ATMI INC - 00207R101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FMR LLC | History | New | 3,018,730 | 102,667 | 0.01% | — | 1 | +3,018,730 | New | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 2,148,853 | 73,083 | 0.01% | 0.01% | 2 | +138,731 | 6.9% | Q1 2014 | May 13, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,773,622 | 60,321 | 0.02% | 0.02% | 3 | +34,076 | 1.96% | Q1 2014 | May 02, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,452,146 | 49,388 | 0.04% | 0.03% | 4 | +19,943 | 1.39% | Q1 2014 | May 14, 2014 |
| GABELLI FUNDS LLC | History | New | 1,336,687 | 45,461 | 0.24% | — | 5 | +1,336,687 | New | Q1 2014 | May 16, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 1,225,222 | 41,670 | 0.01% | 0.01% | 6 | -4,100 | -0.33% | Q1 2014 | May 15, 2014 |
| WATER ISLAND CAPITAL LLC | History | New | 1,156,734 | 39,340 | 1.4% | — | 7 | +1,156,734 | New | Q1 2014 | May 14, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,144,478 | 38,924 | 0.01% | 0.0% | 8 | +281,036 | 32.55% | Q1 2014 | May 02, 2014 |
| INVESTMENT COUNSELORS OF MARYLAND LLC | History | Reduced | 1,000,850 | 34,039 | 1.44% | 1.32% | 9 | -70,250 | -6.56% | Q1 2014 | May 05, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 854,233 | 29,052 | 0.09% | 0.01% | 10 | +788,681 | 1203.14% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Added to | 832,792 | 28,323 | 0.01% | 0.0% | 11 | +763,327 | 1098.87% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Added to | 816,503 | 27,766 | 0.0% | 0.0% | 12 | +194,887 | 31.35% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 797,709 | 27,131 | 0.01% | 0.01% | 13 | -26,161 | -3.18% | Q1 2014 | May 14, 2014 |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | History | New | 750,000 | 25,507 | 4.2% | — | 14 | +750,000 | New | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 714,517 | 24,300 | 0.01% | 0.02% | 15 | -245,089 | -25.54% | Q1 2014 | May 14, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | New | 665,321 | 22,628 | 0.12% | — | 16 | +665,321 | New | Q1 2014 | May 16, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 633,378 | 21,542 | 0.02% | 0.0% | 17 | +595,306 | 1563.63% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | New | 627,258 | 21,333 | 0.06% | — | 18 | +627,258 | New | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 615,838 | 20,945 | 0.01% | 0.0% | 19 | +600,391 | 3886.78% | Q1 2014 | May 13, 2014 |
| LG Capital Management, LP | History | Added to | 612,711 | 20,838 | 6.62% | 5.78% | 20 | +278,875 | 83.54% | Q1 2014 | May 15, 2014 |
| Herald Investment Management Ltd | History | No change | 580,000 | 19,703 | 7.79% | 6.98% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 502,492 | 17,090 | 0.04% | — | 22 | +502,492 | New | Q1 2014 | May 14, 2014 |
| GABELLI SECURITIES, INC. | History | New | 403,353 | 13,718 | 3.73% | — | 23 | +403,353 | New | Q1 2014 | May 16, 2014 |
| ALPINE ASSOCIATES ADVISORS | History | New | 369,100 | 12,553 | 0.79% | — | 24 | +369,100 | New | Q1 2014 | May 09, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | New | 367,648 | 12,504 | 0.19% | — | 25 | +367,648 | New | Q1 2014 | May 08, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | Reduced | 340,700 | 11,587 | 0.31% | 1.47% | 26 | -1,552,275 | -82.0% | Q1 2014 | Apr 15, 2014 |
| SCHNEIDER CAPITAL MANAGEMENT CORP | History | Reduced | 338,597 | 11,516 | 1.26% | 0.96% | 27 | -7,875 | -2.27% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Added to | 325,052 | 11,053 | 0.01% | 0.0% | 28 | +314,590 | 3006.98% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 303,302 | 10,314 | 0.01% | 0.0% | 29 | +165,289 | 119.76% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 301,026 | 10,238 | 0.0% | 0.01% | 30 | -836,343 | -73.53% | Q1 2014 | May 14, 2014 |
| SEGALL BRYANT & HAMILL | History | Added to | 293,227 | 9,973 | 0.24% | 0.2% | 31 | +12,398 | 4.41% | Q1 2014 | May 15, 2014 |
| JENNISON ASSOCIATES LLC | History | Reduced | 269,416 | 9,163 | 0.01% | 0.02% | 32 | -463,465 | -63.24% | Q1 2014 | May 07, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 235,623 | 8,014 | 0.02% | 0.25% | 33 | -2,600,201 | -91.69% | Q1 2014 | May 12, 2014 |
| Loeb Offshore Management LP | History | Reduced | 222,504 | 7,567 | 2.16% | 1.99% | 34 | -15,819 | -6.64% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | New | 211,007 | 7,176 | 0.03% | — | 35 | +211,007 | New | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 209,163 | 7,114 | 0.01% | 0.01% | 36 | +14,663 | 7.54% | Q1 2014 | May 13, 2014 |
| OMERS ADMINISTRATION Corp | History | New | 201,400 | 6,850 | 0.22% | — | 37 | +201,400 | New | Q1 2014 | May 08, 2014 |
| FIRST INVESTORS MANAGEMENT CO INC | History | Added to | 191,200 | 6,503 | 0.14% | 0.12% | 38 | +14,700 | 8.33% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 179,860 | 6,116 | 0.0% | 0.0% | 39 | +13,072 | 7.84% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Reduced | 147,729 | 5,024 | 0.0% | 0.0% | 40 | -2,370 | -1.58% | Q1 2014 | May 13, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Reduced | 131,876 | 4,485 | 0.08% | 0.29% | 41 | -393,227 | -74.89% | Q1 2014 | May 14, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 126,981 | 4,319 | 0.01% | 0.01% | 42 | +2,283 | 1.83% | Q1 2014 | May 02, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | New | 125,000 | 4,251 | 0.16% | — | 43 | +125,000 | New | Q1 2014 | May 15, 2014 |
| GLAZER CAPITAL, LLC | History | New | 121,807 | 4,143 | 1.06% | — | 44 | +121,807 | New | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | New | 119,044 | 4,050 | 0.07% | — | 45 | +119,044 | New | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 110,439 | 3,757 | 0.01% | 0.01% | 46 | +127 | 0.12% | Q1 2014 | Apr 29, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Reduced | 94,300 | 3,207 | 0.01% | 0.03% | 47 | -119,300 | -55.85% | Q1 2014 | May 22, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 90,080 | 3,064 | 0.01% | 0.01% | 48 | -1,900 | -2.07% | Q1 2014 | May 21, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 85,131 | 2,895 | 0.01% | 0.0% | 49 | +4,800 | 5.98% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Reduced | 82,427 | 2,803 | 0.0% | 0.0% | 50 | -20,826 | -20.17% | Q1 2014 | May 15, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 81,142 | 2,760 | 0.02% | 0.02% | 51 | -1,023 | -1.25% | Q1 2014 | May 15, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 77,360 | 2,631 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 75,600 | 2,567 | 0.0% | 0.0% | 53 | +1,900 | 2.58% | Q1 2014 | Apr 18, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Reduced | 66,744 | 2,270 | 0.01% | 0.01% | 54 | -10,800 | -13.93% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Reduced | 66,563 | 2,264 | 0.15% | 0.14% | 55 | -28,493 | -29.97% | Q1 2014 | May 05, 2014 |
| BlackRock Group LTD | History | Added to | 64,914 | 2,207 | 0.0% | 0.0% | 56 | +2,634 | 4.23% | Q1 2014 | May 02, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Reduced | 61,691 | 2,097 | 0.01% | 0.01% | 57 | -25,770 | -29.46% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 58,708 | 1,996 | 0.04% | — | 58 | +58,708 | New | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 58,039 | 1,974 | 0.01% | 0.0% | 59 | +200 | 0.35% | Q1 2014 | May 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 57,964 | 1,971 | 0.01% | 0.01% | 60 | -22,070 | -27.58% | Q1 2014 | May 12, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Reduced | 57,574 | 1,958 | 0.0% | 0.0% | 61 | -400 | -0.69% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Reduced | 56,295 | 1,913 | 0.02% | 0.02% | 62 | -5,200 | -8.46% | Q1 2014 | May 15, 2014 |
| Lee Munder Capital Group, LLC | History | Reduced | 53,374 | 1,816 | 0.04% | 0.04% | 63 | -11,435 | -17.64% | Q1 2014 | May 12, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Reduced | 50,852 | 1,729 | 0.0% | 0.0% | 64 | -2,282 | -4.29% | Q1 2014 | May 13, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | New | 50,000 | 1,701 | 0.03% | — | 65 | +50,000 | New | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 49,673 | 1,689 | 0.01% | 0.0% | 66 | -1,489 | -2.91% | Q1 2014 | May 06, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 48,003 | 1,633 | 0.0% | 0.0% | 67 | +23 | 0.05% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Reduced | 47,300 | 1,609 | 0.0% | 0.02% | 68 | -177,647 | -78.97% | Q1 2014 | May 13, 2014 |
| BlueCrest Capital Management LLP | History | New | 43,917 | 1,494 | 0.09% | — | 69 | +43,917 | New | Q1 2014 | May 15, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 41,925 | 1,426 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Trigran Investments, Inc. | History | Reduced | 40,036 | 1,362 | 0.6% | 2.44% | 71 | -142,634 | -78.08% | Q1 2014 | May 13, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 38,000 | 1,292 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Swiss National Bank | History | Added to | 37,500 | 1,275 | 0.01% | 0.0% | 73 | +7,900 | 26.69% | Q1 2014 | May 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Reduced | 33,411 | 1,136 | 0.01% | 0.01% | 74 | -92 | -0.27% | Q1 2014 | Apr 22, 2014 |
| ProShare Advisors LLC | History | New | 33,003 | 1,122 | 0.01% | — | 76 | +33,003 | New | Q1 2014 | May 07, 2014 |
| COMERICA BANK | History | Reduced | 33,002 | 1,122 | 0.01% | 0.01% | 75 | -77 | -0.23% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Reduced | 32,461 | 1,104 | 0.01% | 0.0% | 77 | -65 | -0.2% | Q1 2014 | May 09, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 30,900 | 1,051 | 0.0% | 0.0% | 78 | +5,686 | 22.55% | Q1 2014 | May 14, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Reduced | 30,050 | 1,022 | 0.14% | 0.15% | 79 | -2,300 | -7.11% | Q1 2014 | May 14, 2014 |
| First Eagle Investment Management, LLC | History | New | 30,000 | 1,020 | 0.0% | — | 80 | +30,000 | New | Q1 2014 | May 13, 2014 |
| NJ State Employees Deferred Compensation Plan | History | New | 30,000 | 1,020 | 0.21% | — | 81 | +30,000 | New | Q1 2014 | May 05, 2014 |
| State of Tennessee, Treasury Department | History | Reduced | 28,700 | 976 | 0.01% | 0.01% | 82 | -5,300 | -15.59% | Q1 2014 | May 30, 2014 |
| PineBridge Investments Ltd | History | Added to | 27,838 | 947 | 0.03% | 0.01% | 83 | +19,121 | 219.35% | Q1 2014 | May 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 26,491 | 900 | 0.0% | 0.0% | 84 | +2,230 | 9.19% | Q1 2014 | May 12, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 26,174 | 890 | 0.01% | 0.01% | 85 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| GUGGENHEIM CAPITAL LLC | History | New | 26,130 | 889 | 0.0% | — | 86 | +26,130 | New | Q1 2014 | May 16, 2014 |
| GARDNER LEWIS ASSET MANAGEMENT L P | History | New | 25,000 | 850 | 0.27% | — | 87 | +25,000 | New | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Added to | 24,154 | 821 | 0.0% | 0.0% | 88 | +590 | 2.5% | Q1 2014 | May 15, 2014 |
| CATAWBA CAPITAL MANAGEMENT /VA | History | Reduced | 24,000 | 816 | 0.19% | 0.18% | 89 | -1,170 | -4.65% | Q1 2014 | Apr 03, 2014 |
| Arizona State Retirement System | History | Reduced | 23,644 | 804 | 0.01% | 0.01% | 90 | -1,700 | -6.71% | Q1 2014 | May 19, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 21,560 | 733 | 20.75% | 17.9% | 91 | +1,061 | 5.18% | Q1 2014 | Jun 05, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Reduced | 21,361 | 727 | 0.08% | 0.08% | 92 | -710 | -3.22% | Q1 2014 | May 15, 2014 |
| Teton Advisors, Inc. | History | Reduced | 21,340 | 726 | 0.05% | 0.06% | 93 | -8,400 | -28.24% | Q1 2014 | May 02, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 20,573 | 700 | 0.0% | 0.0% | 94 | +16,288 | 380.12% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | New | 20,000 | 680 | 0.09% | — | 95 | +20,000 | New | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 18,628 | 633 | 0.0% | 0.0% | 96 | -6,633 | -26.26% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Added to | 17,799 | 605 | 0.0% | 0.0% | 97 | +5,300 | 42.4% | Q1 2014 | May 23, 2014 |
| Talara Capital Management, LLC | History | Reduced | 17,050 | 580 | 0.62% | 4.36% | 98 | -127,700 | -88.22% | Q1 2014 | May 15, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 15,300 | 520 | 0.02% | 0.02% | 99 | +600 | 4.08% | Q1 2014 | Apr 29, 2014 |
| CATAPULT CAPITAL MANAGEMENT LLC | History | New | 15,000 | 510 | 0.1% | — | 100 | +15,000 | New | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | New | 14,400 | 490 | 0.01% | — | 101 | +14,400 | New | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Reduced | 14,271 | 485 | 0.0% | 0.0% | 102 | -13,501 | -48.61% | Q1 2014 | May 15, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 12,810 | 436 | 0.01% | 0.01% | 103 | -1,030 | -7.44% | Q1 2014 | Apr 22, 2014 |
| Allianz Asset Management AG | History | New | 12,600 | 429 | 0.0% | — | 104 | +12,600 | New | Q1 2014 | May 28, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Added to | 12,050 | 410 | 0.0% | 0.0% | 105 | +350 | 2.99% | Q1 2014 | May 14, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 11,900 | 405 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2014 | Apr 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Reduced | 11,842 | 403 | 0.0% | 0.03% | 107 | -217,236 | -94.83% | Q1 2014 | May 14, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | New | 11,352 | 386 | 0.0% | — | 108 | +11,352 | New | Q1 2014 | May 16, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Reduced | 10,440 | 355 | 0.12% | 0.76% | 109 | -64,425 | -86.05% | Q1 2014 | May 01, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 10,300 | 350 | 0.07% | 0.06% | 110 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | New | 10,000 | 340 | 2.49% | — | 111 | +10,000 | New | Q1 2014 | May 05, 2014 |
| GAM Holding AG | History | New | 10,000 | 340 | 0.01% | — | 112 | +10,000 | New | Q1 2014 | May 15, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 9,900 | 337 | 0.01% | 0.01% | 113 | -7,700 | -43.75% | Q1 2014 | May 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 9,559 | 325 | 0.0% | 0.0% | 114 | +141 | 1.5% | Q1 2014 | May 09, 2014 |
| PEAK6 Investments, L.P. | History | Reduced | 9,401 | 319 | 0.0% | 0.0% | 115 | -1,593 | -14.49% | Q1 2014 | May 19, 2014 |
| Stone Toro Investment Advisers, LP | History | New | 9,341 | 318 | 0.45% | — | 116 | +9,341 | New | Q1 2014 | Apr 25, 2014 |
| Absolute Return Capital, LLC | History | New | 8,629 | 293 | 0.0% | — | 117 | +8,629 | New | Q1 2014 | May 15, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 8,272 | 281 | 0.01% | 0.02% | 118 | -6,661 | -44.61% | Q1 2014 | May 07, 2014 |
| A.R.T. Advisors, LLC | History | New | 8,262 | 280 | 0.01% | — | 119 | +8,262 | New | Q1 2014 | May 15, 2014 |
| Concept Capital Markets, LLC | History | New | 7,945 | 270 | 0.1% | — | 120 | +7,945 | New | Q1 2014 | May 13, 2014 |
| Municipal Employees' Retirement System of Michigan | History | New | 7,700 | 262 | 0.02% | — | 121 | +7,700 | New | Q1 2014 | May 13, 2014 |
| Jefferies Group LLC | History | New | 7,456 | 254 | 0.0% | — | 122 | +7,456 | New | Q1 2014 | May 16, 2014 |
| OPPENHEIMER FUNDS INC | History | New | 7,345 | 250 | 0.0% | — | 123 | +7,345 | New | Q1 2014 | Apr 30, 2014 |
| DIAM Co., Ltd. | History | New | 7,203 | 244 | 0.0% | — | 124 | +7,203 | New | Q1 2014 | May 05, 2014 |
| Verition Fund Management LLC | History | New | 6,953 | 236 | 0.04% | — | 125 | +6,953 | New | Q1 2014 | May 14, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 6,526 | 222 | 0.02% | 0.02% | 126 | -1,258 | -16.16% | Q1 2014 | May 05, 2014 |
| Freestone Capital Holdings, LLC | History | Reduced | 6,483 | 220 | 0.04% | 0.04% | 127 | -1,430 | -18.07% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 6,302 | 215 | 0.0% | 0.0% | 128 | +4,647 | 280.79% | Q1 2014 | May 16, 2014 |
| VTL Associates, LLC | History | Added to | 5,830 | 198 | 0.02% | 0.01% | 129 | +180 | 3.19% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | New | 5,000 | 170 | 0.0% | — | 130 | +5,000 | New | Q1 2014 | May 12, 2014 |
| Torch Wealth Management LLC | History | No change | 4,000 | 136 | 0.1% | 0.09% | 131 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 3,490 | 118 | 0.0% | 0.03% | 132 | -2,220,596 | -99.84% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Reduced | 2,130 | 72 | 0.0% | 0.0% | 133 | -3,361 | -61.21% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,051 | 70 | 0.0% | 13.35% | 134 | -27,244 | -93.0% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,893 | 64 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Reduced | 1,751 | 60 | 0.0% | 0.0% | 136 | -10,577 | -85.8% | Q1 2014 | May 15, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 1,184 | 40 | 0.0% | 0.0% | 137 | -5 | -0.42% | Q1 2014 | May 01, 2014 |
| BlackRock Inc. | History | No change | 1,096 | 37 | 0.0% | 0.09% | 138 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 1,000 | 34 | 0.01% | 0.01% | 139 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 459 | 16 | 0.0% | 0.0% | 140 | +9 | 2.0% | Q1 2014 | May 15, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 245 | 8 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 127 | 4 | 0.0% | 0.0% | 142 | -3,560 | -96.56% | Q1 2014 | May 15, 2014 |
| Focused Wealth Management, Inc | History | Reduced | 100 | 3 | 0.0% | 0.02% | 143 | -600 | -85.71% | Q1 2014 | May 05, 2014 |
| Gemmer Asset Management LLC | History | New | 79 | 2 | 0.0% | — | 145 | +79 | New | Q1 2014 | May 23, 2014 |
| Parasol Investment Management, LLC | History | No change | 71 | 2 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| RGM Capital, LLC | History | Closed out | 0 | 0 | — | 7.83% | — | -1,442,290 | -100.0% | Q4 2013 | Feb 12, 2014 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 0.62% | — | -1,179,123 | -100.0% | Q4 2013 | Feb 14, 2014 |
| KALMAR INVESTMENTS INC /DE/ | History | Closed out | 0 | 0 | — | 0.23% | — | -462,098 | -100.0% | Q4 2013 | Jan 29, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.63% | — | -388,687 | -100.0% | Q4 2013 | Feb 11, 2014 |
| CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD | History | Closed out | 0 | 0 | — | 0.5% | — | -335,842 | -100.0% | Q4 2013 | Feb 14, 2014 |
| NORGES BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -294,461 | -100.0% | Q4 2013 | May 12, 2014 |
| BBT Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -182,477 | -100.0% | Q4 2013 | Feb 06, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,587 | -100.0% | Q4 2013 | Feb 14, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -45,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| CURIAN CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -44,252 | -100.0% | Q4 2013 | Feb 10, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.3% | — | -28,494 | -100.0% | Q4 2013 | Jan 29, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.03% | — | -27,621 | -100.0% | Q4 2013 | Feb 12, 2014 |
| FIRST MERCANTILE TRUST CO | History | Closed out | 0 | 0 | — | 0.06% | — | -24,200 | -100.0% | Q4 2013 | Jan 23, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.25% | — | -23,749 | -100.0% | Q4 2013 | May 09, 2014 |
| Morningstar Investment Services, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -21,911 | -100.0% | Q4 2013 | Feb 07, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,910 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,470 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Manchester Capital Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -7,665 | -100.0% | Q4 2013 | Feb 10, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,700 | -100.0% | Q4 2013 | Jan 08, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.03% | — | -1,500 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q4 2013 | Jan 06, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q4 2013 | Feb 14, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2013 | Jan 31, 2014 |
| FTB Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2013 | Feb 07, 2014 |