Listed Funds Trust - UMMA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 114,041 | 4,501 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| RFG Advisory, LLC | History | Reduced | 122,241 | 4,499 | 0.06% | 0.08% | 2 | -5,980 | -4.66% | Q3 2026 | Nov 03, 2026 |
| MORGAN STANLEY | History | No change | 88,159 | 3,480 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FLOW TRADERS U.S. LLC | History | No change | 85,509 | 3,375 | 0.14% | 0.14% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 81,313 | 3,209 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 47,625 | 1,879 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | History | No change | 48,263 | 1,776 | 0.02% | 0.03% | 7 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 46,168 | 1,687 | 0.0% | 0.0% | 8 | -4,018 | -8.01% | Q3 2026 | Oct 13, 2026 |
| Apollon Wealth Management, LLC | History | Added to | 36,826 | 1,355 | 0.02% | 0.02% | 9 | +256 | 0.7% | Q3 2026 | Oct 23, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 30,547 | 1,124 | 0.01% | 0.01% | 10 | +4,452 | 17.06% | Q3 2026 | Oct 08, 2026 |
| SageOak Financial, LLC | History | Reduced | 23,342 | 859 | 0.56% | 0.61% | 11 | -273 | -1.16% | Q3 2026 | Oct 19, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 18,871 | 701 | 0.0% | 0.0% | 12 | +18,358 | 3578.56% | Q3 2026 | Oct 16, 2026 |
| Kaizen Financial Strategies | History | Added to | 18,614 | 685 | 0.27% | 0.22% | 13 | +821 | 4.61% | Q3 2026 | Oct 09, 2026 |
| Purpose Unlimited Inc. | History | No change | 16,286 | 654 | 0.03% | 0.03% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 15,005 | 580 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMPASS CAPITAL CORP /MA/ /ADV | History | No change | 15,267 | 574 | 0.19% | 0.19% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quadrature Capital Ltd | History | No change | 14,514 | 572 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Allworth Financial LP | History | No change | 12,477 | 492 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| REGIONS FINANCIAL CORP | History | No change | 11,215 | 442 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 10,882 | 429 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Financial Engines Advisors L.L.C. | History | No change | 10,454 | 412 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | New | 11,150 | 410 | 0.0% | — | 22 | +11,150 | New | Q3 2026 | Oct 30, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 10,322 | 407 | 0.03% | 0.03% | 23 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Layline Advisors, LLC | History | Added to | 10,027 | 369 | 0.33% | 0.35% | 24 | +41 | 0.41% | Q3 2026 | Nov 02, 2026 |
| Y.D. More Investments Ltd | History | No change | 9,450 | 347 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Valeo Financial Advisors, LLC | History | Added to | 9,175 | 337 | 0.01% | 0.01% | 26 | +673 | 7.92% | Q3 2026 | Oct 08, 2026 |
| IFG Advisors, LLC | History | Reduced | 8,821 | 324 | 0.04% | 0.05% | 27 | -412 | -4.46% | Q3 2026 | Oct 15, 2026 |
| HighTower Advisors, LLC | History | No change | 7,483 | 295 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Freedom Investment Management, Inc. | History | No change | 7,110 | 280 | 0.08% | 0.08% | 29 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| EARNED WEALTH ADVISORS, LLC | History | No change | 6,522 | 257 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wealthcare Advisory Partners LLC | History | No change | 6,742 | 248 | 0.0% | 0.01% | 31 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 5,851 | 230 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sincerus Advisory, LLC | History | New | 6,039 | 222 | 0.14% | — | 33 | +6,039 | New | Q3 2026 | Oct 08, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 4,107 | 162 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FIFTH THIRD BANCORP | History | No change | 3,980 | 157 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Providence Capital Advisors, LLC | History | No change | 3,998 | 157 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| UMB Bank, n.a. | History | No change | 3,241 | 127 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | Added to | 3,124 | 114 | 0.0% | 0.0% | 38 | +267 | 9.35% | Q3 2026 | Oct 16, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,331 | 92 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Parallel Advisors, LLC | History | New | 2,400 | 88 | 0.0% | — | 40 | +2,400 | New | Q3 2026 | Nov 03, 2026 |
| Smartleaf Asset Management LLC | History | No change | 2,010 | 78 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 1,732 | 68 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,382 | 54 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Pacific Center for Financial Services | History | Added to | 1,448 | 53 | 0.01% | 0.01% | 44 | +529 | 57.56% | Q3 2026 | Oct 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1,210 | 47 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,204 | 47 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Larson Financial Group LLC | History | No change | 1,202 | 47 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 886 | 34 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strengthening Families & Communities, LLC | History | Reduced | 898 | 33 | 0.01% | 0.07% | 49 | -7,640 | -89.48% | Q3 2026 | Oct 21, 2026 |
| NVWM, LLC | History | Added to | 45 | 1 | 0.0% | 0.0% | 50 | +14 | 45.16% | Q3 2026 | Oct 14, 2026 |
| Sepio Capital, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,350 | -100.0% | Q3 2026 | Oct 22, 2026 |
| FMR LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD ADVISERS INC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |