ALLIANZGI DIVERSIFIED INCOME - 01883J108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | History | Added to | 399,284 | 13,049 | 0.22% | 0.15% | 1 | +70,559 | 21.46% | Q4 2020 | Feb 12, 2021 |
| GUGGENHEIM CAPITAL LLC | History | Added to | 323,206 | 10,562 | 0.07% | 0.05% | 2 | +52,629 | 19.45% | Q4 2020 | Feb 16, 2021 |
| WELLS FARGO & COMPANY/MN | History | Added to | 270,197 | 8,830 | 0.0% | 0.0% | 3 | +3,029 | 1.13% | Q4 2020 | Feb 09, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 148,167 | 4,842 | 0.0% | 0.0% | 4 | +3,045 | 2.1% | Q4 2020 | Feb 10, 2021 |
| LPL Financial LLC | History | Added to | 65,435 | 2,138 | 0.0% | 0.0% | 5 | +4,952 | 8.19% | Q4 2020 | Feb 12, 2021 |
| MORGAN STANLEY | History | Reduced | 62,464 | 2,041 | 0.0% | 0.0% | 6 | -8,510 | -11.99% | Q4 2020 | Feb 16, 2021 |
| DAVENPORT & Co LLC | History | Added to | 56,673 | 1,852 | 0.02% | 0.02% | 7 | +255 | 0.45% | Q4 2020 | Jan 13, 2021 |
| ROYAL BANK OF CANADA | History | Added to | 41,248 | 1,348 | 0.0% | 0.0% | 8 | +950 | 2.36% | Q4 2020 | Feb 16, 2021 |
| STIFEL FINANCIAL CORP | History | Added to | 40,624 | 1,328 | 0.0% | 0.0% | 9 | +8,345 | 25.85% | Q4 2020 | Feb 12, 2021 |
| Invesco Ltd. | History | Reduced | 39,375 | 1,287 | 0.0% | 0.0% | 10 | -3,765 | -8.73% | Q4 2020 | Feb 16, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 24,415 | 797 | 0.0% | 0.0% | 11 | -3,000 | -10.94% | Q4 2020 | Feb 10, 2021 |
| UBS Group AG | History | Reduced | 18,367 | 601 | 0.0% | 0.0% | 12 | -2,127 | -10.38% | Q4 2020 | Feb 11, 2021 |
| ArrowMark Colorado Holdings LLC | History | No change | 16,118 | 527 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2020 | Feb 16, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 15,680 | 512 | 0.0% | 0.0% | 14 | -934 | -5.62% | Q4 2020 | Feb 02, 2021 |
| CNH PARTNERS LLC | History | New | 9,873 | 323 | 0.01% | — | 15 | +9,873 | New | Q4 2020 | Feb 16, 2021 |
| AMERIPRISE FINANCIAL INC | History | New | 7,725 | 252 | 0.0% | — | 16 | +7,725 | New | Q4 2020 | Feb 12, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 7,479 | 244 | 0.0% | — | 17 | +7,479 | New | Q4 2020 | Mar 26, 2021 |
| Private Advisor Group, LLC | History | New | 7,322 | 239 | 0.0% | — | 18 | +7,322 | New | Q4 2020 | Apr 01, 2021 |
| CITIGROUP INC | History | Added to | 1,488 | 49 | 0.0% | 0.0% | 19 | +771 | 107.53% | Q4 2020 | Feb 11, 2021 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,095 | 36 | 0.0% | 0.0% | 20 | -230 | -17.36% | Q4 2020 | Feb 11, 2021 |
| Advisory Services Network, LLC | History | Reduced | 1,017 | 33 | 0.0% | 0.0% | 21 | -1,028 | -50.27% | Q4 2020 | Feb 09, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 32 | 1 | 0.0% | 0.0% | 22 | -150 | -82.42% | Q4 2020 | Feb 10, 2021 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -99,398 | -100.0% | Q3 2020 | Nov 13, 2020 |
| RMB Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -27,793 | -100.0% | Q3 2020 | Nov 10, 2020 |