Listed Funds Trust - UMMA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RFG Advisory, LLC | History | Reduced | 115,074 | 3,527 | 0.06% | 0.15% | 1 | -152,239 | -56.95% | Q1 2026 | Apr 17, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 109,265 | 3,349 | 0.0% | 0.01% | 2 | -1,876 | -1.69% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 86,796 | 2,660 | 0.0% | 0.0% | 3 | +39,836 | 84.83% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 62,732 | 1,922 | 0.0% | 0.0% | 4 | -15,969 | -20.29% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 49,808 | 1,526 | 0.0% | 0.0% | 5 | -1,539 | -3.0% | Q1 2026 | May 15, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | No change | 48,263 | 1,479 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 40,054 | 1,235 | 0.0% | 0.0% | 7 | -17,439 | -30.33% | Q1 2026 | Apr 08, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 36,468 | 1,117 | 0.02% | 0.01% | 8 | +7,655 | 26.57% | Q1 2026 | Apr 22, 2026 |
| SageOak Financial, LLC | History | Reduced | 24,898 | 763 | 0.54% | 0.54% | 9 | -530 | -2.08% | Q1 2026 | May 11, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 24,167 | 754 | 0.01% | 0.01% | 10 | +5 | 0.02% | Q1 2026 | Apr 07, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | Added to | 15,267 | 542 | 0.19% | 0.19% | 11 | +281 | 1.88% | Q1 2026 | May 08, 2026 |
| Purpose Unlimited Inc. | History | Added to | 14,768 | 456 | 0.02% | 0.02% | 12 | +175 | 1.2% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 14,023 | 430 | 0.0% | 0.0% | 13 | -802 | -5.41% | Q1 2026 | May 15, 2026 |
| Kaizen Financial Strategies | History | New | 11,774 | 394 | 0.17% | — | 14 | +11,774 | New | Q1 2026 | May 01, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 12,196 | 362 | 0.0% | 0.0% | 15 | +3,738 | 44.19% | Q1 2026 | May 15, 2026 |
| REGIONS FINANCIAL CORP | History | New | 11,215 | 343 | 0.0% | — | 16 | +11,215 | New | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 10,725 | 328 | 0.0% | 0.0% | 17 | +1,169 | 12.23% | Q1 2026 | May 04, 2026 |
| Financial Engines Advisors L.L.C. | History | Reduced | 10,589 | 324 | 0.0% | 0.0% | 18 | -55 | -0.52% | Q1 2026 | May 14, 2026 |
| Allworth Financial LP | History | Added to | 9,954 | 305 | 0.0% | 0.0% | 19 | +2,684 | 36.92% | Q1 2026 | May 14, 2026 |
| Courage Miller Partners, LLC | History | No change | 9,687 | 296 | 0.08% | 0.09% | 20 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| IFG Advisors, LLC | History | Reduced | 9,633 | 295 | 0.05% | 0.05% | 21 | -92 | -0.95% | Q1 2026 | Apr 09, 2026 |
| Y.D. More Investments Ltd | History | No change | 9,450 | 289 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Strengthening Families & Communities, LLC | History | Added to | 8,511 | 260 | 0.06% | 0.09% | 23 | +284 | 3.45% | Q1 2026 | May 11, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 7,018 | 207 | 0.02% | 0.02% | 24 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| FIFTH THIRD BANCORP | History | New | 3,980 | 122 | 0.0% | — | 26 | +3,980 | New | Q1 2026 | May 01, 2026 |
| Providence Capital Advisors, LLC | History | Reduced | 3,998 | 122 | 0.02% | 0.02% | 25 | -44 | -1.09% | Q1 2026 | May 14, 2026 |
| COMERICA BANK | History | No change | 3,980 | 117 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | Added to | 3,492 | 107 | 0.0% | 0.0% | 28 | +2,752 | 371.89% | Q1 2026 | May 05, 2026 |
| IFP Advisors, Inc | History | Added to | 2,757 | 84 | 0.0% | 0.0% | 29 | +726 | 35.75% | Q1 2026 | Apr 13, 2026 |
| Smartleaf Asset Management LLC | History | No change | 2,010 | 59 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 1,732 | 53 | 0.0% | 0.0% | 31 | -53 | -2.97% | Q1 2026 | May 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,625 | 49 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 1,004 | 30 | 0.0% | — | 33 | +1,004 | New | Q1 2026 | May 08, 2026 |
| Pacific Center for Financial Services | History | No change | 919 | 28 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Larson Financial Group LLC | History | Added to | 858 | 26 | 0.0% | 0.0% | 35 | +38 | 4.63% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | New | 128 | 3 | 0.0% | — | 36 | +128 | New | Q1 2026 | May 15, 2026 |
| NVWM, LLC | History | New | 18 | 0 | — | — | — | +18 | New | Q1 2026 | Apr 27, 2026 |
| VANGUARD ADVISERS INC | History | New | 5 | 0 | — | — | — | +5 | New | Q1 2026 | May 08, 2026 |