Northern Lights Fund Trust IV - WWJD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Inspire Advisors, LLC | History | No change | 3,282,710 | 125,109 | 8.7% | 8.7% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OneAscent Financial Services LLC | History | No change | 551,263 | 21,019 | 1.01% | 1.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Bare Financial Services, Inc | History | No change | 533,340 | 20,336 | 4.67% | 4.67% | 3 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| PAX Financial Group, LLC | History | No change | 452,976 | 17,271 | 2.57% | 2.57% | 4 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Faithward Advisors, LLC | History | No change | 441,139 | 16,820 | 2.05% | 2.05% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Inspire Investing, LLC | History | No change | 424,886 | 16,200 | 0.67% | 0.67% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LPL Financial LLC | History | No change | 361,204 | 13,772 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Fiduciary Alliance LLC | History | No change | 357,061 | 13,614 | 0.92% | 0.92% | 8 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Legacy Wealth Asset Management, LLC | History | No change | 292,460 | 11,151 | 2.45% | 2.45% | 9 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | No change | 272,496 | 10,390 | 0.49% | 0.49% | 10 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Turning Point Benefit Group, Inc. | History | No change | 232,672 | 8,845 | 3.8% | 3.8% | 11 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 176,048 | 6,712 | 0.41% | 0.41% | 12 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sound Financial Strategies Group, LLC | History | No change | 170,928 | 6,517 | 4.14% | 4.14% | 13 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 163,517 | 6,234 | 0.21% | 0.21% | 14 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Focus Partners Wealth | History | No change | 131,891 | 5,029 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | No change | 126,413 | 4,796 | 0.03% | 0.03% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | No change | 104,034 | 3,966 | 0.13% | 0.13% | 17 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 89,773 | 3,423 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| World Investment Advisors | History | No change | 91,361 | 3,415 | 0.06% | 0.06% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 89,038 | 3,395 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Frontier Asset Management, LLC | History | No change | 87,244 | 3,326 | 0.6% | 0.6% | 21 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Kestra Advisory Services, LLC | History | No change | 83,615 | 3,188 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Plan A Wealth LLC | History | No change | 81,787 | 3,118 | 1.33% | 1.33% | 23 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Belpointe Asset Management LLC | History | No change | 75,467 | 2,877 | 0.09% | 0.09% | 24 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Range Financial Group LLC | History | No change | 70,029 | 2,670 | 0.73% | 0.73% | 25 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| AE Wealth Management LLC | History | No change | 68,964 | 2,629 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Security Financial Services, INC. | History | No change | 66,957 | 2,553 | 0.35% | 0.35% | 27 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 58,884 | 2,246 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 58,863 | 2,244 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| SageOak Financial, LLC | History | No change | 58,611 | 2,234 | 1.45% | 1.45% | 30 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| WorthPointe, LLC | History | No change | 57,920 | 2,208 | 0.55% | 0.55% | 31 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Strategic Equity Management | History | No change | 55,489 | 2,115 | 0.71% | 0.71% | 32 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | No change | 53,663 | 2,046 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Tulsa Wealth Advisors, INC | History | No change | 52,221 | 1,991 | 0.28% | 0.28% | 34 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| LifeGuide Financial Advisors, LLC | History | No change | 52,090 | 1,986 | 0.57% | 0.57% | 35 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Trust Point Inc. | History | No change | 48,231 | 1,839 | 0.16% | 0.16% | 36 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| MONEYWISE, INC. | History | No change | 46,565 | 1,775 | 0.66% | 0.66% | 37 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 39,153 | 1,492 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 38,078 | 1,451 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Cetera Investment Advisers | History | No change | 36,504 | 1,391 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GTS SECURITIES LLC | History | No change | 36,252 | 1,382 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | History | No change | 32,924 | 1,255 | 0.08% | 0.08% | 42 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Whitaker-Myers Wealth Managers, LTD. | History | No change | 26,077 | 994 | 0.17% | 0.17% | 43 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Advisory Services Network, LLC | History | No change | 24,933 | 950 | 0.01% | 0.01% | 44 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 21,996 | 838 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFP Advisors, Inc | History | No change | 21,084 | 803 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 20,851 | 795 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Schwallier Wealth Management LLC | History | No change | 20,803 | 793 | 0.5% | 0.5% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Optivise Advisory Services LLC | History | No change | 19,820 | 755 | 0.38% | 0.38% | 49 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| CARLSON FINANCIAL, INC. | History | No change | 17,267 | 658 | 0.34% | 0.34% | 50 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Keel Point, LLC | History | No change | 16,880 | 643 | 0.04% | 0.04% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 16,109 | 614 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 15,672 | 597 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Koss-Olinger Consulting, LLC | History | No change | 14,446 | 550 | 0.04% | 0.04% | 54 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| OneAscent Wealth Management LLC | History | No change | 14,194 | 541 | 0.16% | 0.16% | 55 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Harvest Investment Services, LLC | History | No change | 13,981 | 533 | 0.08% | 0.08% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 13,748 | 524 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sterling Investment Advisors, Ltd. | History | No change | 13,100 | 499 | 0.08% | 0.08% | 58 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Mission Financial Group, LLC | History | No change | 13,029 | 496 | 0.41% | 0.41% | 59 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Discipline Wealth Solutions, LLC | History | No change | 12,815 | 488 | 0.04% | 0.04% | 60 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 12,081 | 460 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Hilltop Holdings Inc. | History | No change | 11,854 | 451 | 0.04% | 0.04% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 11,468 | 437 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gambit Capital Management, LLC | History | No change | 10,472 | 399 | 0.23% | 0.23% | 64 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Bedel Financial Consulting, Inc. | History | No change | 9,517 | 362 | 0.03% | 0.03% | 65 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 9,444 | 360 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Independent Advisor Alliance | History | No change | 9,301 | 354 | 0.01% | 0.01% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HUB Investment Partners, LLC | History | No change | 9,000 | 343 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 8,434 | 321 | 0.04% | 0.04% | 69 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 8,372 | 319 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Larry Mathis Financial Planning, LLC | History | No change | 8,188 | 312 | 0.24% | 0.24% | 71 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| HFG Wealth Management, LLC | History | No change | 7,905 | 301 | 0.3% | 0.3% | 72 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LITTLEJOHN FINANCIAL SERVICES, INC. | History | No change | 7,899 | 301 | 0.22% | 0.22% | 73 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| SAGESPRING WEALTH PARTNERS, LLC | History | No change | 7,738 | 295 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Betterment LLC | History | No change | 7,212 | 275 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 7,199 | 274 | 0.02% | 0.02% | 76 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Delta Investment Management, LLC | History | No change | 7,183 | 273 | 0.04% | 0.04% | 77 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Strategic Blueprint, LLC | History | No change | 6,848 | 261 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Van Diest Capital, LLC | History | No change | 6,807 | 259 | 0.23% | 0.23% | 79 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| GEM Asset Management, LLC | History | No change | 6,091 | 232 | 0.09% | 0.09% | 80 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| COURIER CAPITAL LLC | History | No change | 6,007 | 229 | 0.01% | 0.01% | 81 | 0 | 0.0% | Q2 2026 | Jul 16, 2026 |
| PRINCIPAL SECURITIES, INC. | History | No change | 5,995 | 228 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Allen Capital Group, LLC | History | No change | 5,748 | 219 | 0.02% | 0.02% | 83 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Clear Creek Financial Management, LLC | History | No change | 5,488 | 212 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| GWN SECURITIES INC. | History | No change | 5,500 | 209 | 0.03% | 0.03% | 85 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Janney Montgomery Scott LLC | History | No change | 5,386 | 205 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Corient Private Wealth LP | History | No change | 5,381 | 205 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| Continuum Advisory, LLC | History | No change | 5,277 | 201 | 0.02% | 0.02% | 88 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 5,023 | 191 | 0.01% | 0.01% | 89 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rossby Financial, LCC | History | No change | 4,548 | 173 | 0.03% | 0.03% | 90 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Geneos Wealth Management Inc. | History | No change | 4,474 | 170 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Cornerstone Financial Management LLC | History | No change | 3,572 | 136 | 0.11% | 0.11% | 92 | 0 | 0.0% | Q2 2026 | Aug 28, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 2,734 | 104 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,618 | 99 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AdvisorNet Financial, Inc | History | No change | 2,503 | 95 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| IFG Advisory, LLC | History | No change | 2,493 | 95 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Westside Investment Management, Inc. | History | No change | 1,958 | 74 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| SHP Wealth Management | History | No change | 1,897 | 72 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Arax Advisory Partners | History | No change | 1,637 | 62 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MORGAN STANLEY | History | No change | 1,485 | 56 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 1,415 | 53 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | No change | 1,363 | 51 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 1,065 | 40 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FMR LLC | History | No change | 959 | 36 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 583 | 22 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 590 | 22 | 0.01% | 0.01% | 106 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Go Invest LLC | History | No change | 501 | 19 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| CX Institutional | History | No change | 446 | 17 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| NewEdge Advisors, LLC | History | No change | 400 | 15 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 362 | 13 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Winch Advisory Services, LLC | History | No change | 299 | 11 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IAG Wealth Partners, LLC | History | No change | 224 | 8 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Smartleaf Asset Management LLC | History | No change | 223 | 8 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Aptus Capital Advisors, LLC | History | No change | 154 | 5 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Blue Trust, Inc. | History | No change | 94 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| FNY Investment Advisers, LLC | History | No change | 30 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q2 2026 | Jul 08, 2026 |
| Allworth Financial LP | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Main Street Group, LTD | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |