TEMA ETFS LLC - VOLT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 1,336,409 | 55,982 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 1,133,708 | 47,484 | 0.08% | 0.08% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HighTower Advisors, LLC | History | No change | 570,153 | 23,883 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Members Advisory Group LLC | History | No change | 480,790 | 20,140 | 5.62% | 5.62% | 4 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| ARROW FINANCIAL CORP | History | Added to | 526,041 | 18,637 | 1.7% | 1.88% | 5 | +24,768 | 4.94% | Q3 2026 | Oct 26, 2026 |
| UBS Group AG | History | No change | 316,421 | 13,254 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 302,721 | 12,680 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 196,181 | 8,218 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AVAII WEALTH MANAGEMENT, LLC | History | Added to | 219,907 | 8,077 | 2.32% | 0.52% | 9 | +177,752 | 421.66% | Q3 2026 | Oct 09, 2026 |
| HENGEHOLD CAPITAL MANAGEMENT LLC | History | Added to | 222,592 | 7,886 | 0.6% | 0.68% | 10 | +13,357 | 6.38% | Q3 2026 | Oct 16, 2026 |
| Avid Wealth Partners LLC | History | Added to | 195,703 | 6,933 | 3.17% | 3.87% | 11 | +4,741 | 2.48% | Q3 2026 | Nov 03, 2026 |
| JPMORGAN CHASE & CO | History | No change | 146,297 | 5,964 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Fortis Advisors, LLC | History | No change | 127,977 | 5,360 | 2.51% | 2.51% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SBE LLC DBA CEDAR COVE WEALTH PARTNERS | History | Added to | 137,580 | 4,874 | 2.31% | 2.45% | 14 | +13,346 | 10.74% | Q3 2026 | Oct 15, 2026 |
| Janney Montgomery Scott LLC | History | No change | 109,210 | 4,575 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Gerber Kawasaki Wealth & Investment Management | History | Added to | 117,474 | 4,162 | 0.11% | 0.12% | 16 | +7,190 | 6.52% | Q3 2026 | Oct 29, 2026 |
| San Luis Wealth Advisors LLC | History | Added to | 111,846 | 3,962 | 0.58% | 0.67% | 17 | +4,989 | 4.67% | Q3 2026 | Oct 27, 2026 |
| SAXON INTERESTS, INC. | History | Added to | 109,677 | 3,885 | 1.35% | 0.95% | 18 | +28,007 | 34.29% | Q3 2026 | Oct 26, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 107,800 | 3,819 | 0.0% | 0.01% | 19 | +6,851 | 6.79% | Q3 2026 | Nov 02, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 89,246 | 3,738 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 84,433 | 3,536 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Torrey-Payne Wealth Management, LLC | History | No change | 80,411 | 3,368 | 2.77% | 2.77% | 22 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 91,125 | 3,228 | 0.0% | 0.0% | 23 | +43,923 | 93.05% | Q3 2026 | Oct 30, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 61,097 | 2,559 | 0.03% | 0.03% | 24 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| IAM Advisory, LLC | History | No change | 53,763 | 2,252 | 0.44% | 0.44% | 25 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| CHANNEL WEALTH LLC | History | No change | 51,698 | 2,165 | 0.49% | 0.49% | 26 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 46,048 | 1,928 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Arkadios Wealth Advisors | History | No change | 44,886 | 1,880 | 0.03% | 0.03% | 28 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Wealthcare Advisory Partners LLC | History | New | 52,412 | 1,856 | 0.03% | — | 29 | +52,412 | New | Q3 2026 | Oct 21, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 43,196 | 1,809 | 0.17% | 0.17% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 41,962 | 1,757 | 0.12% | 0.12% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FreeGulliver LLC | History | No change | 41,592 | 1,742 | 0.61% | 0.61% | 32 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Benson Wealth Management INC | History | No change | 40,797 | 1,708 | 1.72% | 1.72% | 33 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Old Port Advisors | History | Added to | 47,753 | 1,691 | 0.34% | 0.31% | 34 | +10,575 | 28.44% | Q3 2026 | Oct 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 38,219 | 1,600 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Advisory Services Network, LLC | History | No change | 37,910 | 1,588 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Teamwork Financial Advisors, LLC | History | Added to | 44,655 | 1,582 | 0.17% | 0.16% | 37 | +3,219 | 7.77% | Q3 2026 | Oct 19, 2026 |
| Arax Advisory Partners | History | No change | 37,693 | 1,578 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Lido Advisors, LLC | History | Added to | 42,937 | 1,521 | 0.0% | 0.0% | 39 | +23,762 | 123.92% | Q3 2026 | Nov 04, 2026 |
| Brookstone Capital Management | History | Added to | 42,783 | 1,515 | 0.01% | 0.02% | 40 | +3,715 | 9.51% | Q3 2026 | Oct 22, 2026 |
| Outlook Wealth Advisors, LLC | History | Reduced | 40,741 | 1,443 | 0.31% | 0.38% | 41 | -1,009 | -2.42% | Q3 2026 | Oct 28, 2026 |
| Unique Wealth Strategies, LLC | History | No change | 34,287 | 1,436 | 0.53% | 0.52% | 42 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 38,376 | 1,359 | 0.02% | 0.03% | 43 | -3,677 | -8.74% | Q3 2026 | Oct 28, 2026 |
| JANE STREET GROUP, LLC | History | No change | 31,937 | 1,337 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 30,407 | 1,273 | 0.28% | 0.28% | 45 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 34,600 | 1,226 | 0.0% | 0.0% | 46 | +1,822 | 5.56% | Q3 2026 | Nov 02, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 28,350 | 1,187 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Added to | 33,109 | 1,173 | 0.22% | 0.14% | 48 | +16,558 | 100.04% | Q3 2026 | Oct 19, 2026 |
| Rothschild Capital Partners, LLC | History | No change | 24,512 | 1,026 | 0.22% | 0.22% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tidal Investments LLC | History | No change | 19,607 | 821 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 18,900 | 791 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 18,566 | 777 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Oder Investment Management, LLC | History | No change | 17,934 | 751 | 0.5% | 0.5% | 53 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PINNACLE ASSOCIATES LTD | History | Reduced | 20,734 | 734 | 0.01% | 0.02% | 54 | -15,499 | -42.78% | Q3 2026 | Oct 20, 2026 |
| Joseph P. Lucia & Associates, LLC | History | Added to | 19,049 | 674 | 0.2% | 0.16% | 55 | +6,321 | 49.66% | Q3 2026 | Oct 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 18,143 | 656 | 0.0% | 0.0% | 56 | +1,877 | 11.54% | Q3 2026 | Oct 13, 2026 |
| VestGen Advisors, LLC | History | Added to | 18,465 | 654 | 0.02% | 0.02% | 57 | +3,610 | 24.3% | Q3 2026 | Oct 27, 2026 |
| Atlas Private Wealth Advisors | History | New | 17,413 | 616 | 0.13% | — | 58 | +17,413 | New | Q3 2026 | Oct 23, 2026 |
| UNIQUE WEALTH, LLC | History | Added to | 17,196 | 609 | 0.07% | 0.07% | 59 | +2,128 | 14.12% | Q3 2026 | Oct 16, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 13,974 | 585 | 0.04% | 0.04% | 60 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Balboa Wealth Partners | History | Reduced | 16,461 | 583 | 0.08% | 0.14% | 61 | -8,542 | -34.16% | Q3 2026 | Oct 20, 2026 |
| WEDBUSH SECURITIES INC | History | Added to | 15,580 | 552 | 0.01% | 0.02% | 62 | +70 | 0.45% | Q3 2026 | Oct 22, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 14,817 | 524 | 0.01% | 0.0% | 63 | +9,710 | 190.13% | Q3 2026 | Oct 13, 2026 |
| MWA Asset Management | History | No change | 11,894 | 498 | 0.23% | 0.23% | 64 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Cetera Investment Advisers | History | No change | 11,745 | 492 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Callan Family Office, LLC | History | No change | 11,700 | 490 | 0.01% | 0.01% | 66 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Apollon Wealth Management, LLC | History | Reduced | 13,367 | 473 | 0.01% | 0.01% | 67 | -13,555 | -50.35% | Q3 2026 | Oct 23, 2026 |
| Advyzon Investment Management, LLC | History | No change | 11,077 | 464 | 0.03% | 0.03% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TCFG Investment Advisors, LLC | History | Reduced | 12,849 | 455 | 0.16% | 0.18% | 69 | -1 | -0.01% | Q3 2026 | Oct 20, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 10,309 | 431 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 11,867 | 420 | 0.0% | 0.01% | 71 | -68,348 | -85.21% | Q3 2026 | Nov 02, 2026 |
| Brookwood Investment Group LLC | History | No change | 10,016 | 419 | 0.05% | 0.05% | 72 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| APS Management Group, Inc. | History | Reduced | 11,638 | 412 | 0.3% | 0.45% | 73 | -2,469 | -17.5% | Q3 2026 | Oct 14, 2026 |
| Alteri Wealth LLC | History | No change | 9,383 | 393 | 0.11% | 0.11% | 74 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| MCF Advisors LLC | History | Reduced | 10,148 | 359 | 0.01% | 0.02% | 75 | -291 | -2.79% | Q3 2026 | Oct 28, 2026 |
| MUSTICO FINANCIAL GROUP, INC. | History | No change | 8,912 | 340 | 0.22% | 0.22% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Intrepid Financial Planning Group LLC | History | No change | 7,758 | 324 | 0.11% | 0.11% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | No change | 7,663 | 321 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| GILL CAPITAL PARTNERS, LLC | History | No change | 9,001 | 318 | 0.09% | 0.1% | 79 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| BARCLAYS PLC | History | No change | 7,500 | 314 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 7,473 | 313 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 7,300 | 305 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 8,348 | 295 | 0.0% | 0.0% | 83 | +333 | 4.15% | Q3 2026 | Oct 27, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 7,003 | 293 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Weaver Consulting Group | History | Added to | 8,142 | 288 | 0.06% | 0.06% | 85 | +931 | 12.91% | Q3 2026 | Oct 07, 2026 |
| WILLNER & HELLER, LLC | History | Reduced | 7,859 | 278 | 0.18% | 0.22% | 86 | -688 | -8.05% | Q3 2026 | Oct 27, 2026 |
| SeaCrest Wealth Management, LLC | History | New | 7,682 | 272 | 0.03% | — | 87 | +7,682 | New | Q3 2026 | Oct 21, 2026 |
| Equitable Holdings, Inc. | History | No change | 6,160 | 258 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Purus Wealth Management, LLC | History | New | 6,647 | 235 | 0.06% | — | 89 | +6,647 | New | Q3 2026 | Oct 15, 2026 |
| Capital Square, LLC | History | Reduced | 6,551 | 232 | 0.1% | 0.14% | 90 | -1,910 | -22.57% | Q3 2026 | Oct 19, 2026 |
| Jacobs Equity LLC | History | No change | 5,520 | 231 | 0.16% | 0.16% | 91 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Independence Asset Advisors, LLC | History | New | 6,453 | 228 | 0.05% | — | 92 | +6,453 | New | Q3 2026 | Oct 22, 2026 |
| Resurgent Financial Advisors LLC | History | No change | 5,370 | 224 | 0.06% | 0.06% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 5,282 | 221 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Post Resch Tallon Group Inc. | History | Added to | 6,150 | 217 | 0.15% | 0.17% | 95 | +100 | 1.65% | Q3 2026 | Oct 08, 2026 |
| Three Magnolias Financial Advisors, LLC | History | Reduced | 6,050 | 214 | 0.13% | 0.16% | 96 | -1,000 | -14.18% | Q3 2026 | Oct 14, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 4,872 | 204 | 0.08% | 0.08% | 97 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 5,371 | 190 | 0.0% | 0.0% | 98 | +3,865 | 256.64% | Q3 2026 | Oct 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 4,444 | 179 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 4,252 | 178 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 3,240 | 135 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MORGAN STANLEY | History | No change | 2,657 | 111 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Graney & King, LLC | History | No change | 2,228 | 93 | 0.03% | 0.03% | 103 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| IFG Advisory, LLC | History | No change | 2,071 | 86 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank Julius Baer & Co. Ltd, Zurich | History | No change | 1,800 | 63 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| AE Wealth Management LLC | History | No change | 1,493 | 62 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| SHP Wealth Management | History | No change | 1,371 | 57 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Signature Equity Partners, LLC | History | No change | 1,614 | 57 | 0.02% | 0.03% | 108 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 1,493 | 52 | 0.0% | 0.0% | 109 | +1,377 | 1187.07% | Q3 2026 | Nov 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,258 | 52 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,140 | 48 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Balance Wealth Partners LLC | History | New | 1,234 | 43 | 0.01% | — | 112 | +1,234 | New | Q3 2026 | Oct 27, 2026 |
| IFS Advisors, LLC | History | New | 989 | 35 | 0.01% | — | 113 | +989 | New | Q3 2026 | Oct 14, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 826 | 34 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 921 | 32 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 718 | 30 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Acumen Wealth Advisors, LLC | History | No change | 698 | 29 | 0.01% | 0.01% | 117 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 678 | 28 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| North Star Investment Management Corp. | History | New | 708 | 25 | 0.0% | — | 119 | +708 | New | Q3 2026 | Oct 27, 2026 |
| JFS WEALTH ADVISORS, LLC | History | No change | 645 | 22 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Geneos Wealth Management Inc. | History | No change | 470 | 19 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| US BANCORP \DE\ | History | No change | 350 | 14 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Synergy Investment Management, LLC | History | No change | 303 | 12 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Blue Trust, Inc. | History | New | 335 | 11 | 0.0% | — | 125 | +335 | New | Q3 2026 | Oct 15, 2026 |
| Cherry Tree Wealth Management, LLC | History | No change | 329 | 11 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| GK Wealth Management LLC | History | New | 301 | 10 | 0.01% | — | 126 | +301 | New | Q3 2026 | Oct 09, 2026 |
| TD Waterhouse Canada Inc. | History | New | 200 | 7 | 0.0% | — | 127 | +200 | New | Q3 2026 | Oct 16, 2026 |
| Ancora Advisors LLC | History | No change | 144 | 6 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rossby Financial, LCC | History | No change | 163 | 6 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| JNBA Financial Advisors | History | No change | 162 | 5 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Continuum Advisory, LLC | History | No change | 100 | 4 | 0.0% | 0.0% | 131 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GROUP ONE TRADING LLC | History | No change | 94 | 3 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Triumph Capital Management | History | No change | 100 | 3 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Mezzasalma Advisors, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -37,245 | -100.0% | Q3 2026 | Oct 14, 2026 |
| MIRAE ASSET SECURITIES (USA) INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -21,416 | -100.0% | Q3 2026 | Oct 15, 2026 |
| HUB Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,840 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Grantvest Financial Group LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -5,626 | -100.0% | Q3 2026 | Oct 21, 2026 |
| LANARK FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -265 | -100.0% | Q3 2026 | Oct 26, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2026 | Oct 16, 2026 |
| TFC Financial Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -32 | -100.0% | Q3 2026 | Oct 26, 2026 |
| SBI Securities Co., Ltd. | History | New | 25 | 0 | — | — | — | +25 | New | Q3 2026 | Oct 21, 2026 |
| DT Investment Partners, LLC | History | New | 12 | 0 | — | — | — | +12 | New | Q3 2026 | Oct 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Golden State Wealth Management, LLC | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| Concord Wealth Partners | History | No change | 26 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |