Listed Funds Trust - TUGN
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Q3 Asset Management | History | Reduced | 276,939 | 7,012 | 1.6% | 2.53% | 1 | -7,818 | -2.75% | Q4 2025 | Jan 27, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 91,069 | 2,305 | 0.25% | 0.17% | 2 | +34,187 | 60.1% | Q4 2025 | Jan 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 62,040 | 1,585 | 0.0% | 0.0% | 3 | -3,400 | -5.2% | Q4 2025 | Jan 08, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | New | 54,441 | 1,378 | 0.09% | — | 4 | +54,441 | New | Q4 2025 | Jan 23, 2026 |
| Private Advisor Group, LLC | History | Reduced | 46,000 | 1,164 | 0.01% | 0.01% | 5 | -5,100 | -9.98% | Q4 2025 | Feb 17, 2026 |
| Redwood Family Wealth LLC | History | New | 42,302 | 1,071 | 1.05% | — | 6 | +42,302 | New | Q4 2025 | Mar 06, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 21,029 | 532 | 0.01% | — | 7 | +21,029 | New | Q4 2025 | Feb 17, 2026 |
| GTS SECURITIES LLC | History | Reduced | 20,326 | 514 | 0.02% | 0.02% | 8 | -1,700 | -7.72% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Added to | 17,994 | 455 | 0.02% | 0.02% | 9 | +5,241 | 41.1% | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,408 | 441 | 0.0% | 0.0% | 10 | +5,760 | 49.45% | Q4 2025 | Feb 05, 2026 |
| JANE STREET GROUP, LLC | History | New | 11,080 | 280 | 0.0% | — | 11 | +11,080 | New | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 10,363 | 262 | 0.0% | 0.0% | 12 | +56 | 0.54% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 9,317 | 235 | 0.0% | 0.0% | 13 | +240 | 2.64% | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 4,742 | 120 | 0.0% | 0.0% | 14 | +18 | 0.38% | Q4 2025 | Feb 09, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 4,194 | 106 | 0.01% | 0.72% | 15 | -329,571 | -98.74% | Q4 2025 | Feb 13, 2026 |
| AE Wealth Management LLC | History | New | 4,080 | 103 | 0.0% | — | 16 | +4,080 | New | Q4 2025 | Jan 26, 2026 |
| Triumph Capital Management | History | New | 500 | 12 | 0.0% | — | 17 | +500 | New | Q4 2025 | Feb 12, 2026 |
| CWM, LLC | History | New | 392 | 10 | 0.0% | — | 18 | +392 | New | Q4 2025 | Jan 26, 2026 |
| Tactive Advisors, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -20,243 | -100.0% | Q3 2025 | Oct 14, 2025 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | 0.0% | — | -738 | -99.86% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 15 | 0 | — | 0.0% | — | -176 | -92.15% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |