GUGGENHEIM CAPITAL LLC

Q2 2020 13F-HR Holdings

Location
Chicago, IL
Holdings as of
6/30/2020
Date filed
8/14/2020
Form type
13F-HR
Num holdings
1,868
Total value ($000)
$12,925,042
Net value change ($000)
+2,994,876 (30.2%)
New positions
179
Sold out positions
146
Turnover %
2.5%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q1 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LQD 258,478 35.8%
AAPL 166,249 81.6%
HYG 159,663 62.5%
AMZN 142,134 87.6%
MSFT 135,423 61.3%
META 56,496 63.0%
GOOGL 43,558 54.8%
BKLN 38,525 249.8%
NVDA 33,855 75.8%
ADBE 31,209 55.3%
Top Reduces (Value $000, Stocks/ETFs)
CNO -17,098 -95.0%
AON -11,683 -100.0%
GEN -10,237 -91.0%
RAYTHEON CO/ -10,196 -100.0%
RGA -9,749 -98.0%
AES -8,729 -56.4%
RTX -8,207 -100.0%
Allergan plc -6,200 -100.0%
ORI -6,043 -59.1%
UMPQUA HOLDINGS CORP -5,962 -71.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 112,798 (0.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type