UNITY BANCORP INC /NJ/ - UNTY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | Reduced | 507,933 | 26,326 | 0.0% | 0.0% | 1 | -7,037 | -1.37% | Q1 2026 | May 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 448,435 | 23,242 | 0.0% | 0.0% | 2 | -3,306 | -0.73% | Q1 2026 | May 07, 2026 |
| VANGUARD GROUP INC | History | No change | 427,547 | 22,112 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| BANC FUNDS CO LLC | History | No change | 375,469 | 19,460 | 3.62% | 3.84% | 4 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 363,860 | 18,818 | 0.01% | 0.01% | 5 | +5,170 | 1.44% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 303,250 | 15,717 | 0.0% | — | 6 | +303,250 | New | Q1 2026 | May 15, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 229,986 | 11,920 | 0.01% | 0.01% | 7 | +24,567 | 11.96% | Q1 2026 | May 15, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 195,402 | 10,127 | 0.0% | 0.0% | 8 | -43,836 | -18.32% | Q1 2026 | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 168,760 | 8,748 | 0.0% | 0.0% | 9 | -595 | -0.35% | Q1 2026 | May 15, 2026 |
| Pacific Ridge Capital Partners, LLC | History | Added to | 158,849 | 8,233 | 1.78% | 1.7% | 10 | +9,182 | 6.13% | Q1 2026 | May 11, 2026 |
| STATE STREET CORP | History | Added to | 147,909 | 7,666 | 0.0% | 0.0% | 11 | +21,394 | 16.91% | Q1 2026 | May 15, 2026 |
| MALTESE CAPITAL MANAGEMENT LLC | History | Reduced | 144,832 | 7,506 | 1.48% | 1.46% | 12 | -14,168 | -8.91% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 143,123 | 7,418 | 0.0% | 0.0% | 13 | +17,873 | 14.27% | Q1 2026 | May 15, 2026 |
| ROYCE & ASSOCIATES LP | History | Reduced | 128,428 | 6,656 | 0.07% | 0.07% | 14 | -946 | -0.73% | Q1 2026 | May 12, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 87,083 | 4,485 | 0.0% | 0.0% | 15 | +11,823 | 15.71% | Q1 2026 | May 13, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 86,004 | 4,457 | 0.09% | 0.09% | 16 | +4,308 | 5.27% | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 84,822 | 4,396 | 0.0% | — | 17 | +84,822 | New | Q1 2026 | May 08, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 80,524 | 4,172 | 0.01% | 0.01% | 18 | -4,865 | -5.7% | Q1 2026 | May 13, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Added to | 79,829 | 4,137 | 0.09% | 0.09% | 19 | +1,091 | 1.39% | Q1 2026 | May 13, 2026 |
| NORTHERN TRUST CORP | History | Added to | 73,677 | 3,818 | 0.0% | 0.0% | 20 | +1,268 | 1.75% | Q1 2026 | May 14, 2026 |
| Rosenthal | Henry Capital Advisors, Inc. | History | No change | 52,000 | 2,695 | 2.64% | 2.49% | 21 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Empowered Funds, LLC | History | New | 49,848 | 2,583 | 0.02% | — | 22 | +49,848 | New | Q1 2026 | Jun 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 48,809 | 2,529 | 0.0% | 0.0% | 23 | +9,263 | 23.42% | Q1 2026 | May 15, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 44,494 | 2,306 | 0.0% | — | 24 | +44,494 | New | Q1 2026 | May 08, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 42,071 | 2,180 | 0.0% | 0.0% | 25 | +7,541 | 21.84% | Q1 2026 | May 15, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 37,668 | 1,952 | 0.0% | 0.0% | 26 | +2,997 | 8.64% | Q1 2026 | May 11, 2026 |
| Gator Capital Management, LLC | History | Added to | 35,471 | 1,838 | 0.38% | 0.35% | 27 | +1,620 | 4.79% | Q1 2026 | May 13, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 32,374 | 1,677 | 0.0% | 0.0% | 28 | -1,076 | -3.22% | Q1 2026 | May 05, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 32,080 | 1,662 | 0.0% | 0.0% | 29 | -9,826 | -23.45% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 31,067 | 1,610 | 0.0% | 0.0% | 30 | -349 | -1.11% | Q1 2026 | May 14, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Added to | 28,022 | 1,452 | 0.01% | 0.0% | 31 | +8,289 | 42.01% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 27,129 | 1,406 | 0.0% | 0.0% | 32 | +20,698 | 321.85% | Q1 2026 | May 15, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 27,050 | 1,402 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Fisher Asset Management, LLC | History | New | 24,965 | 1,293 | 0.0% | — | 34 | +24,965 | New | Q1 2026 | May 05, 2026 |
| Squarepoint Ops LLC | History | Reduced | 23,795 | 1,233 | 0.0% | 0.0% | 35 | -16,532 | -40.99% | Q1 2026 | May 15, 2026 |
| Nuveen, LLC | History | Reduced | 23,052 | 1,194 | 0.0% | 0.0% | 36 | -761 | -3.2% | Q1 2026 | Apr 30, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 22,732 | 1,178 | 0.0% | 0.0% | 37 | -894 | -3.78% | Q1 2026 | May 15, 2026 |
| DELPHI MANAGEMENT INC /MA/ | History | Reduced | 22,466 | 1,164 | 1.39% | 1.43% | 38 | -5,896 | -20.79% | Q1 2026 | Apr 20, 2026 |
| WESBANCO BANK INC | History | New | 20,900 | 1,083 | 0.03% | — | 39 | +20,900 | New | Q1 2026 | Apr 21, 2026 |
| SALZHAUER MICHAEL | History | Added to | 19,424 | 1,006 | 0.47% | 0.2% | 40 | +10,000 | 106.11% | Q1 2026 | May 05, 2026 |
| Integrated Quantitative Investments LLC | History | Added to | 19,234 | 996 | 0.18% | 0.17% | 41 | +3,965 | 25.97% | Q1 2026 | May 13, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 18,886 | 978 | 0.0% | 0.0% | 42 | -316 | -1.65% | Q1 2026 | May 15, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 18,666 | 967 | 0.0% | 0.0% | 43 | -1,993 | -9.65% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 18,304 | 948 | 0.0% | 0.0% | 44 | +3,771 | 25.95% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 17,682 | 916 | 0.0% | 0.0% | 45 | -1,674 | -8.65% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 17,626 | 913 | 0.0% | 0.0% | 46 | +1,978 | 12.64% | Q1 2026 | May 15, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Added to | 17,071 | 884 | 0.0% | 0.0% | 47 | +9,792 | 134.52% | Q1 2026 | May 08, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 15,700 | 813 | 0.0% | 0.0% | 48 | +6,900 | 78.41% | Q1 2026 | May 14, 2026 |
| Trexquant Investment LP | History | Added to | 15,698 | 813 | 0.01% | 0.0% | 49 | +6,076 | 63.15% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 15,310 | 793 | 0.0% | 0.0% | 50 | +466 | 3.14% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Reduced | 13,716 | 710 | 0.0% | 0.0% | 51 | -9,277 | -40.35% | Q1 2026 | May 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Added to | 13,253 | 686 | 0.0% | 0.0% | 52 | +376 | 2.92% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Reduced | 12,895 | 668 | 0.0% | 0.0% | 53 | -557 | -4.14% | Q1 2026 | May 12, 2026 |
| Legato Capital Management LLC | History | Added to | 12,614 | 653 | 0.06% | 0.04% | 54 | +3,965 | 45.84% | Q1 2026 | May 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 12,270 | 636 | 0.0% | 0.0% | 55 | +7,149 | 139.6% | Q1 2026 | May 01, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 11,975 | 620 | 0.0% | 0.0% | 56 | +30 | 0.25% | Q1 2026 | Apr 27, 2026 |
| CenterBook Partners LP | History | Reduced | 11,700 | 606 | 0.03% | 0.03% | 57 | -670 | -5.42% | Q1 2026 | May 05, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 11,665 | 604 | 0.0% | 0.0% | 58 | +1,840 | 18.73% | Q1 2026 | May 13, 2026 |
| XTX Topco Ltd | History | Added to | 11,081 | 574 | 0.01% | 0.01% | 59 | +5,648 | 103.96% | Q1 2026 | May 15, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Reduced | 10,221 | 529 | 0.0% | 0.0% | 60 | -46 | -0.45% | Q1 2026 | May 15, 2026 |
| Quadrature Capital Ltd | History | Added to | 10,060 | 521 | 0.01% | 0.0% | 61 | +2,117 | 26.65% | Q1 2026 | May 15, 2026 |
| Man Group plc | History | New | 9,957 | 516 | 0.0% | — | 62 | +9,957 | New | Q1 2026 | May 15, 2026 |
| Inspire Investing, LLC | History | Added to | 9,945 | 515 | 0.04% | 0.04% | 63 | +851 | 9.36% | Q1 2026 | Apr 23, 2026 |
| ALPS ADVISORS INC | History | Added to | 9,903 | 513 | 0.0% | 0.0% | 64 | +1,040 | 11.73% | Q1 2026 | May 08, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 9,600 | 497 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 8,917 | 462 | 0.0% | 0.0% | 66 | -599 | -6.29% | Q1 2026 | May 12, 2026 |
| BARCLAYS PLC | History | Reduced | 8,800 | 456 | 0.0% | 0.0% | 67 | -9,316 | -51.42% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 8,554 | 443 | 0.0% | 0.0% | 68 | +167 | 1.99% | Q1 2026 | May 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 8,469 | 438 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 7,880 | 408 | 0.0% | 0.0% | 70 | -14,884 | -65.38% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 7,200 | 372 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 7,113 | 366 | 0.0% | 0.0% | 72 | +1,814 | 34.23% | Q1 2026 | Apr 30, 2026 |
| OCCUDO QUANTITATIVE STRATEGIES LP | History | Added to | 7,013 | 366 | 0.02% | 0.02% | 73 | +1,029 | 17.2% | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Reduced | 6,960 | 360 | 0.0% | 0.0% | 74 | -2,294 | -24.79% | Q1 2026 | May 15, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | Reduced | 6,730 | 348 | 0.01% | 0.01% | 75 | -400 | -5.61% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Added to | 6,615 | 342 | 0.0% | 0.0% | 76 | +1,643 | 33.05% | Q1 2026 | May 15, 2026 |
| Hillsdale Investment Management Inc. | History | No change | 6,300 | 326 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| PRINCETON CAPITAL MANAGEMENT LLC | History | No change | 6,113 | 316 | 0.09% | 0.08% | 78 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Engineers Gate Manager LP | History | New | 5,971 | 309 | 0.0% | — | 79 | +5,971 | New | Q1 2026 | May 15, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 5,803 | 300 | 0.0% | 0.0% | 80 | +1,316 | 29.33% | Q1 2026 | May 15, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 5,245 | 271 | 0.0% | 0.0% | 81 | +10 | 0.19% | Q1 2026 | May 15, 2026 |
| Polymer Capital Management (US) LLC | History | Reduced | 5,173 | 268 | 0.03% | 0.03% | 82 | -831 | -13.84% | Q1 2026 | May 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 4,947 | 257 | 0.0% | 0.0% | 83 | +500 | 11.24% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 4,906 | 254 | 0.0% | 0.0% | 84 | -5,398 | -52.39% | Q1 2026 | May 11, 2026 |
| Voleon Capital Management LP | History | New | 4,905 | 254 | 0.01% | — | 85 | +4,905 | New | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 4,832 | 250 | 0.0% | 0.0% | 86 | -117 | -2.36% | Q1 2026 | Jun 02, 2026 |
| Sterling Capital Management LLC | History | Added to | 4,650 | 241 | 0.0% | 0.0% | 87 | +4,405 | 1797.96% | Q1 2026 | Apr 22, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 4,485 | 232 | 0.0% | 0.0% | 88 | -1,019 | -18.51% | Q1 2026 | May 13, 2026 |
| HOHIMER WEALTH MANAGEMENT, LLC | History | Reduced | 4,196 | 217 | 0.03% | 0.03% | 89 | -253 | -5.69% | Q1 2026 | Apr 30, 2026 |
| Creative Planning | History | Reduced | 4,168 | 216 | 0.0% | 0.0% | 90 | -87 | -2.04% | Q1 2026 | May 12, 2026 |
| Magnetar Financial LLC | History | New | 4,096 | 212 | 0.0% | — | 91 | +4,096 | New | Q1 2026 | May 13, 2026 |
| MetLife Investment Management, LLC | History | No change | 4,046 | 209 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 3,912 | 202 | 0.0% | 0.0% | 93 | +1,232 | 45.97% | Q1 2026 | May 06, 2026 |
| Jump Financial, LLC | History | Reduced | 3,916 | 202 | 0.0% | 0.0% | 94 | -22 | -0.56% | Q1 2026 | May 14, 2026 |
| VIRTUS ADVISERS, LLC | History | No change | 3,539 | 183 | 0.09% | 0.09% | 95 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 3,498 | 181 | 0.0% | 0.0% | 96 | +68 | 1.98% | Q1 2026 | May 15, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 3,391 | 175 | 0.0% | 0.0% | 97 | +500 | 17.3% | Q1 2026 | May 14, 2026 |
| Vanguard Global Advisers, LLC | History | New | 2,826 | 146 | 0.0% | — | 98 | +2,826 | New | Q1 2026 | May 08, 2026 |
| Aquatic Capital Management LLC | History | Added to | 2,352 | 121 | 0.0% | 0.0% | 99 | +162 | 7.4% | Q1 2026 | May 15, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 2,105 | 109 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 2,061 | 106 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| AlphaQuest LLC | History | No change | 1,860 | 96 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| FMR LLC | History | Reduced | 1,809 | 93 | 0.0% | 0.0% | 103 | -143 | -7.33% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Added to | 1,462 | 75 | 0.0% | 0.0% | 104 | +626 | 74.88% | Q1 2026 | May 11, 2026 |
| Allworth Financial LP | History | Added to | 1,434 | 74 | 0.0% | 0.0% | 105 | +21 | 1.49% | Q1 2026 | May 14, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,412 | 72 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 1,248 | 64 | 0.0% | 0.0% | 107 | +534 | 74.79% | Q1 2026 | May 15, 2026 |
| STRS OHIO | History | No change | 1,200 | 62 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| CWM, LLC | History | Added to | 1,052 | 54 | 0.0% | 0.0% | 109 | +195 | 22.75% | Q1 2026 | May 14, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 908 | 47 | 0.0% | 0.0% | 110 | -79 | -8.0% | Q1 2026 | May 08, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 748 | 38 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Legal & General Group Plc | History | Reduced | 663 | 34 | 0.0% | 0.0% | 112 | -59 | -8.17% | Q1 2026 | May 08, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 462 | 23 | 0.0% | 0.0% | 113 | +235 | 103.52% | Q1 2026 | May 13, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 396 | 20 | 0.0% | 0.0% | 114 | -55 | -12.2% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 296 | 15 | 0.0% | 0.0% | 115 | -154 | -34.22% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Added to | 282 | 14 | 0.0% | 0.0% | 116 | +199 | 239.76% | Q1 2026 | Apr 13, 2026 |
| Rossby Financial, LCC | History | New | 231 | 12 | 0.0% | — | 117 | +231 | New | Q1 2026 | May 11, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Added to | 171 | 9 | 0.0% | 0.0% | 118 | +34 | 24.82% | Q1 2026 | Apr 28, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 121 | 6 | 0.0% | 0.0% | 120 | +53 | 77.94% | Q1 2026 | May 15, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 122 | 6 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| GAMMA Investing LLC | History | Added to | 85 | 4 | 0.0% | 0.0% | 121 | +9 | 11.84% | Q1 2026 | Apr 06, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 65 | 3 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Optiver Holding B.V. | History | No change | 72 | 3 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Parallel Advisors, LLC | History | Added to | 54 | 2 | 0.0% | — | 124 | +39 | 260.0% | Q1 2026 | Jun 02, 2026 |
| MAI Capital Management | History | Added to | 24 | 1 | 0.0% | — | 126 | +19 | 380.0% | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 24 | 1 | 0.0% | — | 125 | +18 | 300.0% | Q1 2026 | May 07, 2026 |
| Covestor Ltd | History | Reduced | 16 | 1 | 0.0% | 0.0% | 128 | -13 | -44.83% | Q1 2026 | May 05, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 30 | 1 | 0.0% | 0.0% | 127 | -1 | -3.23% | Q1 2026 | Apr 27, 2026 |
| Essential Partners LLC | History | No change | 28 | 1 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q1 2026 | May 21, 2026 |
| Axecap Investments, LLC | History | Closed out | 0 | 0 | — | 1.56% | — | -48,830 | -100.0% | Q1 2026 | Apr 20, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -18,405 | -100.0% | Q1 2026 | May 15, 2026 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,478 | -100.0% | Q1 2026 | May 04, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,060 | -100.0% | Q1 2026 | May 14, 2026 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,904 | -100.0% | Q1 2026 | May 13, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -3,998 | -100.0% | Q1 2026 | May 08, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,951 | -100.0% | Q1 2026 | May 13, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,085 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,067 | -100.0% | Q1 2026 | Apr 30, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -230 | -100.0% | Q1 2026 | May 08, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q1 2026 | May 15, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 9 | 0 | — | 0.0% | — | -11 | -55.0% | Q1 2026 | Apr 07, 2026 |
| Root Financial Partners, LLC | History | New | 9 | 0 | — | — | — | +9 | New | Q1 2026 | Apr 24, 2026 |
| Arax Advisory Partners | History | New | 6 | 0 | — | — | — | +6 | New | Q1 2026 | May 13, 2026 |
| Turning Point Benefit Group, Inc. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2026 | May 12, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 9 | 0 | — | — | — | +1 | 12.5% | Q1 2026 | Apr 30, 2026 |
| Global Retirement Partners, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| True Wealth Design, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Farther Finance Advisors, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |