Upstream Bio, Inc. - UPB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NORGES BANK | History | No change | 2,882,647 | 78,263 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| FMR LLC | History | Added to | 8,101,563 | 72,914 | 0.0% | 0.01% | 2 | +583,361 | 7.76% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 2,388,439 | 64,846 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ORBIMED ADVISORS LLC | History | No change | 5,693,589 | 51,242 | 1.02% | 3.16% | 4 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Added to | 3,370,689 | 30,336 | 0.0% | 0.0% | 5 | +26,185 | 0.78% | Q1 2026 | May 13, 2026 |
| Decheng Capital LLC | History | Reduced | 2,724,868 | 24,523 | 3.71% | 11.48% | 6 | -418,210 | -13.31% | Q1 2026 | May 13, 2026 |
| Enavate Sciences GP, LLC | History | No change | 2,459,703 | 22,137 | 6.3% | 13.18% | 7 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 1,873,574 | 16,862 | 0.0% | — | 8 | +1,873,574 | New | Q1 2026 | May 15, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Added to | 1,000,631 | 9,005 | 0.17% | 0.03% | 9 | +954,072 | 2049.17% | Q1 2026 | Apr 27, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 979,758 | 8,817 | 0.01% | 0.0% | 10 | +979,276 | 203169.29% | Q1 2026 | May 11, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 950,617 | 8,557 | 0.0% | 0.0% | 11 | +98,709 | 11.59% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 937,323 | 8,435 | 0.0% | 0.01% | 12 | +420,059 | 81.21% | Q1 2026 | May 15, 2026 |
| SEB Asset Management AB | History | New | 878,473 | 7,906 | 0.03% | — | 13 | +878,473 | New | Q1 2026 | May 07, 2026 |
| Bain Capital Life Sciences Investors, LLC | History | Reduced | 867,211 | 7,804 | 0.7% | 2.76% | 14 | -462,333 | -34.77% | Q1 2026 | May 15, 2026 |
| Woodline Partners LP | History | Added to | 831,481 | 7,483 | 0.03% | 0.08% | 15 | +71,229 | 9.37% | Q1 2026 | May 15, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 820,480 | 7,384 | 0.0% | 0.0% | 16 | +793,389 | 2928.61% | Q1 2026 | May 15, 2026 |
| Parkman Healthcare Partners LLC | History | Reduced | 786,783 | 7,081 | 0.73% | 2.16% | 17 | -47,776 | -5.72% | Q1 2026 | May 15, 2026 |
| Samsara BioCapital, LLC | History | No change | 736,047 | 6,624 | 0.64% | 2.06% | 18 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Pictet Asset Management Holding SA | History | Reduced | 733,431 | 6,600 | 0.01% | 0.02% | 19 | -39,717 | -5.14% | Q1 2026 | Apr 22, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 727,711 | 6,549 | 0.0% | — | 20 | +727,711 | New | Q1 2026 | May 08, 2026 |
| STATE STREET CORP | History | Reduced | 705,350 | 6,348 | 0.0% | 0.0% | 21 | -613,876 | -46.53% | Q1 2026 | May 15, 2026 |
| HSBC HOLDINGS PLC | History | New | 640,326 | 5,762 | 0.0% | — | 22 | +640,326 | New | Q1 2026 | Apr 30, 2026 |
| Qube Research & Technologies Ltd | History | New | 619,321 | 5,573 | 0.01% | — | 23 | +619,321 | New | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 552,609 | 4,973 | 0.0% | 0.0% | 24 | +430,541 | 352.71% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 463,001 | 4,065 | 0.0% | 0.0% | 25 | +352,721 | 319.84% | Q1 2026 | May 13, 2026 |
| Nantahala Capital Management, LLC | History | Reduced | 400,000 | 3,600 | 0.13% | 0.44% | 26 | -94,971 | -19.19% | Q1 2026 | May 15, 2026 |
| Altshuler Shaham Ltd | History | Reduced | 380,061 | 3,420 | 0.06% | 0.55% | 27 | -961,479 | -71.67% | Q1 2026 | May 18, 2026 |
| SPHERA FUNDS MANAGEMENT LTD. | History | New | 358,000 | 3,222 | 0.51% | — | 28 | +358,000 | New | Q1 2026 | May 15, 2026 |
| Propel Bio Management, LLC | History | New | 341,779 | 3,100 | 1.95% | — | 29 | +341,779 | New | Q1 2026 | May 14, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 342,353 | 3,081 | 0.0% | 0.0% | 30 | -552,380 | -61.74% | Q1 2026 | May 15, 2026 |
| Jump Financial, LLC | History | New | 319,400 | 2,874 | 0.04% | — | 31 | +319,400 | New | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 316,587 | 2,849 | 0.0% | 0.0% | 32 | -16,894 | -5.07% | Q1 2026 | May 15, 2026 |
| Alyeska Investment Group, L.P. | History | No change | 298,329 | 2,684 | 0.01% | 0.02% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 260,992 | 2,348 | 0.0% | 0.0% | 34 | +24,193 | 10.22% | Q1 2026 | May 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 257,729 | 2,319 | 0.0% | 0.0% | 35 | -27,202 | -9.55% | Q1 2026 | May 15, 2026 |
| Prosight Management, LP | History | New | 241,123 | 2,170 | 0.36% | — | 36 | +241,123 | New | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 231,254 | 2,081 | 0.0% | 0.01% | 37 | -1,574,989 | -87.2% | Q1 2026 | May 05, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 224,157 | 2,017 | 0.0% | — | 38 | +224,157 | New | Q1 2026 | May 08, 2026 |
| XTX Topco Ltd | History | Added to | 209,277 | 1,883 | 0.03% | 0.01% | 39 | +194,186 | 1286.77% | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 189,668 | 1,707 | 0.0% | 0.0% | 40 | +179,968 | 1855.34% | Q1 2026 | May 15, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | New | 185,087 | 1,665 | 0.0% | — | 41 | +185,087 | New | Q1 2026 | May 14, 2026 |
| TCG Crossover Management, LLC | History | Reduced | 181,063 | 1,629 | 0.05% | 0.67% | 42 | -562,823 | -75.66% | Q1 2026 | May 15, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 180,889 | 1,628 | 0.0% | 0.0% | 43 | +53,074 | 41.52% | Q1 2026 | May 06, 2026 |
| Trexquant Investment LP | History | Added to | 176,657 | 1,589 | 0.01% | 0.01% | 44 | +145,608 | 468.96% | Q1 2026 | May 15, 2026 |
| Schonfeld Strategic Advisors LLC | History | Added to | 161,349 | 1,452 | 0.01% | 0.01% | 45 | +45,542 | 39.33% | Q1 2026 | May 15, 2026 |
| Boxer Capital Management, LLC | History | No change | 150,000 | 1,350 | 0.18% | 0.89% | 46 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 126,000 | 1,134 | 0.0% | 0.0% | 47 | +121,024 | 2432.15% | Q1 2026 | May 12, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 31,010 | 841 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ExodusPoint Capital Management, LP | History | Added to | 91,431 | 822 | 0.01% | 0.02% | 49 | +16,029 | 21.26% | Q1 2026 | May 14, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 87,624 | 788 | 0.0% | 0.0% | 50 | -132 | -0.15% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 81,383 | 732 | 0.0% | 0.0% | 51 | -3,470 | -4.09% | Q1 2026 | May 05, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | New | 80,002 | 719 | 0.0% | — | 52 | +80,002 | New | Q1 2026 | May 07, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 78,500 | 706 | 0.0% | 0.0% | 53 | +55,080 | 235.18% | Q1 2026 | May 15, 2026 |
| Simplify Asset Management Inc. | History | New | 77,793 | 700 | 0.01% | — | 54 | +77,793 | New | Q1 2026 | Apr 27, 2026 |
| Nuveen, LLC | History | Reduced | 75,536 | 679 | 0.0% | 0.0% | 55 | -3,032 | -3.86% | Q1 2026 | Apr 30, 2026 |
| EntryPoint Capital, LLC | History | New | 73,568 | 662 | 0.19% | — | 56 | +73,568 | New | Q1 2026 | May 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 72,171 | 649 | 0.0% | 0.0% | 57 | +41,668 | 136.6% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 66,770 | 600 | 0.0% | 0.01% | 58 | -277,021 | -80.58% | Q1 2026 | May 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 62,100 | 558 | 0.0% | 0.0% | 59 | +45,700 | 278.66% | Q1 2026 | May 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 61,961 | 557 | 0.0% | 0.0% | 60 | -53,880 | -46.51% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Added to | 49,389 | 444 | 0.0% | 0.0% | 61 | +33,974 | 220.4% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 48,460 | 436 | 0.0% | 0.0% | 62 | -37,924 | -43.9% | Q1 2026 | May 15, 2026 |
| Swiss National Bank | History | Added to | 48,100 | 432 | 0.0% | 0.0% | 63 | +21,500 | 80.83% | Q1 2026 | May 07, 2026 |
| Squarepoint Ops LLC | History | New | 44,626 | 401 | 0.0% | — | 64 | +44,626 | New | Q1 2026 | May 15, 2026 |
| ALPS ADVISORS INC | History | Reduced | 43,992 | 395 | 0.0% | 0.01% | 65 | -384 | -0.87% | Q1 2026 | May 08, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 41,671 | 375 | 0.0% | — | 66 | +41,671 | New | Q1 2026 | May 15, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 41,203 | 370 | 0.0% | 0.0% | 67 | -320 | -0.77% | Q1 2026 | May 12, 2026 |
| Invesco Ltd. | History | Reduced | 40,510 | 364 | 0.0% | 0.0% | 68 | -122,676 | -75.18% | Q1 2026 | May 12, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 39,661 | 356 | 0.0% | 0.0% | 69 | +25,009 | 170.69% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 39,232 | 353 | 0.02% | — | 70 | +39,232 | New | Q1 2026 | May 08, 2026 |
| Stonepine Capital Management, LLC | History | New | 35,000 | 315 | 0.13% | — | 71 | +35,000 | New | Q1 2026 | May 14, 2026 |
| ADAR1 Capital Management, LLC | History | New | 35,000 | 315 | 0.02% | — | 72 | +35,000 | New | Q1 2026 | May 15, 2026 |
| Aquatic Capital Management LLC | History | New | 31,484 | 283 | 0.01% | — | 73 | +31,484 | New | Q1 2026 | May 15, 2026 |
| Bleakley Financial Group, LLC | History | New | 28,864 | 259 | 0.0% | — | 74 | +28,864 | New | Q1 2026 | May 04, 2026 |
| AXQ CAPITAL, LP | History | New | 27,503 | 247 | 0.03% | — | 75 | +27,503 | New | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | Added to | 27,314 | 245 | 0.0% | 0.0% | 76 | +15,484 | 130.89% | Q1 2026 | May 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 26,434 | 238 | 0.0% | 0.0% | 77 | +6,798 | 34.62% | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 26,412 | 237 | 0.0% | — | 78 | +26,412 | New | Q1 2026 | May 15, 2026 |
| MARTINGALE ASSET MANAGEMENT L P | History | New | 26,223 | 236 | 0.01% | — | 79 | +26,223 | New | Q1 2026 | May 13, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 25,866 | 232 | 0.0% | — | 80 | +25,866 | New | Q1 2026 | May 15, 2026 |
| BARCLAYS PLC | History | Reduced | 24,720 | 222 | 0.0% | 0.0% | 81 | -499,779 | -95.29% | Q1 2026 | May 14, 2026 |
| DnB Asset Management AS | History | Added to | 23,515 | 211 | 0.0% | 0.0% | 82 | +10,722 | 83.81% | Q1 2026 | May 14, 2026 |
| Entropy Technologies, LP | History | New | 23,336 | 210 | 0.01% | — | 83 | +23,336 | New | Q1 2026 | May 14, 2026 |
| DIADEMA PARTNERS LP | History | Added to | 21,609 | 194 | 0.03% | 0.1% | 84 | +1,109 | 5.41% | Q1 2026 | May 15, 2026 |
| Man Group plc | History | New | 21,154 | 190 | 0.0% | — | 85 | +21,154 | New | Q1 2026 | May 15, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 19,558 | 176 | 0.0% | 0.0% | 86 | +19,158 | 4789.5% | Q1 2026 | Apr 30, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 19,380 | 174 | 0.0% | 0.0% | 87 | -298 | -1.51% | Q1 2026 | May 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 18,402 | 165 | 0.0% | 0.0% | 88 | -18,392 | -49.99% | Q1 2026 | May 11, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 15,608 | 140 | 0.0% | 0.0% | 89 | -1,883 | -10.77% | Q1 2026 | May 15, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Added to | 15,338 | 138 | 0.0% | 0.0% | 90 | +5,191 | 51.16% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | New | 15,300 | 137 | 0.0% | — | 91 | +15,300 | New | Q1 2026 | May 12, 2026 |
| FRANKLIN RESOURCES INC | History | New | 14,589 | 131 | 0.0% | — | 92 | +14,589 | New | Q1 2026 | May 13, 2026 |
| Vanguard Global Advisers, LLC | History | New | 13,059 | 117 | 0.0% | — | 93 | +13,059 | New | Q1 2026 | May 08, 2026 |
| Corient Private Wealth LLC | History | New | 12,157 | 109 | 0.0% | — | 94 | +12,157 | New | Q1 2026 | May 15, 2026 |
| Creative Planning | History | Reduced | 10,850 | 97 | 0.0% | 0.0% | 95 | -899 | -7.65% | Q1 2026 | May 12, 2026 |
| Shay Capital LLC | History | New | 10,000 | 90 | 0.01% | — | 97 | +10,000 | New | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 10,046 | 90 | 0.02% | 0.07% | 96 | +245 | 2.5% | Q1 2026 | May 14, 2026 |
| STRS OHIO | History | No change | 9,800 | 88 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Legal & General Group Plc | History | Reduced | 9,609 | 86 | 0.0% | 0.0% | 99 | -4,100 | -29.91% | Q1 2026 | May 08, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 9,590 | 86 | 0.01% | 0.02% | 100 | +784 | 8.9% | Q1 2026 | Apr 27, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 9,456 | 85 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| VANGUARD ASSET MANAGEMENT, Ltd | History | New | 9,250 | 83 | 0.0% | — | 102 | +9,250 | New | Q1 2026 | May 08, 2026 |
| KLP KAPITALFORVALTNING AS | History | Added to | 5,900 | 53 | 0.0% | 0.0% | 103 | +3,000 | 103.45% | Q1 2026 | Apr 29, 2026 |
| Persistent Asset Partners Ltd | History | Reduced | 5,495 | 49 | 0.02% | 0.11% | 104 | -3,412 | -38.31% | Q1 2026 | May 12, 2026 |
| CITIGROUP INC | History | Reduced | 5,055 | 45 | 0.0% | 0.0% | 105 | -1,894 | -27.26% | Q1 2026 | May 11, 2026 |
| Vanguard Investments Australia, Ltd. | History | New | 4,096 | 36 | 0.0% | — | 106 | +4,096 | New | Q1 2026 | May 08, 2026 |
| CWM, LLC | History | Added to | 3,883 | 34 | 0.0% | 0.0% | 107 | +523 | 15.57% | Q1 2026 | May 14, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 3,647 | 32 | 0.0% | 0.0% | 108 | +824 | 29.19% | Q1 2026 | May 08, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 2,819 | 25 | 0.0% | 0.0% | 109 | +193 | 7.35% | Q1 2026 | May 04, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 2,741 | 24 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 1,425 | 12 | 0.0% | 0.0% | 111 | +756 | 113.0% | Q1 2026 | May 15, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 1,203 | 10 | 0.0% | 0.0% | 112 | +142 | 13.38% | Q1 2026 | Apr 15, 2026 |
| Larson Financial Group LLC | History | Added to | 1,107 | 9 | 0.0% | — | 114 | +1,093 | 7807.14% | Q1 2026 | May 15, 2026 |
| Sterling Capital Management LLC | History | Reduced | 1,094 | 9 | 0.0% | 0.0% | 113 | -825 | -42.99% | Q1 2026 | Apr 22, 2026 |
| Global Retirement Partners, LLC | History | No change | 273 | 7 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Rockefeller Capital Management L.P. | History | New | 738 | 6 | 0.0% | — | 118 | +738 | New | Q1 2026 | May 14, 2026 |
| Versant Capital Management, Inc | History | Added to | 762 | 6 | 0.0% | 0.0% | 116 | +204 | 36.56% | Q1 2026 | Apr 06, 2026 |
| GAMMA Investing LLC | History | Reduced | 715 | 6 | 0.0% | 0.0% | 117 | -185 | -20.56% | Q1 2026 | Apr 06, 2026 |
| Quantbot Technologies LP | History | New | 663 | 5 | 0.0% | — | 121 | +663 | New | Q1 2026 | May 13, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 588 | 5 | 0.0% | 0.0% | 120 | +346 | 142.98% | Q1 2026 | May 13, 2026 |
| US BANCORP \DE\ | History | Added to | 590 | 5 | 0.0% | 0.0% | 119 | +44 | 8.06% | Q1 2026 | May 14, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | New | 477 | 4 | 0.0% | — | 122 | +477 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 389 | 3 | 0.0% | — | 123 | +384 | 7680.0% | Q1 2026 | May 15, 2026 |
| Essential Partners LLC | History | Added to | 402 | 3 | 0.0% | 0.0% | 124 | +305 | 314.43% | Q1 2026 | May 21, 2026 |
| Allworth Financial LP | History | Added to | 263 | 2 | 0.0% | 0.0% | 125 | +195 | 286.76% | Q1 2026 | May 14, 2026 |
| Torren Management, LLC | History | Reduced | 162 | 1 | 0.0% | 0.01% | 128 | -937 | -85.26% | Q1 2026 | Apr 30, 2026 |
| MAI Capital Management | History | New | 171 | 1 | 0.0% | — | 129 | +171 | New | Q1 2026 | May 15, 2026 |
| NATIXIS | History | New | 120 | 1 | 0.0% | — | 130 | +120 | New | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 222 | 1 | 0.0% | 0.0% | 126 | -60 | -21.28% | Q1 2026 | May 15, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 120 | 1 | 0.0% | 0.0% | 127 | +60 | 100.0% | Q1 2026 | May 04, 2026 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,527,958 | -100.0% | Q1 2026 | May 18, 2026 |
| Omega Fund Management, LLC | History | Closed out | 0 | 0 | — | 12.57% | — | -1,326,293 | -100.0% | Q1 2026 | May 15, 2026 |
| Venrock Adviser, LLC | History | Closed out | 0 | 0 | — | 1.57% | — | -1,169,298 | -100.0% | Q1 2026 | May 15, 2026 |
| Integral Health Asset Management, LLC | History | Closed out | 0 | 0 | — | 1.01% | — | -750,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Vestal Point Capital, LP | History | Closed out | 0 | 0 | — | 0.66% | — | -720,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Siren, L.L.C. | History | Closed out | 0 | 0 | — | 0.48% | — | -588,450 | -100.0% | Q1 2026 | May 14, 2026 |
| GREAT POINT PARTNERS LLC | History | Closed out | 0 | 0 | — | 2.64% | — | -300,000 | -100.0% | Q1 2026 | May 15, 2026 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -288,847 | -100.0% | Q1 2026 | May 06, 2026 |
| Squadron Capital Management LLC | History | Closed out | 0 | 0 | — | 2.65% | — | -230,650 | -100.0% | Q1 2026 | May 15, 2026 |
| SummitTX Capital, L.P. | History | Closed out | 0 | 0 | — | 0.1% | — | -116,724 | -100.0% | Q1 2026 | May 15, 2026 |
| Artia Global Partners LP | History | Closed out | 0 | 0 | — | 0.26% | — | -68,653 | -100.0% | Q1 2026 | May 15, 2026 |
| Exome Asset Management LLC | History | Closed out | 0 | 0 | — | 0.84% | — | -64,845 | -100.0% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,557 | -100.0% | Q1 2026 | May 15, 2026 |
| SEVEN GRAND MANAGERS, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -50,000 | -100.0% | Q1 2026 | May 06, 2026 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,683 | -100.0% | Q1 2026 | May 15, 2026 |
| PSP Research LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -17,634 | -100.0% | Q1 2026 | Apr 17, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,560 | -100.0% | Q1 2026 | May 15, 2026 |
| PROFUND ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,582 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,712 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,246 | -100.0% | Q1 2026 | May 14, 2026 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,020 | -100.0% | Q1 2026 | May 15, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 100 | 0 | — | 0.0% | — | -11,600 | -99.15% | Q1 2026 | May 06, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,500 | -100.0% | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,396 | -100.0% | Q1 2026 | May 08, 2026 |
| VARCOV Co. | History | Closed out | 0 | 0 | — | 0.1% | — | -9,619 | -100.0% | Q1 2026 | May 15, 2026 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,354 | -100.0% | Q1 2026 | Apr 24, 2026 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -8,087 | -100.0% | Q1 2026 | May 13, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,518 | -100.0% | Q1 2026 | Apr 16, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -1,031 | -100.0% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -969 | -100.0% | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -466 | -100.0% | Q1 2026 | May 14, 2026 |
| Aster Capital Management (DIFC) Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -271 | -100.0% | Q1 2026 | May 13, 2026 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q1 2026 | May 13, 2026 |
| J.Safra Asset Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -128 | -100.0% | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -106 | -100.0% | Q1 2026 | May 08, 2026 |
| Wealth Preservation Advisors, LLC | History | New | 86 | 0 | — | — | — | +86 | New | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | New | 81 | 0 | — | — | — | +81 | New | Q1 2026 | Apr 07, 2026 |
| Arax Advisory Partners | History | Added to | 77 | 0 | — | — | — | +75 | 3750.0% | Q1 2026 | May 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 61 | 0 | — | — | — | +60 | 6000.0% | Q1 2026 | May 07, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 66 | 0 | — | 0.0% | — | -51 | -43.59% | Q1 2026 | Apr 07, 2026 |
| Ameritas Advisory Services, LLC | History | New | 31 | 0 | — | — | — | +31 | New | Q1 2026 | May 12, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 23 | 0 | — | — | — | +23 | New | Q1 2026 | May 11, 2026 |
| Root Financial Partners, LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q1 2026 | Apr 24, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | — | — | -19 | -100.0% | Q1 2026 | May 15, 2026 |
| Covestor Ltd | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | May 05, 2026 |
| SJS Investment Consulting Inc. | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | Apr 23, 2026 |
| Freestone Grove Partners LP | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Parallel Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| SageView Advisory Group, LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |