Northern Lights Fund Trust IV - WWJD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 2,912,545 | 108,900 | 8.87% | 9.09% | 1 | +202,702 | 7.48% | Q1 2026 | May 15, 2026 |
| OneAscent Financial Services LLC | History | Added to | 582,994 | 21,798 | 1.18% | 0.44% | 2 | +450,984 | 341.63% | Q1 2026 | Apr 21, 2026 |
| Bare Financial Services, Inc | History | Added to | 522,686 | 19,543 | 5.17% | 5.21% | 3 | +9,451 | 1.84% | Q1 2026 | May 14, 2026 |
| PAX Financial Group, LLC | History | Added to | 451,484 | 16,881 | 2.88% | 2.83% | 4 | +1,195 | 0.27% | Q1 2026 | Apr 27, 2026 |
| Faithward Advisors, LLC | History | Added to | 444,041 | 16,602 | 2.37% | 2.36% | 5 | +2,789 | 0.63% | Q1 2026 | Apr 17, 2026 |
| Inspire Investing, LLC | History | Reduced | 371,527 | 13,891 | 1.14% | 1.5% | 6 | -84,836 | -18.59% | Q1 2026 | Apr 23, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 346,536 | 13,726 | 0.83% | 0.84% | 7 | -5,004 | -1.42% | Q1 2026 | Apr 20, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 328,127 | 12,268 | 0.75% | 0.87% | 8 | -50,723 | -13.39% | Q1 2026 | Apr 13, 2026 |
| Turning Point Benefit Group, Inc. | History | Added to | 396,067 | 11,673 | 7.43% | 5.04% | 9 | +131,321 | 49.6% | Q1 2026 | May 12, 2026 |
| Legacy Wealth Asset Management, LLC | History | Added to | 281,469 | 10,524 | 2.56% | 2.38% | 10 | +16,007 | 6.03% | Q1 2026 | Apr 08, 2026 |
| LPL Financial LLC | History | Added to | 274,119 | 10,249 | 0.0% | 0.0% | 11 | +25,178 | 10.11% | Q1 2026 | May 06, 2026 |
| Sound Financial Strategies Group, LLC | History | Added to | 169,074 | 6,321 | 4.31% | 2.59% | 12 | +68,550 | 68.19% | Q1 2026 | May 08, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 161,514 | 6,039 | 0.18% | 0.22% | 13 | -2,698 | -1.64% | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 153,823 | 5,751 | 0.42% | 0.32% | 14 | +22,927 | 17.52% | Q1 2026 | Apr 20, 2026 |
| Focus Partners Wealth | History | Added to | 126,870 | 4,743 | 0.01% | 0.01% | 15 | +5,039 | 4.14% | Q1 2026 | May 14, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 107,317 | 4,012 | 0.02% | 0.02% | 16 | +9,569 | 9.79% | Q1 2026 | May 15, 2026 |
| World Investment Advisors | History | Added to | 91,361 | 3,415 | 0.06% | 0.05% | 17 | +7,437 | 8.86% | Q1 2026 | Apr 27, 2026 |
| Frontier Asset Management, LLC | History | Reduced | 90,450 | 3,381 | 0.71% | 0.8% | 18 | -4,528 | -4.77% | Q1 2026 | May 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 87,481 | 3,270 | 0.0% | 0.0% | 19 | -2,333 | -2.6% | Q1 2026 | Apr 27, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 84,552 | 3,161 | 0.0% | 0.0% | 20 | +10,197 | 13.71% | Q1 2026 | May 07, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 81,920 | 3,062 | 0.0% | 0.0% | 21 | +67,850 | 482.23% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 80,822 | 3,021 | 0.01% | 0.01% | 22 | +17,540 | 27.72% | Q1 2026 | Apr 30, 2026 |
| Plan A Wealth LLC | History | Reduced | 80,466 | 3,008 | 1.44% | 1.61% | 23 | -9,930 | -10.98% | Q1 2026 | May 15, 2026 |
| Belpointe Asset Management LLC | History | Added to | 75,358 | 2,817 | 0.1% | 0.09% | 24 | +6,876 | 10.04% | Q1 2026 | Apr 28, 2026 |
| WorthPointe, LLC | History | Reduced | 71,656 | 2,679 | 0.73% | 1.03% | 25 | -36,222 | -33.58% | Q1 2026 | May 12, 2026 |
| AE Wealth Management LLC | History | Added to | 61,552 | 2,301 | 0.01% | 0.01% | 26 | +16,571 | 36.84% | Q1 2026 | May 13, 2026 |
| Range Financial Group LLC | History | Reduced | 59,634 | 2,229 | 0.75% | 0.77% | 27 | -1,271 | -2.09% | Q1 2026 | Apr 30, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 59,236 | 2,215 | 0.07% | — | 28 | +59,236 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 58,188 | 2,176 | 0.01% | 0.01% | 29 | +1,358 | 2.39% | Q1 2026 | Apr 30, 2026 |
| Security Financial Services, INC. | History | No change | 55,893 | 2,038 | 0.32% | 0.32% | 30 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Trust Point Inc. | History | Reduced | 53,920 | 2,016 | 0.18% | 0.16% | 31 | -1,804 | -3.24% | Q1 2026 | Apr 15, 2026 |
| Atria Investments, Inc | History | Reduced | 53,828 | 2,012 | 0.02% | 0.02% | 32 | -5,695 | -9.57% | Q1 2026 | May 05, 2026 |
| Strategic Equity Management | History | Added to | 53,498 | 2,000 | 0.75% | 0.42% | 33 | +19,321 | 56.53% | Q1 2026 | Apr 21, 2026 |
| LifeGuide Financial Advisors, LLC | History | Added to | 52,370 | 1,958 | 0.63% | 0.61% | 34 | +2,207 | 4.4% | Q1 2026 | Apr 08, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 50,991 | 1,906 | 0.1% | 0.08% | 35 | +9,652 | 23.35% | Q1 2026 | Apr 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 50,804 | 1,899 | 0.0% | 0.0% | 36 | +5,205 | 11.41% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 49,613 | 1,855 | 0.0% | 0.0% | 37 | -7,289 | -12.81% | Q1 2026 | May 15, 2026 |
| SageOak Financial, LLC | History | Reduced | 46,690 | 1,745 | 1.23% | 1.24% | 38 | -321 | -0.68% | Q1 2026 | May 11, 2026 |
| MONEYWISE, INC. | History | Added to | 43,843 | 1,639 | 0.72% | 0.43% | 39 | +15,401 | 54.15% | Q1 2026 | Apr 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 40,135 | 1,500 | 0.0% | 0.0% | 40 | +3,997 | 11.06% | Q1 2026 | May 14, 2026 |
| Tulsa Wealth Advisors, INC | History | New | 36,979 | 1,382 | 0.24% | — | 41 | +36,979 | New | Q1 2026 | May 11, 2026 |
| GTS SECURITIES LLC | History | Added to | 34,204 | 1,278 | 0.05% | 0.04% | 42 | +170 | 0.5% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 32,629 | 1,220 | 0.0% | 0.0% | 43 | +4,103 | 14.38% | Q1 2026 | May 13, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 31,603 | 1,181 | 0.12% | 0.12% | 44 | +617 | 1.99% | Q1 2026 | Apr 30, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 31,140 | 1,164 | 0.0% | 0.0% | 45 | -37,895 | -54.89% | Q1 2026 | May 12, 2026 |
| Farther Finance Advisors, LLC | History | New | 29,739 | 1,119 | 0.01% | — | 46 | +29,739 | New | Q1 2026 | Apr 07, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 24,612 | 920 | 0.18% | 0.17% | 47 | +1,795 | 7.87% | Q1 2026 | Apr 09, 2026 |
| Advisory Services Network, LLC | History | Added to | 24,464 | 914 | 0.01% | 0.01% | 48 | +61 | 0.25% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | Added to | 20,898 | 781 | 0.02% | 0.02% | 49 | +301 | 1.46% | Q1 2026 | Apr 13, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 20,562 | 768 | 0.46% | 0.43% | 50 | -73 | -0.35% | Q1 2026 | Apr 15, 2026 |
| Schwallier Wealth Management LLC | History | Added to | 19,820 | 741 | 0.54% | 0.45% | 51 | +1,537 | 8.41% | Q1 2026 | May 05, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 18,126 | 677 | 0.0% | 0.01% | 52 | -24,345 | -57.32% | Q1 2026 | May 05, 2026 |
| CITADEL ADVISORS LLC | History | New | 18,095 | 676 | 0.0% | — | 53 | +18,095 | New | Q1 2026 | May 15, 2026 |
| OneAscent Wealth Management LLC | History | Added to | 18,028 | 674 | 0.22% | 0.15% | 54 | +5,886 | 48.48% | Q1 2026 | Apr 21, 2026 |
| Keel Point, LLC | History | No change | 17,494 | 638 | 0.04% | 0.04% | 55 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 15,600 | 583 | 0.11% | 0.1% | 56 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 15,338 | 573 | 0.01% | 0.01% | 57 | -1,787 | -10.44% | Q1 2026 | May 12, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 15,297 | 571 | 0.0% | 0.0% | 58 | +2,434 | 18.92% | Q1 2026 | Apr 29, 2026 |
| Koss-Olinger Consulting, LLC | History | No change | 14,446 | 540 | 0.05% | 0.04% | 59 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Simplicity Wealth,LLC | History | Added to | 13,605 | 508 | 0.03% | 0.03% | 60 | +1,437 | 11.81% | Q1 2026 | Apr 30, 2026 |
| Independent Advisor Alliance | History | New | 11,467 | 428 | 0.0% | — | 61 | +11,467 | New | Q1 2026 | May 12, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 11,166 | 417 | 0.02% | 0.03% | 62 | +4,577 | 69.46% | Q1 2026 | May 15, 2026 |
| Strategic Blueprint, LLC | History | Reduced | 10,903 | 407 | 0.02% | 0.02% | 63 | -128 | -1.16% | Q1 2026 | Apr 29, 2026 |
| Cornerstone Financial Management LLC | History | Reduced | 10,596 | 396 | 0.36% | 0.88% | 64 | -15,003 | -58.61% | Q1 2026 | May 08, 2026 |
| Harvest Investment Services, LLC | History | Reduced | 10,294 | 384 | 0.07% | 0.07% | 65 | -79 | -0.76% | Q1 2026 | May 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 9,603 | 359 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| HUB Investment Partners, LLC | History | No change | 9,000 | 336 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Bedel Financial Consulting, Inc. | History | Added to | 8,353 | 312 | 0.04% | 0.03% | 68 | +1,793 | 27.33% | Q1 2026 | May 04, 2026 |
| Larry Mathis Financial Planning, LLC | History | No change | 8,188 | 306 | 0.27% | 0.26% | 69 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| HFG Wealth Management, LLC | History | Reduced | 8,082 | 302 | 0.17% | 0.17% | 70 | -246 | -2.95% | Q1 2026 | Apr 22, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Added to | 8,060 | 301 | 0.04% | 0.05% | 71 | +252 | 3.23% | Q1 2026 | May 08, 2026 |
| PFG Investments, LLC | History | Reduced | 7,999 | 299 | 0.01% | 0.01% | 72 | -277 | -3.35% | Q1 2026 | Apr 27, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Added to | 7,733 | 289 | 0.01% | 0.01% | 73 | +70 | 0.91% | Q1 2026 | May 07, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 7,624 | 285 | 0.0% | 0.0% | 74 | -2,338 | -23.47% | Q1 2026 | May 04, 2026 |
| CWM, LLC | History | Reduced | 7,194 | 268 | 0.0% | 0.0% | 75 | -4,370 | -37.79% | Q1 2026 | May 14, 2026 |
| GEM Asset Management, LLC | History | New | 6,091 | 227 | 0.1% | — | 76 | +6,091 | New | Q1 2026 | Apr 10, 2026 |
| COURIER CAPITAL LLC | History | No change | 6,007 | 224 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Betterment LLC | History | Reduced | 5,940 | 222 | 0.0% | 0.0% | 78 | -235 | -3.81% | Q1 2026 | May 14, 2026 |
| Continuum Advisory, LLC | History | New | 5,732 | 214 | 0.02% | — | 79 | +5,732 | New | Q1 2026 | Apr 22, 2026 |
| Cornerstone Wealth Management, LLC | History | Added to | 5,695 | 212 | 0.01% | 0.01% | 80 | +42 | 0.74% | Q1 2026 | Apr 23, 2026 |
| Hilltop Holdings Inc. | History | No change | 5,663 | 211 | 0.02% | 0.01% | 81 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 5,643 | 210 | 0.0% | — | 82 | +5,643 | New | Q1 2026 | May 14, 2026 |
| GWN SECURITIES INC. | History | New | 5,500 | 205 | 0.04% | — | 84 | +5,500 | New | Q1 2026 | May 14, 2026 |
| Clear Creek Financial Management, LLC | History | No change | 5,501 | 205 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Van Diest Capital, LLC | History | New | 5,377 | 201 | 0.16% | — | 85 | +5,377 | New | Q1 2026 | May 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 5,158 | 192 | 0.01% | 0.01% | 86 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Rossby Financial, LCC | History | Reduced | 4,594 | 173 | 0.04% | 0.05% | 87 | -35 | -0.76% | Q1 2026 | May 11, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 4,154 | 155 | 0.0% | 0.0% | 88 | +1,059 | 34.22% | Q1 2026 | May 04, 2026 |
| SHP Wealth Management | History | No change | 2,401 | 89 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MORGAN STANLEY | History | Reduced | 1,962 | 73 | 0.0% | 0.0% | 90 | -322 | -14.1% | Q1 2026 | May 15, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,958 | 73 | 0.01% | 0.01% | 91 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 1,949 | 72 | 0.0% | 0.0% | 92 | +1,727 | 777.93% | Q1 2026 | Apr 17, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,065 | 39 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Root Financial Partners, LLC | History | New | 864 | 32 | 0.0% | — | 94 | +864 | New | Q1 2026 | Apr 24, 2026 |
| FMR LLC | History | Reduced | 835 | 31 | 0.0% | 0.0% | 95 | -77 | -8.44% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 537 | 20 | 0.0% | 0.0% | 96 | -33 | -5.79% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 500 | 18 | 0.0% | — | 97 | +500 | New | Q1 2026 | May 19, 2026 |
| CX Institutional | History | Reduced | 446 | 17 | 0.0% | 0.0% | 98 | -245 | -35.46% | Q1 2026 | Apr 06, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | New | 303 | 11 | 0.01% | — | 100 | +303 | New | Q1 2026 | Apr 20, 2026 |
| Winch Advisory Services, LLC | History | No change | 299 | 11 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| ASSETMARK, INC | History | Added to | 243 | 9 | 0.0% | 0.0% | 101 | +85 | 53.8% | Q1 2026 | May 06, 2026 |
| IAG Wealth Partners, LLC | History | No change | 224 | 8 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Smartleaf Asset Management LLC | History | No change | 223 | 8 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | No change | 168 | 6 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 32 | 1 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -224,428 | -100.0% | Q1 2026 | May 15, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,401 | -100.0% | Q1 2026 | May 18, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,808 | -100.0% | Q1 2026 | Apr 20, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -340 | -100.0% | Q1 2026 | May 05, 2026 |
| Wealth Watch Advisors, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -302 | -100.0% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -34 | -100.0% | Q1 2026 | May 15, 2026 |
| Camelot Portfolios, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |