SPDR SERIES TRUST - TIPX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STATE STREET CORP | History | Added to | 55,696,115 | 1,062,681 | 0.04% | 0.04% | 1 | +2,231,794 | 4.17% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 2,569,385 | 49,023 | 0.01% | 0.01% | 2 | +71,359 | 2.86% | Q4 2025 | Feb 11, 2026 |
| ST GERMAIN D J CO INC | History | Added to | 1,464,107 | 27,935 | 1.08% | 1.0% | 3 | +169,271 | 13.07% | Q4 2025 | Jan 29, 2026 |
| Brio Consultants, LLC | History | Added to | 946,670 | 18,062 | 2.35% | 2.36% | 4 | +58,106 | 6.54% | Q4 2025 | Feb 04, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 865,524 | 16,514 | 0.0% | 0.0% | 5 | +120,184 | 16.12% | Q4 2025 | Mar 25, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 727,265 | 13,876 | 0.0% | 0.0% | 6 | -21,370 | -2.85% | Q4 2025 | Feb 10, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 683,430 | 13,039 | 0.05% | 0.05% | 7 | +22,421 | 3.39% | Q4 2025 | Feb 06, 2026 |
| Security National Bank | History | Added to | 633,464 | 12,086 | 1.73% | 1.81% | 8 | +21,675 | 3.54% | Q4 2025 | Feb 05, 2026 |
| Treasure Coast Financial Planning | History | Added to | 563,890 | 10,761 | 5.72% | 5.72% | 9 | +32,211 | 6.06% | Q4 2025 | Jan 22, 2026 |
| ASSETMARK, INC | History | Reduced | 331,994 | 6,334 | 0.01% | 0.01% | 10 | -4,211 | -1.25% | Q4 2025 | Jan 23, 2026 |
| ALESCO ADVISORS LLC | History | Reduced | 314,434 | 5,999 | 0.16% | 0.16% | 11 | -447 | -0.14% | Q4 2025 | Jan 28, 2026 |
| Aspire Private Capital, LLC | History | Added to | 314,398 | 5,998 | 1.33% | 1.24% | 12 | +18,930 | 6.41% | Q4 2025 | Jan 16, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 288,271 | 5,500 | 0.0% | — | 13 | +288,271 | New | Q4 2025 | Feb 13, 2026 |
| Continuum Advisory, LLC | History | Added to | 287,237 | 5,480 | 0.55% | 0.54% | 14 | +20,411 | 7.65% | Q4 2025 | Feb 11, 2026 |
| Sonoma Allocations LLC | History | Reduced | 235,287 | 4,505 | 1.5% | 2.67% | 15 | -144,124 | -37.99% | Q4 2025 | Feb 23, 2026 |
| Austin Private Wealth, LLC | History | Added to | 234,456 | 4,473 | 0.33% | 0.3% | 16 | +29,305 | 14.28% | Q4 2025 | Jan 20, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Added to | 234,285 | 4,470 | 0.47% | 0.51% | 17 | +6,914 | 3.04% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 227,077 | 4,332 | 0.0% | 0.0% | 18 | +32,668 | 16.8% | Q4 2025 | Feb 17, 2026 |
| Sovran Advisors, LLC | History | Reduced | 200,449 | 3,828 | 0.33% | 0.34% | 19 | -2,060 | -1.02% | Q4 2025 | Jan 20, 2026 |
| Hibernia Wealth Partners, LLC | History | Added to | 177,310 | 3,383 | 1.02% | 1.07% | 20 | +90,884 | 105.16% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Added to | 171,921 | 3,280 | 0.01% | 0.01% | 21 | +8,117 | 4.96% | Q4 2025 | Feb 18, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 157,064 | 2,996 | 0.0% | 0.0% | 22 | +52,486 | 50.19% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 152,343 | 2,906 | 0.0% | 0.0% | 23 | +6,816 | 4.68% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 150,075 | 2,863 | 0.0% | 0.0% | 24 | -9,968 | -6.23% | Q4 2025 | Jan 29, 2026 |
| Mutual Advisors, LLC | History | Reduced | 136,638 | 2,607 | 0.06% | 0.06% | 25 | -5,149 | -3.63% | Q4 2025 | Feb 02, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 132,175 | 2,521 | 0.0% | 0.0% | 26 | +113,948 | 625.16% | Q4 2025 | Mar 16, 2026 |
| PARK AVENUE SECURITIES LLC | History | Added to | 125,491 | 2,394 | 0.02% | 0.02% | 27 | +4,483 | 3.7% | Q4 2025 | Jan 05, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 120,907 | 2,306 | 0.03% | 0.02% | 28 | +52,940 | 77.89% | Q4 2025 | Feb 10, 2026 |
| Intrua Financial, LLC | History | Reduced | 120,891 | 2,306 | 0.24% | 0.26% | 29 | -2,162 | -1.76% | Q4 2025 | Feb 05, 2026 |
| MORGAN STANLEY | History | Reduced | 120,335 | 2,296 | 0.0% | 0.0% | 30 | -19,381 | -13.87% | Q4 2025 | Feb 13, 2026 |
| Raleigh Capital Management Inc. | History | Added to | 116,170 | 2,216 | 0.8% | 0.81% | 31 | +5,493 | 4.96% | Q4 2025 | Jan 21, 2026 |
| HighTower Advisors, LLC | History | Added to | 115,914 | 2,211 | 0.0% | 0.0% | 32 | +25,538 | 28.26% | Q4 2025 | Feb 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 113,932 | 2,174 | 0.01% | 0.01% | 33 | +3,533 | 3.2% | Q4 2025 | Feb 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 106,812 | 2,037 | 0.0% | 0.0% | 34 | +83,728 | 362.71% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 91,050 | 1,737 | 0.0% | 0.0% | 35 | +18,118 | 24.84% | Q4 2025 | Feb 18, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 87,000 | 1,659 | 0.0% | — | 36 | +87,000 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 76,031 | 1,450 | 0.0% | 0.0% | 37 | +1,861 | 2.51% | Q4 2025 | Feb 11, 2026 |
| LANDMARK WEALTH MANAGEMENT, INC. | History | Added to | 73,775 | 1,407 | 0.53% | 0.42% | 38 | +17,770 | 31.73% | Q4 2025 | Feb 13, 2026 |
| PARTNERS CAPITAL INVESTMENT GROUP, LLP | History | New | 72,114 | 1,375 | 0.05% | — | 39 | +72,114 | New | Q4 2025 | Feb 13, 2026 |
| McNamara Financial Services, Inc. | History | Added to | 69,923 | 1,334 | 0.25% | 0.24% | 40 | +2,685 | 3.99% | Q4 2025 | Jan 21, 2026 |
| Sharkey, Howes & Javer | History | Reduced | 66,349 | 1,265 | 0.16% | 0.18% | 41 | -6,935 | -9.46% | Q4 2025 | Jan 13, 2026 |
| WBI INVESTMENTS, LLC | History | Reduced | 64,855 | 1,237 | 0.32% | 0.36% | 42 | -8,671 | -11.79% | Q4 2025 | Feb 13, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 61,969 | 1,182 | 0.01% | — | 43 | +61,969 | New | Q4 2025 | Jan 29, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 60,800 | 1,160 | 0.01% | 0.01% | 44 | -7,617 | -11.13% | Q4 2025 | Feb 17, 2026 |
| Lynx Investment Advisory | History | Reduced | 59,487 | 1,135 | 0.62% | 0.7% | 45 | -1,530 | -2.51% | Q4 2025 | Feb 05, 2026 |
| JANE STREET GROUP, LLC | History | New | 58,714 | 1,120 | 0.0% | — | 46 | +58,714 | New | Q4 2025 | Feb 12, 2026 |
| CAPITAL WEALTH MANAGEMENT, LLC | History | Added to | 57,232 | 1,091 | 0.35% | 0.3% | 47 | +12,035 | 26.63% | Q4 2025 | Feb 02, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 55,781 | 1,064 | 0.0% | 0.0% | 48 | +624 | 1.13% | Q4 2025 | Feb 02, 2026 |
| Financial & Tax Architects, LLC | History | Added to | 55,618 | 1,061 | 0.24% | 0.19% | 49 | +10,923 | 24.44% | Q4 2025 | Jan 21, 2026 |
| Brookstone Capital Management | History | Added to | 54,962 | 1,048 | 0.01% | 0.01% | 50 | +607 | 1.12% | Q4 2025 | Jan 15, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 51,122 | 975 | 0.02% | 0.02% | 51 | +9,844 | 23.85% | Q4 2025 | Feb 13, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 49,325 | 941 | 0.02% | — | 52 | +49,325 | New | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 45,282 | 863 | 0.0% | 0.0% | 53 | -1,279 | -2.75% | Q4 2025 | Feb 13, 2026 |
| Simplicity Wealth,LLC | History | Added to | 44,260 | 844 | 0.05% | 0.05% | 54 | +3,505 | 8.6% | Q4 2025 | Jan 30, 2026 |
| Maridea Wealth Management LLC | History | Reduced | 41,570 | 793 | 0.12% | 0.13% | 55 | -526 | -1.25% | Q4 2025 | Jan 08, 2026 |
| ROYAL BANK OF CANADA | History | New | 40,373 | 770 | 0.0% | — | 56 | +40,373 | New | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 37,125 | 708 | 0.01% | 0.01% | 57 | -7,804 | -17.37% | Q4 2025 | Jan 23, 2026 |
| Breakwater Capital Group | History | Added to | 36,067 | 688 | 0.1% | 0.1% | 58 | +692 | 1.96% | Q4 2025 | Jan 09, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 34,846 | 664 | 0.01% | 0.01% | 59 | +1,107 | 3.28% | Q4 2025 | Feb 19, 2026 |
| Comprehensive Money Management Services LLC | History | No change | 32,817 | 626 | 0.43% | 0.45% | 60 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| NOVUS ADVISORS, LLC | History | Added to | 32,353 | 617 | 1.38% | 1.36% | 61 | +1,683 | 5.49% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 31,875 | 608 | 0.01% | 0.01% | 62 | +3,140 | 10.93% | Q4 2025 | Feb 09, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 31,694 | 604 | 0.0% | 0.0% | 63 | -61,656 | -66.05% | Q4 2025 | Feb 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 31,445 | 599 | 0.04% | 0.04% | 64 | +2,184 | 7.46% | Q4 2025 | Feb 06, 2026 |
| Redwood Financial Network Corp | History | Reduced | 30,904 | 589 | 0.38% | 0.39% | 65 | -1,194 | -3.72% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 27,423 | 523 | 0.0% | 0.0% | 66 | +2,369 | 9.46% | Q4 2025 | Feb 12, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 25,531 | 487 | 0.0% | 0.0% | 67 | +10,987 | 75.54% | Q4 2025 | Feb 13, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 25,290 | 482 | 0.0% | 0.0% | 68 | +12,375 | 95.82% | Q4 2025 | Jan 29, 2026 |
| Global Retirement Partners, LLC | History | Added to | 23,880 | 455 | 0.01% | 0.01% | 69 | +2,454 | 11.45% | Q4 2025 | Feb 06, 2026 |
| Private Advisor Group, LLC | History | Reduced | 23,288 | 444 | 0.0% | 0.0% | 70 | -2,036 | -8.04% | Q4 2025 | Feb 17, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 23,061 | 440 | 0.03% | 0.04% | 71 | +544 | 2.42% | Q4 2025 | Jan 13, 2026 |
| RFG Advisory, LLC | History | Reduced | 22,060 | 420 | 0.01% | 0.01% | 72 | -54 | -0.24% | Q4 2025 | Feb 03, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 21,573 | 411 | 0.01% | — | 73 | +21,573 | New | Q4 2025 | Feb 17, 2026 |
| COMERICA BANK | History | Reduced | 21,096 | 402 | 0.0% | 0.0% | 74 | -691 | -3.17% | Q4 2025 | Jan 29, 2026 |
| Modern Wealth Management, LLC | History | No change | 20,572 | 392 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Pallas Capital Advisors LLC | History | No change | 20,026 | 382 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Lifeworks Advisors, LLC | History | Reduced | 19,382 | 369 | 0.05% | 0.05% | 77 | -604 | -3.02% | Q4 2025 | Feb 13, 2026 |
| Merit Financial Group, LLC | History | Reduced | 19,305 | 368 | 0.0% | 0.01% | 78 | -24,977 | -56.4% | Q4 2025 | Jan 26, 2026 |
| Balboa Wealth Partners | History | Added to | 19,297 | 368 | 0.06% | 0.06% | 79 | +535 | 2.85% | Q4 2025 | Jan 16, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 19,185 | 366 | 0.0% | 0.01% | 80 | -15,166 | -44.15% | Q4 2025 | Jan 20, 2026 |
| Sigma Planning Corp | History | Added to | 18,886 | 360 | 0.01% | 0.01% | 81 | +1,716 | 9.99% | Q4 2025 | Jan 30, 2026 |
| LOCKERMAN FINANCIAL GROUP, INC. | History | Added to | 17,850 | 340 | 0.65% | 0.42% | 82 | +698 | 4.07% | Q4 2025 | Jan 21, 2026 |
| FSB PREMIER WEALTH MANAGEMENT, INC. | History | Added to | 16,982 | 324 | 0.1% | 0.11% | 83 | +241 | 1.44% | Q4 2025 | Feb 03, 2026 |
| Hyundai Investments Co., Ltd. | History | New | 16,384 | 313 | 0.3% | — | 84 | +16,384 | New | Q4 2025 | Feb 17, 2026 |
| Valtinson Bruner Financial Planning LLC | History | New | 15,793 | 301 | 0.09% | — | 85 | +15,793 | New | Q4 2025 | Feb 09, 2026 |
| GTS SECURITIES LLC | History | New | 15,383 | 293 | 0.01% | — | 86 | +15,383 | New | Q4 2025 | Feb 13, 2026 |
| Legacy Wealth Partners, LLC | History | New | 15,253 | 291 | 0.08% | — | 88 | +15,253 | New | Q4 2025 | Feb 17, 2026 |
| Argent Trust Co | History | Reduced | 15,297 | 291 | 0.01% | 0.01% | 87 | -709 | -4.43% | Q4 2025 | Feb 10, 2026 |
| BLODGETT WEALTH ADVISORS, LLC | History | Reduced | 14,144 | 269 | 0.19% | 0.21% | 89 | -1,878 | -11.72% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | Added to | 14,047 | 268 | 0.0% | 0.0% | 90 | +1,188 | 9.24% | Q4 2025 | Jan 26, 2026 |
| CANANDAIGUA NATIONAL BANK & TRUST CO | History | No change | 13,950 | 266 | 0.02% | 0.02% | 91 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| RCW Management, LLC | History | New | 13,798 | 263 | 0.27% | — | 92 | +13,798 | New | Q4 2025 | Jan 30, 2026 |
| PFG Investments, LLC | History | New | 13,035 | 248 | 0.01% | — | 93 | +13,035 | New | Q4 2025 | Jan 26, 2026 |
| Accelerate Investment Advisors LLC | History | Reduced | 12,732 | 242 | 0.16% | 0.17% | 94 | -165 | -1.28% | Q4 2025 | Jan 12, 2026 |
| Main Street Group, LTD | History | No change | 12,574 | 239 | 0.08% | 0.07% | 95 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| PMG Wealth Management, Inc. | History | Reduced | 12,461 | 237 | 0.17% | 0.19% | 96 | -766 | -5.79% | Q4 2025 | Jan 23, 2026 |
| Valmark Advisers, Inc. | History | Reduced | 12,082 | 230 | 0.0% | 0.01% | 97 | -8,211 | -40.46% | Q4 2025 | Jan 26, 2026 |
| Sowell Financial Services LLC | History | Reduced | 11,671 | 222 | 0.01% | 0.01% | 98 | -239 | -2.01% | Q4 2025 | Jan 21, 2026 |
| IAMS WEALTH MANAGEMENT, LLC | History | Added to | 10,595 | 202 | 0.07% | 0.08% | 99 | +326 | 3.17% | Q4 2025 | Jan 26, 2026 |
| True Vision MN LLC | History | New | 10,186 | 194 | 0.1% | — | 100 | +10,186 | New | Q4 2025 | Jan 14, 2026 |
| Creative Planning | History | New | 10,059 | 191 | 0.0% | — | 101 | +10,059 | New | Q4 2025 | Feb 17, 2026 |
| SCOTIA CAPITAL INC. | History | No change | 10,000 | 190 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Running Point Capital Advisors, LLC | History | Reduced | 9,415 | 179 | 0.05% | 0.06% | 103 | -1,272 | -11.9% | Q4 2025 | Feb 17, 2026 |
| Paladin Advisory Group, LLC | History | No change | 8,386 | 160 | 0.12% | 0.13% | 104 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| RICHARDSON FINANCIAL SERVICES INC. | History | Reduced | 8,063 | 151 | 0.05% | 0.1% | 105 | -482 | -5.64% | Q4 2025 | Jan 22, 2026 |
| OPTIMA CAPITAL LLC | History | Reduced | 7,712 | 147 | 0.06% | 0.63% | 106 | -59,809 | -88.58% | Q4 2025 | Jan 23, 2026 |
| CITIGROUP INC | History | Added to | 7,108 | 135 | 0.0% | 0.0% | 107 | +956 | 15.54% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 5,846 | 111 | 0.0% | 0.0% | 108 | +1,489 | 34.17% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Reduced | 5,586 | 106 | 0.0% | 0.0% | 109 | -61,145 | -91.63% | Q4 2025 | Feb 17, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 5,291 | 100 | 0.0% | 0.0% | 110 | -4,143 | -43.92% | Q4 2025 | Feb 13, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | New | 5,000 | 95 | 0.01% | — | 111 | +5,000 | New | Q4 2025 | Jan 30, 2026 |
| Capital Analysts, LLC | History | No change | 3,971 | 76 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| IFP Advisors, Inc | History | No change | 3,584 | 68 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 2,649 | 50 | 0.0% | 0.0% | 114 | +120 | 4.74% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 2,409 | 45 | 0.0% | 0.0% | 115 | +249 | 11.53% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Added to | 2,187 | 42 | 0.0% | 0.0% | 116 | +380 | 21.03% | Q4 2025 | Jan 26, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 1,775 | 33 | 0.0% | — | 118 | +1,775 | New | Q4 2025 | Jan 21, 2026 |
| MONTAG A & ASSOCIATES INC | History | No change | 1,748 | 33 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Golden State Wealth Management, LLC | History | Added to | 1,570 | 29 | 0.0% | 0.0% | 119 | +19 | 1.23% | Q4 2025 | Feb 13, 2026 |
| TD Waterhouse Canada Inc. | History | No change | 1,481 | 28 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Triumph Capital Management | History | New | 1,395 | 26 | 0.01% | — | 121 | +1,395 | New | Q4 2025 | Feb 12, 2026 |
| Allworth Financial LP | History | New | 1,004 | 19 | 0.0% | — | 122 | +1,004 | New | Q4 2025 | Feb 05, 2026 |
| SIMPLEX TRADING, LLC | History | New | 803 | 15 | 0.0% | — | 123 | +803 | New | Q4 2025 | Feb 11, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 610 | 11 | 0.0% | 0.0% | 124 | +40 | 7.02% | Q4 2025 | Feb 13, 2026 |
| US BANCORP \DE\ | History | No change | 475 | 9 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| NBC SECURITIES, INC. | History | No change | 380 | 7 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| PRIVATE TRUST CO NA | History | No change | 338 | 6 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 355 | 6 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| YANKCOM Partnership | History | New | 261 | 4 | 0.0% | — | 129 | +261 | New | Q4 2025 | Jan 20, 2026 |
| Safe Harbor Fiduciary, LLC | History | New | 144 | 2 | 0.0% | — | 130 | +144 | New | Q4 2025 | Feb 17, 2026 |
| Rossby Financial, LCC | History | Reduced | 129 | 2 | 0.0% | 0.0% | 131 | -12 | -8.51% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | New | 95 | 1 | 0.0% | — | 132 | +95 | New | Q4 2025 | Jan 13, 2026 |
| Covestor Ltd | History | Added to | 56 | 1 | 0.0% | — | 133 | +31 | 124.0% | Q4 2025 | Feb 06, 2026 |
| Richard W. Paul & Associates, LLC | History | Added to | 66 | 1 | 0.0% | 0.0% | 134 | +2 | 3.13% | Q4 2025 | Feb 12, 2026 |
| AllGen Financial Advisors, Inc. | History | Closed out | 0 | 0 | — | 2.01% | — | -423,733 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Elevation Capital Advisory, LLC | History | Closed out | 0 | 0 | — | 2.49% | — | -322,961 | -100.0% | Q3 2025 | Oct 30, 2025 |
| SILVER OAK SECURITIES, INCORPORATED | History | Closed out | 0 | 0 | — | 0.16% | — | -113,204 | -100.0% | Q3 2025 | Oct 21, 2025 |
| INTEGRITY ALLIANCE, LLC. | History | Closed out | 0 | 0 | — | 0.09% | — | -93,848 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,231 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Retireful, LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -30,206 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Revisor Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -18,570 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Detalus Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -17,820 | -100.0% | Q3 2025 | Oct 30, 2025 |
| GeoWealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,481 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BALLAST ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,237 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,517 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,264 | -100.0% | Q3 2025 | Nov 18, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,140 | -100.0% | Q3 2025 | Nov 12, 2025 |
| CULLEN/FROST BANKERS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -608 | -100.0% | Q3 2025 | Oct 31, 2025 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -530 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -235 | -100.0% | Q3 2025 | Oct 16, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -89 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -53 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -22 | -100.0% | Q3 2025 | Nov 13, 2025 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |