Northern Lights Fund Trust IV - WWJD
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | Added to | 2,709,843 | 98,855 | 9.09% | 8.69% | 1 | +131,804 | 5.11% | Q4 2025 | Feb 13, 2026 |
| Bare Financial Services, Inc | History | Added to | 513,235 | 18,722 | 5.21% | 5.27% | 2 | +13,020 | 2.6% | Q4 2025 | Feb 06, 2026 |
| Inspire Investing, LLC | History | Added to | 456,363 | 16,648 | 1.5% | 1.55% | 3 | +4,059 | 0.9% | Q4 2025 | Feb 17, 2026 |
| PAX Financial Group, LLC | History | Added to | 450,289 | 16,426 | 2.83% | 2.81% | 4 | +8,583 | 1.94% | Q4 2025 | Feb 05, 2026 |
| Faithward Advisors, LLC | History | Reduced | 441,252 | 16,096 | 2.36% | 2.34% | 5 | -5,018 | -1.12% | Q4 2025 | Feb 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 378,850 | 13,820 | 0.87% | 1.1% | 6 | -85,817 | -18.47% | Q4 2025 | Feb 06, 2026 |
| Fiduciary Alliance LLC | History | Added to | 351,540 | 12,824 | 0.84% | 0.8% | 7 | +14,136 | 4.19% | Q4 2025 | Jan 22, 2026 |
| Legacy Wealth Asset Management, LLC | History | Added to | 265,462 | 9,684 | 2.38% | 2.2% | 8 | +8,244 | 3.21% | Q4 2025 | Jan 12, 2026 |
| Turning Point Benefit Group, Inc. | History | Reduced | 264,746 | 9,657 | 5.04% | 6.07% | 9 | -18,753 | -6.61% | Q4 2025 | Jan 30, 2026 |
| LPL Financial LLC | History | Added to | 248,941 | 9,081 | 0.0% | 0.0% | 10 | +67,312 | 37.06% | Q4 2025 | Feb 11, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 224,428 | 8,187 | 0.0% | 0.0% | 11 | +204,556 | 1029.37% | Q4 2025 | Mar 25, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 164,212 | 5,990 | 0.22% | 0.22% | 12 | +10,044 | 6.51% | Q4 2025 | Feb 06, 2026 |
| OneAscent Financial Services LLC | History | Reduced | 132,010 | 4,815 | 0.44% | 1.23% | 13 | -150,216 | -53.23% | Q4 2025 | Feb 11, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 130,896 | 4,782 | 0.32% | 0.33% | 14 | +5,267 | 4.19% | Q4 2025 | Jan 15, 2026 |
| Focus Partners Wealth | History | Added to | 121,831 | 4,444 | 0.01% | 0.01% | 15 | +9,231 | 8.2% | Q4 2025 | Feb 13, 2026 |
| WorthPointe, LLC | History | New | 107,878 | 3,935 | 1.03% | — | 16 | +107,878 | New | Q4 2025 | Jan 26, 2026 |
| Sound Financial Strategies Group, LLC | History | Added to | 100,524 | 3,667 | 2.59% | 2.52% | 17 | +2,780 | 2.84% | Q4 2025 | Feb 03, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Added to | 97,748 | 3,565 | 0.02% | 0.02% | 18 | +22,949 | 30.68% | Q4 2025 | Feb 17, 2026 |
| Frontier Asset Management, LLC | History | Added to | 94,978 | 3,464 | 0.8% | 0.79% | 19 | +5,671 | 6.35% | Q4 2025 | Feb 04, 2026 |
| Plan A Wealth LLC | History | Reduced | 90,396 | 3,297 | 1.61% | 1.7% | 20 | -4,532 | -4.77% | Q4 2025 | Feb 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 89,814 | 3,276 | 0.0% | 0.0% | 21 | +726 | 0.81% | Q4 2025 | Feb 12, 2026 |
| World Investment Advisors | History | Added to | 83,924 | 3,061 | 0.05% | 0.05% | 22 | +8,540 | 11.33% | Q4 2025 | Mar 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 74,355 | 2,712 | 0.0% | 0.0% | 23 | +849 | 1.16% | Q4 2025 | Feb 10, 2026 |
| STIFEL FINANCIAL CORP | History | New | 69,035 | 2,518 | 0.0% | — | 24 | +69,035 | New | Q4 2025 | Feb 13, 2026 |
| Belpointe Asset Management LLC | History | Added to | 68,482 | 2,498 | 0.09% | 0.09% | 25 | +2,125 | 3.2% | Q4 2025 | Jan 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 63,282 | 2,308 | 0.01% | 0.01% | 26 | +7,251 | 12.94% | Q4 2025 | Feb 13, 2026 |
| Range Financial Group LLC | History | Added to | 60,905 | 2,221 | 0.77% | 0.73% | 27 | +3,388 | 5.89% | Q4 2025 | Jan 15, 2026 |
| Atria Investments, Inc | History | Added to | 59,523 | 2,171 | 0.02% | 0.02% | 28 | +1,075 | 1.84% | Q4 2025 | Feb 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 56,902 | 2,076 | 0.0% | 0.0% | 29 | -3,900 | -6.41% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 56,830 | 2,073 | 0.01% | 0.01% | 30 | +619 | 1.1% | Q4 2025 | Feb 05, 2026 |
| Security Financial Services, INC. | History | Added to | 55,893 | 2,038 | 0.32% | 0.3% | 31 | +2,609 | 4.9% | Q4 2025 | Jan 27, 2026 |
| Trust Point Inc. | History | Added to | 55,724 | 2,032 | 0.16% | 0.13% | 32 | +8,515 | 18.04% | Q4 2025 | Jan 13, 2026 |
| LifeGuide Financial Advisors, LLC | History | Added to | 50,163 | 1,839 | 0.61% | 0.6% | 33 | +2,311 | 4.83% | Q4 2025 | Jan 05, 2026 |
| SageOak Financial, LLC | History | Added to | 47,011 | 1,714 | 1.24% | 1.17% | 34 | +1,980 | 4.4% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 45,599 | 1,663 | 0.0% | 0.0% | 35 | +6,024 | 15.22% | Q4 2025 | Feb 10, 2026 |
| AE Wealth Management LLC | History | Added to | 44,981 | 1,640 | 0.01% | 0.01% | 36 | +10,883 | 31.92% | Q4 2025 | Jan 26, 2026 |
| Sanctuary Advisors, LLC | History | New | 42,471 | 1,549 | 0.01% | — | 37 | +42,471 | New | Q4 2025 | Jan 29, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 41,339 | 1,508 | 0.08% | 0.07% | 38 | +10,228 | 32.88% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 36,138 | 1,318 | 0.0% | 0.0% | 39 | -23,256 | -39.16% | Q4 2025 | Feb 18, 2026 |
| Strategic Equity Management | History | Added to | 34,177 | 1,246 | 0.42% | 0.43% | 40 | +1,569 | 4.81% | Q4 2025 | Feb 09, 2026 |
| GTS SECURITIES LLC | History | Reduced | 34,034 | 1,241 | 0.04% | 0.07% | 41 | -14,987 | -30.57% | Q4 2025 | Feb 13, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | Added to | 30,986 | 1,130 | 0.12% | 0.12% | 42 | +962 | 3.2% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Added to | 28,526 | 1,040 | 0.0% | 0.0% | 43 | +2,410 | 9.23% | Q4 2025 | Feb 17, 2026 |
| MONEYWISE, INC. | History | Added to | 28,442 | 1,037 | 0.43% | 0.44% | 44 | +645 | 2.32% | Q4 2025 | Feb 05, 2026 |
| Cornerstone Financial Management LLC | History | New | 25,599 | 933 | 0.88% | — | 45 | +25,599 | New | Q4 2025 | Feb 13, 2026 |
| Advisory Services Network, LLC | History | Added to | 24,403 | 890 | 0.01% | 0.01% | 46 | +8,611 | 54.53% | Q4 2025 | Feb 17, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | Added to | 22,817 | 832 | 0.17% | 0.07% | 47 | +14,279 | 167.24% | Q4 2025 | Jan 22, 2026 |
| Optivise Advisory Services LLC | History | Added to | 20,635 | 752 | 0.43% | 0.26% | 48 | +8,023 | 63.61% | Q4 2025 | Jan 12, 2026 |
| IFP Advisors, Inc | History | Added to | 20,597 | 751 | 0.02% | 0.02% | 49 | +315 | 1.55% | Q4 2025 | Feb 06, 2026 |
| Schwallier Wealth Management LLC | History | Added to | 18,283 | 698 | 0.45% | 0.36% | 50 | +1,701 | 10.26% | Q4 2025 | Feb 11, 2026 |
| Keel Point, LLC | History | Reduced | 17,494 | 638 | 0.04% | 0.04% | 51 | -144 | -0.82% | Q4 2025 | Feb 12, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 17,125 | 624 | 0.01% | 0.01% | 52 | +624 | 3.78% | Q4 2025 | Feb 02, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 15,600 | 569 | 0.1% | 0.11% | 53 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Koss-Olinger Consulting, LLC | History | Reduced | 14,446 | 527 | 0.04% | 0.05% | 54 | -1,861 | -11.41% | Q4 2025 | Feb 10, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 14,070 | 513 | 0.0% | 0.0% | 55 | -6,717 | -32.31% | Q4 2025 | Feb 12, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 12,863 | 469 | 0.0% | 0.0% | 56 | +2,601 | 25.35% | Q4 2025 | Feb 06, 2026 |
| Simplicity Wealth,LLC | History | Added to | 12,168 | 443 | 0.03% | 0.02% | 57 | +2,041 | 20.15% | Q4 2025 | Jan 30, 2026 |
| OneAscent Wealth Management LLC | History | Added to | 12,142 | 442 | 0.15% | 0.09% | 58 | +4,883 | 67.27% | Q4 2025 | Feb 11, 2026 |
| CWM, LLC | History | Added to | 11,564 | 422 | 0.0% | 0.0% | 59 | +7,937 | 218.83% | Q4 2025 | Jan 26, 2026 |
| Strategic Blueprint, LLC | History | Added to | 11,031 | 402 | 0.02% | 0.02% | 60 | +1,138 | 11.5% | Q4 2025 | Jan 30, 2026 |
| Harvest Investment Services, LLC | History | Added to | 10,373 | 378 | 0.07% | 0.07% | 61 | +547 | 5.57% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 9,962 | 363 | 0.0% | 0.0% | 62 | +2,123 | 27.08% | Q4 2025 | Feb 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 9,603 | 350 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HUB Investment Partners, LLC | History | No change | 9,000 | 328 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HFG Wealth Management, LLC | History | Reduced | 8,328 | 303 | 0.17% | 0.22% | 65 | -2,915 | -25.93% | Q4 2025 | Jan 16, 2026 |
| PFG Investments, LLC | History | Reduced | 8,276 | 301 | 0.01% | 0.02% | 66 | -683 | -7.62% | Q4 2025 | Jan 26, 2026 |
| Larry Mathis Financial Planning, LLC | History | New | 8,188 | 298 | 0.26% | — | 67 | +8,188 | New | Q4 2025 | Mar 11, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 7,808 | 284 | 0.05% | 0.05% | 68 | -359 | -4.4% | Q4 2025 | Feb 17, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | Added to | 7,663 | 279 | 0.01% | 0.01% | 69 | +97 | 1.28% | Q4 2025 | Jan 07, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 6,589 | 240 | 0.03% | 0.03% | 70 | +82 | 1.26% | Q4 2025 | Feb 11, 2026 |
| Bedel Financial Consulting, Inc. | History | Reduced | 6,560 | 239 | 0.03% | 0.03% | 71 | -84 | -1.26% | Q4 2025 | Jan 28, 2026 |
| Betterment LLC | History | Added to | 6,175 | 225 | 0.0% | 0.0% | 72 | +261 | 4.41% | Q4 2025 | Feb 12, 2026 |
| COURIER CAPITAL LLC | History | New | 6,007 | 219 | 0.01% | — | 73 | +6,007 | New | Q4 2025 | Jan 29, 2026 |
| Hilltop Holdings Inc. | History | New | 5,663 | 206 | 0.01% | — | 74 | +5,663 | New | Q4 2025 | Feb 17, 2026 |
| Cornerstone Wealth Management, LLC | History | New | 5,653 | 206 | 0.01% | — | 75 | +5,653 | New | Q4 2025 | Feb 05, 2026 |
| Clear Creek Financial Management, LLC | History | New | 5,501 | 200 | 0.02% | — | 76 | +5,501 | New | Q4 2025 | Jan 23, 2026 |
| Ameritas Investment Partners, Inc. | History | Added to | 5,158 | 188 | 0.01% | 0.01% | 77 | +129 | 2.57% | Q4 2025 | Feb 11, 2026 |
| Rossby Financial, LCC | History | Reduced | 4,629 | 168 | 0.05% | 0.05% | 78 | -35 | -0.75% | Q4 2025 | Feb 12, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Added to | 3,401 | 124 | 0.01% | 0.01% | 79 | +60 | 1.8% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 3,095 | 112 | 0.0% | 0.0% | 80 | +1,103 | 55.37% | Q4 2025 | Jan 28, 2026 |
| Blue Trust, Inc. | History | New | 2,808 | 102 | 0.0% | — | 81 | +2,808 | New | Q4 2025 | Jan 16, 2026 |
| SHP Wealth Management | History | New | 2,401 | 87 | 0.01% | — | 82 | +2,401 | New | Q4 2025 | Mar 04, 2026 |
| MORGAN STANLEY | History | Reduced | 2,284 | 83 | 0.0% | 0.0% | 83 | -44 | -1.89% | Q4 2025 | Feb 13, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,958 | 71 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| N.E.W. Advisory Services LLC | History | New | 1,065 | 38 | 0.0% | — | 85 | +1,065 | New | Q4 2025 | Jan 28, 2026 |
| FMR LLC | History | Reduced | 912 | 33 | 0.0% | 0.0% | 86 | -72 | -7.32% | Q4 2025 | Feb 17, 2026 |
| CX Institutional | History | New | 691 | 25 | 0.0% | — | 87 | +691 | New | Q4 2025 | Feb 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 570 | 20 | 0.0% | 0.0% | 88 | +23 | 4.2% | Q4 2025 | Feb 09, 2026 |
| NewEdge Advisors, LLC | History | No change | 400 | 14 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| UBS Group AG | History | New | 340 | 12 | 0.0% | — | 90 | +340 | New | Q4 2025 | Jan 29, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 302 | 11 | 0.0% | 0.0% | 91 | +16 | 5.59% | Q4 2025 | Feb 17, 2026 |
| Winch Advisory Services, LLC | History | Added to | 299 | 10 | 0.0% | 0.0% | 92 | +4 | 1.36% | Q4 2025 | Feb 03, 2026 |
| AdvisorNet Financial, Inc | History | No change | 222 | 8 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| IAG Wealth Partners, LLC | History | No change | 224 | 8 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Smartleaf Asset Management LLC | History | No change | 223 | 8 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Arax Advisory Partners | History | New | 168 | 6 | 0.0% | — | 96 | +168 | New | Q4 2025 | Feb 13, 2026 |
| ASSETMARK, INC | History | No change | 158 | 5 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 34 | 1 | 0.0% | — | 98 | +34 | New | Q4 2025 | Feb 17, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 32 | 1 | 0.0% | — | 100 | +32 | New | Q4 2025 | Feb 09, 2026 |
| Camelot Portfolios, LLC | History | New | 30 | 1 | 0.0% | — | 99 | +30 | New | Q4 2025 | Jan 29, 2026 |
| Christian Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 6.03% | — | -212,809 | -100.0% | Q3 2025 | Nov 04, 2025 |
| AlphaStar Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,560 | -100.0% | Q3 2025 | Nov 13, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,406 | -100.0% | Q3 2025 | Nov 12, 2025 |
| LGT Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -1,954 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Clarity Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -785 | -100.0% | Q3 2025 | Oct 27, 2025 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q3 2025 | Nov 13, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Allworth Financial LP | History | New | 10 | 0 | — | — | — | +10 | New | Q4 2025 | Feb 05, 2026 |