GUGGENHEIM CAPITAL LLC

Q3 2020 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
1,911
Total value ($000)
$13,816,303
Net value change ($000)
+891,261 (6.9%)
New positions
128
Sold out positions
85
Turnover %
4.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2020 Next filing: 2/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Pershing Square Tontine Holdings, Ltd. 499,180 NEW
LQD 162,042 16.5%
AAPL 67,557 18.3%
TSLA 40,091 90.7%
AMZN 31,087 10.2%
NVDA 25,225 32.1%
CRM 21,399 60.4%
META 14,915 10.2%
NOW 12,650 53.3%
QCOM 12,454 23.0%
Top Reduces (Value $000, Stocks/ETFs)
HYG -139,361 -33.6%
SLV -45,494 -81.0%
GBAB -20,953 -78.1%
GILD -15,258 -23.3%
INTC -14,478 -16.0%
ABBV -13,787 -17.6%
CSCO -13,746 -16.2%
FCX -11,502 -56.8%
POR -9,998 -89.1%
CVX -9,631 -23.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 120,024 (0.9% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type