SPDR SERIES TRUST - XSW
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CWM, LLC | History | New | 442,316 | 62,937 | 0.17% | — | 1 | +442,316 | New | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 244,439 | 34,781 | 0.0% | 0.0% | 2 | +59,286 | 32.02% | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | New | 107,185 | 15,251 | 0.21% | — | 3 | +107,185 | New | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Reduced | 100,465 | 14,295 | 0.0% | 0.01% | 4 | -17,548 | -14.87% | Q1 2026 | May 06, 2026 |
| McGuire Investment Group, LLC | History | Reduced | 66,286 | 9,431 | 1.07% | 1.33% | 5 | -371 | -0.56% | Q1 2026 | Apr 28, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 65,439 | 9,311 | 0.0% | 0.01% | 6 | -321,689 | -83.1% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 40,944 | 5,825 | 0.0% | 0.0% | 7 | +1,894 | 4.85% | Q1 2026 | May 05, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | New | 39,439 | 5,611 | 0.01% | — | 8 | +39,439 | New | Q1 2026 | May 01, 2026 |
| FIFTH THIRD SECURITIES, INC. | History | Added to | 30,499 | 4,339 | 0.28% | 0.28% | 9 | +7,311 | 31.53% | Q1 2026 | Apr 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 27,563 | 3,921 | 0.0% | 0.0% | 10 | -5,652 | -17.02% | Q1 2026 | May 14, 2026 |
| Performa Ltd (US), LLC | History | New | 27,000 | 3,841 | 0.87% | — | 11 | +27,000 | New | Q1 2026 | May 06, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 24,558 | 3,495 | 0.0% | 0.0% | 12 | +18,433 | 300.95% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 23,460 | 3,338 | 0.0% | 0.0% | 13 | -30,200 | -56.28% | Q1 2026 | May 11, 2026 |
| Belvedere Trading LLC | History | Added to | 23,299 | 3,315 | 0.0% | 0.0% | 14 | +19,599 | 529.7% | Q1 2026 | May 12, 2026 |
| IEQ CAPITAL, LLC | History | Added to | 20,844 | 2,965 | 0.01% | 0.01% | 15 | +67 | 0.32% | Q1 2026 | May 14, 2026 |
| Tandem Financial, LLC | History | Added to | 19,355 | 2,754 | 0.88% | 1.2% | 16 | +14,046 | 264.57% | Q1 2026 | May 08, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 15,492 | 2,204 | 0.01% | 0.01% | 17 | -3,166 | -16.97% | Q1 2026 | May 04, 2026 |
| Essex LLC | History | Reduced | 15,356 | 2,185 | 0.39% | 0.88% | 18 | -11,192 | -42.16% | Q1 2026 | Apr 24, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 13,555 | 1,928 | 0.0% | 0.0% | 19 | -1,079 | -7.37% | Q1 2026 | May 12, 2026 |
| Composition Wealth, LLC | History | Added to | 13,471 | 1,916 | 0.03% | 0.0% | 20 | +12,058 | 853.36% | Q1 2026 | Apr 08, 2026 |
| HighTower Advisors, LLC | History | Added to | 13,309 | 1,893 | 0.0% | 0.0% | 21 | +472 | 3.68% | Q1 2026 | May 05, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 12,763 | 1,816 | 0.0% | 0.0% | 22 | +12,713 | 25426.0% | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 11,911 | 1,651 | 0.0% | 0.0% | 23 | -6,717 | -36.06% | Q1 2026 | May 13, 2026 |
| JANE STREET GROUP, LLC | History | New | 10,309 | 1,466 | 0.0% | — | 24 | +10,309 | New | Q1 2026 | May 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 10,266 | 1,460 | 0.0% | 0.0% | 25 | -39 | -0.38% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 10,021 | 1,425 | 0.0% | 0.0% | 26 | +2,651 | 35.97% | Q1 2026 | May 04, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | New | 9,920 | 1,411 | 0.0% | — | 27 | +9,920 | New | Q1 2026 | May 12, 2026 |
| Corient Private Wealth LLC | History | Reduced | 9,541 | 1,302 | 0.0% | 0.0% | 28 | -9,548 | -50.02% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 8,118 | 1,155 | 0.0% | 0.0% | 29 | -3,306 | -28.94% | Q1 2026 | May 15, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | New | 8,000 | 1,138 | 0.0% | — | 30 | +8,000 | New | Q1 2026 | May 15, 2026 |
| NFSG Corp | History | Reduced | 7,071 | 1,006 | 0.17% | 0.21% | 31 | -258 | -3.52% | Q1 2026 | May 05, 2026 |
| Arax Advisory Partners | History | Added to | 6,692 | 952 | 0.03% | 0.03% | 32 | +1,179 | 21.39% | Q1 2026 | May 13, 2026 |
| HSBC HOLDINGS PLC | History | New | 5,900 | 842 | 0.0% | — | 33 | +5,900 | New | Q1 2026 | Apr 30, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 5,200 | 739 | 0.0% | 0.0% | 34 | +1,522 | 41.38% | Q1 2026 | May 15, 2026 |
| Clear Harbor Asset Management, LLC | History | New | 4,935 | 702 | 0.05% | — | 35 | +4,935 | New | Q1 2026 | May 05, 2026 |
| Bawa N Mallick Trust | History | No change | 4,160 | 591 | 0.24% | 0.29% | 36 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| LOWE BROCKENBROUGH & CO INC | History | New | 4,145 | 589 | 0.03% | — | 37 | +4,145 | New | Q1 2026 | May 07, 2026 |
| High Point Wealth Management, LLC | History | Reduced | 4,067 | 578 | 0.56% | 3.62% | 38 | -16,550 | -80.27% | Q1 2026 | Apr 08, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 3,918 | 557 | 0.0% | 0.0% | 39 | -23,696 | -85.81% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 3,843 | 546 | 0.0% | 0.0% | 40 | +215 | 5.93% | Q1 2026 | May 08, 2026 |
| Cetera Investment Advisers | History | Added to | 3,700 | 526 | 0.0% | 0.0% | 41 | +696 | 23.17% | Q1 2026 | May 13, 2026 |
| Dale Q Rice Investment Management Ltd | History | Reduced | 3,596 | 511 | 0.39% | 0.55% | 42 | -508 | -12.38% | Q1 2026 | May 08, 2026 |
| VestGen Advisors, LLC | History | New | 3,106 | 484 | 0.01% | — | 43 | +3,106 | New | Q1 2026 | May 14, 2026 |
| Grant Private Wealth Management Inc | History | Reduced | 3,379 | 480 | 0.25% | 0.42% | 44 | -301 | -8.18% | Q1 2026 | Apr 14, 2026 |
| AMICA MUTUAL INSURANCE CO | History | No change | 3,024 | 430 | 0.04% | 0.05% | 45 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Kaizen Financial Strategies | History | Added to | 2,735 | 414 | 0.18% | 0.22% | 46 | +50 | 1.86% | Q1 2026 | May 01, 2026 |
| IHT Wealth Management, LLC | History | New | 2,875 | 409 | 0.01% | — | 47 | +2,875 | New | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 2,831 | 402 | 0.0% | 0.0% | 48 | +78 | 2.83% | Q1 2026 | Apr 30, 2026 |
| NTV ASSET MANAGEMENT LLC | History | Added to | 2,823 | 401 | 0.04% | 0.05% | 49 | +250 | 9.72% | Q1 2026 | Apr 28, 2026 |
| MAI Capital Management | History | Reduced | 2,750 | 391 | 0.0% | 0.0% | 50 | -1,498 | -35.26% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 2,535 | 360 | 0.0% | 0.0% | 51 | -824 | -24.53% | Q1 2026 | May 15, 2026 |
| KINGSWOOD WEALTH ADVISORS, LLC | History | Reduced | 2,360 | 335 | 0.02% | 0.02% | 52 | -319 | -11.91% | Q1 2026 | Apr 28, 2026 |
| Creative Planning | History | No change | 2,242 | 319 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Beacon Financial Advisory LLC | History | Added to | 2,156 | 306 | 0.07% | 0.09% | 54 | +133 | 6.57% | Q1 2026 | Apr 27, 2026 |
| &PARTNERS | History | Reduced | 2,121 | 301 | 0.0% | 0.0% | 55 | -220 | -9.4% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 2,043 | 290 | 0.02% | 0.03% | 56 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Greenspring Advisors, LLC | History | New | 2,010 | 286 | 0.02% | — | 57 | +2,010 | New | Q1 2026 | May 04, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 2,023 | 279 | 0.0% | 0.0% | 58 | -1,302 | -39.16% | Q1 2026 | May 15, 2026 |
| V2 Financial group LLC | History | No change | 1,900 | 270 | 0.13% | 0.17% | 59 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| LEVEL FOUR ADVISORY SERVICES, LLC | History | Added to | 1,783 | 253 | 0.01% | 0.01% | 60 | +6 | 0.34% | Q1 2026 | May 14, 2026 |
| RETIREMENT INCOME SOLUTIONS, INC | History | Reduced | 1,704 | 242 | 0.04% | 0.06% | 61 | -275 | -13.9% | Q1 2026 | May 04, 2026 |
| MWA Asset Management | History | Reduced | 1,614 | 229 | 0.13% | 0.19% | 62 | -220 | -12.0% | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | Added to | 1,608 | 228 | 0.0% | 0.0% | 63 | +458 | 39.83% | Q1 2026 | May 11, 2026 |
| Arkadios Wealth Advisors | History | Added to | 1,534 | 218 | 0.0% | 0.01% | 64 | +100 | 6.97% | Q1 2026 | May 18, 2026 |
| Sharper & Granite LLC | History | New | 1,525 | 216 | 0.07% | — | 66 | +1,525 | New | Q1 2026 | Apr 08, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 1,519 | 216 | 0.0% | 0.0% | 65 | +230 | 17.84% | Q1 2026 | May 15, 2026 |
| Focus Partners Wealth | History | Reduced | 1,515 | 215 | 0.0% | 0.0% | 67 | -114 | -7.0% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | Added to | 1,130 | 160 | 0.0% | 0.0% | 68 | +47 | 4.34% | Q1 2026 | May 13, 2026 |
| GGM Financial LLC | History | New | 1,114 | 158 | 0.07% | — | 69 | +1,114 | New | Q1 2026 | May 11, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 1,034 | 147 | 0.0% | 0.0% | 70 | +548 | 112.76% | Q1 2026 | May 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 847 | 120 | 0.0% | 0.0% | 71 | -275 | -24.51% | Q1 2026 | Apr 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 806 | 114 | 0.0% | — | 72 | +806 | New | Q1 2026 | May 07, 2026 |
| TD PRIVATE CLIENT WEALTH LLC | History | New | 776 | 110 | 0.0% | — | 73 | +776 | New | Q1 2026 | Apr 27, 2026 |
| Advisory Services Network, LLC | History | New | 716 | 101 | 0.0% | — | 74 | +716 | New | Q1 2026 | May 15, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 673 | 95 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ramirez Asset Management, Inc. | History | Reduced | 600 | 85 | 0.01% | 0.02% | 76 | -400 | -40.0% | Q1 2026 | May 12, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 592 | 84 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Added to | 480 | 68 | 0.0% | 0.0% | 78 | +173 | 56.35% | Q1 2026 | May 15, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 472 | 67 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Canton Hathaway, LLC | History | No change | 423 | 60 | 0.01% | 0.02% | 80 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| NATIXIS | History | New | 390 | 54 | 0.0% | — | 81 | +390 | New | Q1 2026 | May 14, 2026 |
| FIFTH THIRD BANCORP | History | New | 375 | 53 | 0.0% | — | 82 | +375 | New | Q1 2026 | May 01, 2026 |
| COMERICA BANK | History | No change | 243 | 45 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| TD Waterhouse Canada Inc. | History | New | 250 | 35 | 0.0% | — | 84 | +250 | New | Q1 2026 | May 12, 2026 |
| Miller Capital Partners, Inc. | History | New | 225 | 32 | 0.02% | — | 85 | +225 | New | Q1 2026 | May 14, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 200 | 28 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| WHITTIER TRUST CO | History | Reduced | 182 | 26 | 0.0% | 0.0% | 87 | -28 | -13.33% | Q1 2026 | Apr 28, 2026 |
| AdvisorNet Financial, Inc | History | No change | 177 | 25 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Western Wealth Management, LLC | History | New | 124 | 17 | 0.0% | — | 90 | +124 | New | Q1 2026 | May 19, 2026 |
| Tidemark, LLC | History | No change | 120 | 17 | 0.0% | 0.01% | 89 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Sherman Asset Management, Inc. | History | Reduced | 118 | 16 | 0.01% | 0.02% | 92 | -22 | -15.71% | Q1 2026 | May 05, 2026 |
| Sound Income Strategies, LLC | History | No change | 117 | 16 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 112 | 15 | 0.0% | — | 93 | +112 | New | Q1 2026 | May 01, 2026 |
| Financial Life Planners | History | New | 109 | 15 | 0.01% | — | 94 | +109 | New | Q1 2026 | Apr 24, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 100 | 14 | 0.0% | 0.0% | 96 | -359 | -78.21% | Q1 2026 | May 15, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 100 | 14 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 100 | 14 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Triumph Capital Management | History | Reduced | 97 | 13 | 0.0% | 0.0% | 99 | -23 | -19.17% | Q1 2026 | May 13, 2026 |
| FAS Wealth Partners, Inc. | History | No change | 72 | 13 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 70 | 13 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Spire Wealth Management | History | No change | 89 | 12 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Bank of Jackson Hole Trust | History | No change | 90 | 12 | 0.01% | 0.01% | 102 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| PRIVATE TRUST CO NA | History | New | 79 | 11 | 0.0% | — | 103 | +79 | New | Q1 2026 | Apr 30, 2026 |
| VISION FINANCIAL MARKETS LLC | History | No change | 78 | 10 | 0.01% | 0.01% | 104 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Nemes Rush Group LLC | History | No change | 62 | 8 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 50 | 7 | 0.0% | — | 108 | +50 | New | Q1 2026 | May 07, 2026 |
| US BANCORP \DE\ | History | No change | 52 | 7 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Bogart Wealth, LLC | History | No change | 55 | 7 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| ASSETMARK, INC | History | No change | 43 | 6 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CULLEN/FROST BANKERS, INC. | History | New | 42 | 5 | 0.0% | — | 110 | +42 | New | Q1 2026 | May 05, 2026 |
| NBC SECURITIES, INC. | History | No change | 32 | 4 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 25 | 3 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CVA Family Office, LLC | History | No change | 10 | 1 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Glass Jacobson Investment Advisors llc | History | No change | 10 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Central Pacific Bank - Trust Division | History | No change | 11 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,210 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -4,284 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.02% | — | -3,588 | -100.0% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,564 | -100.0% | Q1 2026 | Apr 30, 2026 |
| HARRELL INVESTMENT PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -3,509 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Quantum Private Wealth, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -2,988 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -2,600 | -100.0% | Q1 2026 | May 14, 2026 |
| Sivia Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -1,918 | -100.0% | Q1 2026 | May 12, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -1,759 | -100.0% | Q1 2026 | May 08, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -1,620 | -100.0% | Q1 2026 | Apr 30, 2026 |
| SkyView Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,352 | -100.0% | Q1 2026 | May 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,312 | -100.0% | Q1 2026 | May 15, 2026 |
| Merit Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q1 2026 | Apr 15, 2026 |
| Coastal Bridge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,168 | -100.0% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,159 | -100.0% | Q1 2026 | Apr 22, 2026 |
| PINCUS CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.14% | — | -1,150 | -100.0% | Q1 2026 | May 14, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,069 | -100.0% | Q1 2026 | May 15, 2026 |
| ANGELES WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2026 | May 06, 2026 |
| JNBA Financial Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -157 | -100.0% | Q1 2026 | Apr 22, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | May 15, 2026 |
| Laurel Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -64 | -100.0% | Q1 2026 | May 12, 2026 |
| PROATHLETE WEALTH MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Golden State Wealth Management, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Millstone Evans Group, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |