May 14, 2024 |
| Quadrature Capital Ltd | History | New | 15,539 | 76 | 0.0% | — | 25 | +15,539 | New | Q1 2024 | May 14, 2024 |
| GAMCO INVESTORS, INC. ET AL | History | New | 12,200 | 59 | 0.0% | — | 26 | +12,200 | New | Q1 2024 | May 14, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 10,464 | 51 | 0.0% | 0.0% | 27 | -22,010 | -67.78% | Q1 2024 | Mar 18, 2025 |
| Stratos Wealth Partners, LTD. | History | Reduced | 10,203 | 50 | 0.0% | 0.0% | 28 | -15,437 | -60.21% | Q1 2024 | Apr 16, 2024 |
| WELLS FARGO & COMPANY/MN | History | Added to | 8,900 | 43 | 0.0% | 0.0% | 29 | +1,356 | 17.97% | Q1 2024 | May 10, 2024 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 6,440 | 31 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2024 | Oct 08, 2025 |
| CITIGROUP INC | History | Added to | 4,945 | 24 | 0.0% | 0.0% | 31 | +773 | 18.53% | Q1 2024 | May 10, 2024 |
| Tower Research Capital LLC (TRC) | History | Added to | 3,217 | 15 | 0.0% | 0.0% | 34 | +689 | 27.25% | Q1 2024 | May 15, 2024 |
| FMR LLC | History | Added to | 3,172 | 15 | 0.0% | 0.0% | 32 | +10 | 0.32% | Q1 2024 | May 13, 2024 |
| Legal & General Group Plc | History | No change | 3,129 | 15 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2024 | May 29, 2025 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 3,014 | 14 | 0.0% | 0.0% | 35 | -1,819 | -37.64% | Q1 2024 | May 16, 2024 |
| ROYAL BANK OF CANADA | History | Reduced | 2,156 | 10 | 0.0% | 0.0% | 36 | -18,808 | -89.72% | Q1 2024 | Nov 05, 2024 |
| Russell Investments Group, Ltd. | History | No change | 269 | 1 | 0.0% | — | 37 | 0 | 0.0% | Q1 2024 | May 08, 2024 |
| Polar Asset Management Partners Inc. | History | Closed out | 0 | 0 | — | 14.07% | — | -1,009,702 | -100.0% | Q4 2023 | Feb 14, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,926 | -100.0% | Q4 2023 | Feb 14, 2024 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,118 | -100.0% | Q4 2023 | Feb 13, 2024 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 56 | 0 | — | — | — | 0 | 0.0% | Q1 2024 | May 02, 2024 |
| NewEdge Advisors, LLC | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2024 | May 14, 2024 |