Listed Funds Trust - TUGN
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Q3 Asset Management | History | Reduced | 247,283 | 6,854 | 1.24% | 1.31% | 1 | -5,473 | -2.17% | Q3 2026 | Nov 06, 2026 |
| HBW ADVISORY SERVICES LLC | History | Reduced | 111,571 | 3,092 | 0.31% | 0.29% | 2 | -581 | -0.52% | Q3 2026 | Oct 14, 2026 |
| LPL Financial LLC | History | Added to | 109,397 | 3,032 | 0.0% | 0.0% | 3 | +99,741 | 1032.94% | Q3 2026 | Nov 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 60,034 | 1,675 | 0.0% | 0.0% | 4 | +14,944 | 33.14% | Q3 2026 | Oct 13, 2026 |
| Redwood Family Wealth LLC | History | No change | 40,058 | 1,110 | 0.98% | 1.0% | 5 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| PFG Investments, LLC | History | No change | 29,527 | 838 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 16,454 | 467 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 15,758 | 436 | 0.0% | 0.0% | 8 | +4,451 | 39.36% | Q3 2026 | Nov 02, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 11,108 | 315 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 9,391 | 260 | 0.0% | 0.0% | 10 | +5,574 | 146.03% | Q3 2026 | Nov 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 9,099 | 252 | 0.0% | — | 11 | +9,099 | New | Q3 2026 | Nov 02, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 5,148 | 146 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AE Wealth Management LLC | History | No change | 4,080 | 115 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Spire Wealth Management | History | New | 1,572 | 43 | 0.0% | — | 14 | +1,572 | New | Q3 2026 | Oct 30, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 700 | 19 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 455 | 12 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 200 | 5 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.24% | — | -147,079 | -100.0% | Q3 2026 | Oct 21, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2026 | Nov 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |