Upstream Bio, Inc. - UPB
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FMR LLC | History | Reduced | 7,518,202 | 204,119 | 0.01% | 0.01% | 1 | -568,211 | -7.03% | Q4 2025 | Feb 17, 2026 |
| ORBIMED ADVISORS LLC | History | No change | 5,693,589 | 154,580 | 3.16% | 2.52% | 2 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Added to | 3,344,504 | 90,803 | 0.0% | 0.0% | 3 | +740,798 | 28.45% | Q4 2025 | Feb 12, 2026 |
| Decheng Capital LLC | History | Reduced | 3,143,078 | 85,334 | 11.48% | 10.78% | 4 | -142,215 | -4.33% | Q4 2025 | Feb 12, 2026 |
| NORGES BANK | History | New | 2,882,647 | 78,263 | 0.01% | — | 5 | +2,882,647 | New | Q4 2025 | Feb 10, 2026 |
| Enavate Sciences GP, LLC | History | No change | 2,459,703 | 66,780 | 13.18% | 14.13% | 6 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Reduced | 2,388,439 | 64,846 | 0.0% | 0.0% | 7 | -54,112 | -2.22% | Q4 2025 | Jan 29, 2026 |
| UBS Group AG | History | Added to | 1,806,243 | 49,039 | 0.01% | 0.0% | 8 | +1,533,972 | 563.4% | Q4 2025 | Jan 29, 2026 |
| JANUS HENDERSON GROUP PLC | History | New | 1,527,958 | 41,422 | 0.02% | — | 9 | +1,527,958 | New | Q4 2025 | Feb 17, 2026 |
| Altshuler Shaham Ltd | History | Reduced | 1,341,540 | 36,422 | 0.55% | 0.44% | 10 | -75,282 | -5.31% | Q4 2025 | Feb 17, 2026 |
| Bain Capital Life Sciences Investors, LLC | History | Reduced | 1,329,544 | 36,097 | 2.76% | 3.05% | 11 | -1,109,994 | -45.5% | Q4 2025 | Feb 17, 2026 |
| Omega Fund Management, LLC | History | Reduced | 1,326,293 | 36,008 | 12.57% | 11.47% | 12 | -30,000 | -2.21% | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Added to | 1,319,226 | 35,816 | 0.0% | 0.0% | 13 | +204,645 | 18.36% | Q4 2025 | Feb 13, 2026 |
| VR Adviser, LLC | History | No change | 1,169,298 | 31,746 | 1.57% | 1.24% | 14 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 894,733 | 24,292 | 0.0% | 0.0% | 15 | -230,662 | -20.5% | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 851,908 | 23,134 | 0.0% | 0.0% | 16 | +34,799 | 4.26% | Q4 2025 | Feb 09, 2026 |
| Parkman Healthcare Partners LLC | History | Reduced | 834,559 | 22,658 | 2.16% | 1.65% | 17 | -8,943 | -1.06% | Q4 2025 | Feb 17, 2026 |
| Pictet Asset Management Holding SA | History | New | 773,148 | 20,990 | 0.02% | — | 18 | +773,148 | New | Q4 2025 | Jan 29, 2026 |
| Woodline Partners LP | History | Added to | 760,252 | 20,640 | 0.08% | 0.05% | 19 | +158,000 | 26.23% | Q4 2025 | Feb 17, 2026 |
| Integral Health Asset Management, LLC | History | Added to | 750,000 | 20,362 | 1.01% | 0.73% | 20 | +175,000 | 30.43% | Q4 2025 | Feb 17, 2026 |
| TCG Crossover Management, LLC | History | Reduced | 743,886 | 20,196 | 0.67% | 1.96% | 21 | -1,373,217 | -64.86% | Q4 2025 | Feb 17, 2026 |
| Samsara BioCapital, LLC | History | Reduced | 736,047 | 19,983 | 2.06% | 2.36% | 22 | -226,107 | -23.5% | Q4 2025 | Feb 17, 2026 |
| Vestal Point Capital, LP | History | New | 720,000 | 19,548 | 0.66% | — | 23 | +720,000 | New | Q4 2025 | Feb 17, 2026 |
| Siren, L.L.C. | History | Reduced | 588,450 | 15,976 | 0.48% | 0.58% | 24 | -200,000 | -25.37% | Q4 2025 | Feb 13, 2026 |
| BARCLAYS PLC | History | Added to | 524,499 | 14,240 | 0.0% | 0.0% | 25 | +439,184 | 514.78% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 517,264 | 14,043 | 0.01% | 0.0% | 26 | +477,151 | 1189.52% | Q4 2025 | Feb 17, 2026 |
| Nantahala Capital Management, LLC | History | Reduced | 494,971 | 13,438 | 0.44% | 0.39% | 27 | -100,000 | -16.81% | Q4 2025 | Feb 13, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 343,791 | 9,333 | 0.01% | 0.02% | 28 | -524,208 | -60.39% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 333,481 | 9,054 | 0.0% | 0.0% | 29 | +110,267 | 49.4% | Q4 2025 | Mar 25, 2026 |
| GREAT POINT PARTNERS LLC | History | No change | 300,000 | 8,145 | 2.64% | 2.33% | 30 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Alyeska Investment Group, L.P. | History | New | 298,329 | 8,099 | 0.02% | — | 31 | +298,329 | New | Q4 2025 | Feb 13, 2026 |
| JENNISON ASSOCIATES LLC | History | New | 288,847 | 7,842 | 0.0% | — | 32 | +288,847 | New | Q4 2025 | Jan 30, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 284,931 | 7,735 | 0.0% | 0.0% | 33 | +103 | 0.04% | Q4 2025 | Feb 13, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 236,799 | 6,429 | 0.0% | 0.0% | 34 | -17,920 | -7.04% | Q4 2025 | Feb 17, 2026 |
| Squadron Capital Management LLC | History | New | 230,650 | 6,262 | 2.65% | — | 35 | +230,650 | New | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 163,186 | 4,430 | 0.0% | 0.0% | 36 | +145,996 | 849.31% | Q4 2025 | Feb 19, 2026 |
| Boxer Capital Management, LLC | History | New | 150,000 | 4,072 | 0.89% | — | 37 | +150,000 | New | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 127,815 | 3,470 | 0.0% | 0.0% | 38 | +101,078 | 378.05% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Added to | 122,068 | 3,314 | 0.0% | 0.0% | 39 | +34,533 | 39.45% | Q4 2025 | Feb 13, 2026 |
| SummitTX Capital, L.P. | History | Added to | 116,724 | 3,169 | 0.1% | 0.09% | 40 | +4,320 | 3.84% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 115,841 | 3,145 | 0.0% | — | 41 | +115,841 | New | Q4 2025 | Feb 17, 2026 |
| Schonfeld Strategic Advisors LLC | History | Reduced | 115,807 | 3,144 | 0.01% | 0.02% | 42 | -74,437 | -39.13% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 110,280 | 2,994 | 0.0% | 0.0% | 43 | +80,333 | 268.25% | Q4 2025 | Feb 11, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 87,756 | 2,382 | 0.0% | 0.0% | 44 | +16,216 | 22.67% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 86,384 | 2,345 | 0.0% | 0.0% | 45 | +30,911 | 55.72% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 84,853 | 2,303 | 0.0% | 0.0% | 46 | -6,668 | -7.29% | Q4 2025 | Feb 10, 2026 |
| Nuveen, LLC | History | Added to | 78,568 | 2,133 | 0.0% | 0.0% | 47 | +8,686 | 12.43% | Q4 2025 | Feb 12, 2026 |
| ExodusPoint Capital Management, LP | History | New | 75,402 | 2,047 | 0.02% | — | 48 | +75,402 | New | Q4 2025 | Feb 17, 2026 |
| Artia Global Partners LP | History | New | 68,653 | 1,863 | 0.26% | — | 49 | +68,653 | New | Q4 2025 | Feb 17, 2026 |
| Exome Asset Management LLC | History | Added to | 64,845 | 1,760 | 0.84% | 0.59% | 50 | +12,885 | 24.8% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 56,557 | 1,535 | 0.0% | — | 51 | +56,557 | New | Q4 2025 | Feb 17, 2026 |
| SEVEN GRAND MANAGERS, LLC | History | New | 50,000 | 1,357 | 0.1% | — | 52 | +50,000 | New | Q4 2025 | Feb 10, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | New | 46,559 | 1,264 | 0.03% | — | 53 | +46,559 | New | Q4 2025 | Feb 13, 2026 |
| ALPS ADVISORS INC | History | Added to | 44,376 | 1,204 | 0.01% | 0.0% | 54 | +18,414 | 70.93% | Q4 2025 | Feb 12, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 41,523 | 1,127 | 0.0% | 0.0% | 55 | -7,883 | -15.96% | Q4 2025 | Feb 13, 2026 |
| Rafferty Asset Management, LLC | History | Added to | 38,683 | 1,050 | 0.0% | 0.0% | 56 | +4,162 | 12.06% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 36,794 | 998 | 0.0% | 0.0% | 57 | +11,634 | 46.24% | Q4 2025 | Feb 13, 2026 |
| Trexquant Investment LP | History | New | 31,049 | 842 | 0.01% | — | 58 | +31,049 | New | Q4 2025 | Feb 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 31,010 | 841 | 0.0% | 0.0% | 59 | +11,160 | 56.22% | Q4 2025 | Feb 17, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 30,503 | 828 | 0.0% | 0.0% | 60 | +549 | 1.83% | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 27,091 | 735 | 0.0% | — | 61 | +27,091 | New | Q4 2025 | Feb 17, 2026 |
| Swiss National Bank | History | New | 26,600 | 722 | 0.0% | — | 62 | +26,600 | New | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 23,420 | 635 | 0.0% | 0.0% | 63 | -23,780 | -50.38% | Q4 2025 | Feb 17, 2026 |
| DIADEMA PARTNERS LP | History | Reduced | 20,500 | 556 | 0.1% | 0.96% | 64 | -179,500 | -89.75% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 19,678 | 534 | 0.0% | 0.0% | 66 | -2,013 | -9.28% | Q4 2025 | Feb 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 19,636 | 534 | 0.0% | 0.0% | 65 | +1,135 | 6.13% | Q4 2025 | Feb 17, 2026 |
| PSP Research LLC | History | New | 17,634 | 478 | 0.42% | — | 67 | +17,634 | New | Q4 2025 | Feb 06, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 17,491 | 475 | 0.0% | 0.0% | 68 | +628 | 3.72% | Q4 2025 | Feb 17, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Added to | 16,560 | 449 | 0.03% | 0.02% | 69 | +825 | 5.24% | Q4 2025 | Feb 17, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 16,400 | 445 | 0.0% | — | 70 | +16,400 | New | Q4 2025 | Feb 12, 2026 |
| Quantinno Capital Management LP | History | Added to | 15,415 | 418 | 0.0% | 0.0% | 71 | +526 | 3.53% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | New | 15,091 | 409 | 0.01% | — | 72 | +15,091 | New | Q4 2025 | Feb 17, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 14,652 | 397 | 0.0% | 0.0% | 73 | +12,476 | 573.35% | Q4 2025 | Feb 17, 2026 |
| PROFUND ADVISORS LLC | History | New | 14,582 | 395 | 0.01% | — | 74 | +14,582 | New | Q4 2025 | Feb 06, 2026 |
| Graham Capital Management, L.P. | History | New | 13,712 | 372 | 0.01% | — | 76 | +13,712 | New | Q4 2025 | Feb 17, 2026 |
| Legal & General Group Plc | History | Added to | 13,709 | 372 | 0.0% | 0.0% | 75 | +10,785 | 368.84% | Q4 2025 | Feb 09, 2026 |
| DnB Asset Management AS | History | New | 12,793 | 347 | 0.0% | — | 77 | +12,793 | New | Q4 2025 | Feb 05, 2026 |
| Virtu Financial LLC | History | New | 12,246 | 332 | 0.01% | — | 78 | +12,246 | New | Q4 2025 | Feb 23, 2026 |
| Verition Fund Management LLC | History | Reduced | 12,020 | 326 | 0.0% | 0.0% | 79 | -34,981 | -74.43% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Added to | 11,830 | 321 | 0.0% | 0.0% | 80 | +897 | 8.2% | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Reduced | 11,749 | 318 | 0.0% | 0.0% | 81 | -2,517 | -17.64% | Q4 2025 | Feb 17, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 11,700 | 317 | 0.0% | 0.0% | 82 | +5,400 | 85.71% | Q4 2025 | Feb 12, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 10,500 | 285 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 10,396 | 282 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 10,147 | 275 | 0.0% | — | 85 | +10,147 | New | Q4 2025 | Feb 13, 2026 |
| STRS OHIO | History | New | 9,800 | 266 | 0.0% | — | 87 | +9,800 | New | Q4 2025 | Feb 02, 2026 |
| Virtus Investment Advisers, LLC | History | Reduced | 9,801 | 266 | 0.07% | 0.05% | 86 | -42 | -0.43% | Q4 2025 | Feb 17, 2026 |
| Point72 Asset Management, L.P. | History | New | 9,700 | 263 | 0.0% | — | 88 | +9,700 | New | Q4 2025 | Feb 17, 2026 |
| VARCOV Co. | History | New | 9,619 | 261 | 0.1% | — | 89 | +9,619 | New | Q4 2025 | Feb 17, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Added to | 9,456 | 256 | 0.0% | 0.0% | 90 | +9 | 0.1% | Q4 2025 | Feb 13, 2026 |
| Persistent Asset Partners Ltd | History | New | 8,907 | 241 | 0.11% | — | 91 | +8,907 | New | Q4 2025 | Feb 17, 2026 |
| China Universal Asset Management Co., Ltd. | History | New | 8,806 | 239 | 0.02% | — | 92 | +8,806 | New | Q4 2025 | Jan 29, 2026 |
| ProShare Advisors LLC | History | New | 8,354 | 226 | 0.0% | — | 93 | +8,354 | New | Q4 2025 | Feb 06, 2026 |
| SEI INVESTMENTS CO | History | New | 8,087 | 219 | 0.0% | — | 94 | +8,087 | New | Q4 2025 | Feb 13, 2026 |
| CITIGROUP INC | History | Reduced | 6,949 | 188 | 0.0% | 0.0% | 95 | -35,088 | -83.47% | Q4 2025 | Feb 13, 2026 |
| SG Americas Securities, LLC | History | New | 5,518 | 150 | 0.0% | — | 96 | +5,518 | New | Q4 2025 | Jan 09, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 4,976 | 135 | 0.0% | 0.0% | 97 | -1,551 | -23.76% | Q4 2025 | Feb 10, 2026 |
| CWM, LLC | History | Added to | 3,360 | 91 | 0.0% | 0.0% | 98 | +19 | 0.57% | Q4 2025 | Jan 26, 2026 |
| KLP KAPITALFORVALTNING AS | History | New | 2,900 | 78 | 0.0% | — | 99 | +2,900 | New | Q4 2025 | Jan 28, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 2,823 | 76 | 0.0% | 0.0% | 100 | -211 | -6.95% | Q4 2025 | Feb 17, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 2,741 | 74 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | New | 2,626 | 71 | 0.0% | — | 102 | +2,626 | New | Q4 2025 | Jan 26, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,919 | 52 | 0.0% | 0.0% | 103 | -345 | -15.24% | Q4 2025 | Feb 13, 2026 |
| Torren Management, LLC | History | New | 1,099 | 29 | 0.01% | — | 104 | +1,099 | New | Q4 2025 | Jan 30, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | New | 1,061 | 28 | 0.0% | — | 106 | +1,061 | New | Q4 2025 | Jan 27, 2026 |
| AMALGAMATED BANK | History | Added to | 1,031 | 28 | 0.0% | 0.0% | 105 | +437 | 73.57% | Q4 2025 | Feb 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 969 | 26 | 0.0% | — | 107 | +969 | New | Q4 2025 | Feb 17, 2026 |
| GAMMA Investing LLC | History | Added to | 900 | 24 | 0.0% | 0.0% | 108 | +10 | 1.12% | Q4 2025 | Jan 05, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 669 | 18 | 0.0% | 0.0% | 109 | -1,199 | -64.19% | Q4 2025 | Feb 17, 2026 |
| Versant Capital Management, Inc | History | Added to | 558 | 15 | 0.0% | 0.0% | 110 | +10 | 1.82% | Q4 2025 | Jan 08, 2026 |
| US BANCORP \DE\ | History | Added to | 546 | 14 | 0.0% | 0.0% | 111 | +15 | 2.82% | Q4 2025 | Jan 30, 2026 |
| FEDERATED HERMES, INC. | History | New | 482 | 13 | 0.0% | — | 112 | +482 | New | Q4 2025 | Feb 12, 2026 |
| SIMPLEX TRADING, LLC | History | New | 466 | 12 | 0.0% | — | 113 | +466 | New | Q4 2025 | Feb 11, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 400 | 10 | 0.0% | 0.0% | 114 | +304 | 316.67% | Q4 2025 | Jan 15, 2026 |
| Aster Capital Management (DIFC) Ltd | History | Reduced | 271 | 7 | 0.0% | 0.01% | 117 | -870 | -76.25% | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 273 | 7 | 0.0% | 0.0% | 116 | -59 | -17.77% | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 282 | 7 | 0.0% | 0.0% | 115 | -28 | -9.03% | Q4 2025 | Feb 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 242 | 6 | 0.0% | — | 118 | +242 | New | Q4 2025 | Feb 13, 2026 |
| Daiwa Securities Group Inc. | History | New | 180 | 5 | 0.0% | — | 119 | +180 | New | Q4 2025 | Feb 11, 2026 |
| SIGNATUREFD, LLC | History | Added to | 117 | 3 | 0.0% | — | 120 | +66 | 129.41% | Q4 2025 | Jan 20, 2026 |
| J.Safra Asset Management Corp | History | No change | 128 | 3 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 106 | 2 | 0.0% | 0.0% | 122 | -24 | -18.46% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 68 | 1 | 0.0% | — | 123 | +68 | New | Q4 2025 | Feb 05, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 60 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| Ikarian Capital, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -161,113 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -98,290 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -88,196 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -73,131 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -61,299 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,500 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SIG BROKERAGE, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,503 | -100.0% | Q3 2025 | Oct 22, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,305 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -163 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Arax Advisory Partners | History | Reduced | 2 | 0 | — | 0.0% | — | -147 | -98.66% | Q4 2025 | Feb 13, 2026 |
| SageView Advisory Group, LLC | History | New | 30 | 0 | — | — | — | +30 | New | Q4 2025 | Feb 17, 2026 |
| Larson Financial Group LLC | History | New | 14 | 0 | — | — | — | +14 | New | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 17, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q4 2025 | Feb 06, 2026 |
| Sunbelt Securities, Inc. | History | No change | 19 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| Parallel Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |