ALPINE TOTAL DYN FD NEW - 021060207

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
1607 Capital Partners, LLC History No change 3,795,215 31,842 2.46% 2.46% 1 0 0.0% Q1 2014 May 12, 2014
MORGAN STANLEY History No change 3,210,142 26,933 0.01% 0.01% 2 0 0.0% Q1 2014 May 13, 2014
WELLS FARGO & COMPANY/MN History No change 1,806,598 15,158 0.01% 0.01% 3 0 0.0% Q1 2014 May 15, 2014
Hilton Capital Management, LLC History Added to 1,468,515 13,099 4.27% 4.55% 4 +79,237 5.7% Q2 2014 Jul 15, 2014
CORNERSTONE ADVISORS INC History No change 1,412,908 11,854 2.79% 2.79% 5 0 0.0% Q1 2014 May 07, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History No change 1,226,864 10,293 0.02% 0.02% 6 0 0.0% Q1 2014 May 13, 2014
RAYMOND JAMES & ASSOCIATES History No change 1,020,065 8,558 0.06% 0.06% 7 0 0.0% Q1 2014 May 13, 2014
UBS AG History No change 776,900 6,518 0.01% 0.01% 8 0 0.0% Q1 2014 May 16, 2014
Invesco Ltd. History No change 620,808 5,209 0.0% 0.0% 9 0 0.0% Q1 2014 May 15, 2014
Thomas J. Herzfeld Advisors, Inc. History No change 592,402 4,970 2.92% 2.92% 10 0 0.0% Q1 2014 May 14, 2014
ROBINSON CAPITAL MANAGEMENT, LLC History No change 573,756 4,814 7.16% 7.16% 11 0 0.0% Q1 2014 May 15, 2014
ALPINE WOODS CAPITAL INVESTORS, LLC History No change 445,319 3,972 0.1% 0.21% 12 0 0.0% Q2 2014 Aug 08, 2014
SG Americas Securities, LLC History No change 434,451 3,645 0.02% 0.02% 13 0 0.0% Q1 2014 May 14, 2014
COHEN & STEERS INC History No change 402,535 3,377 0.01% 0.01% 14 0 0.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History No change 349,495 2,931 0.01% 0.01% 15 0 0.0% Q1 2014 May 16, 2014
STIFEL FINANCIAL CORP History No change 235,623 1,977 0.02% 0.02% 16 0 0.0% Q1 2014 May 15, 2014
ROYAL BANK OF CANADA History No change 223,643 1,877 0.0% 0.0% 17 0 0.0% Q1 2014 May 15, 2014
MIDAS MANAGEMENT CORP History No change 200,000 1,678 0.78% 0.78% 18 0 0.0% Q1 2014 May 12, 2014
AQR CAPITAL MANAGEMENT LLC History No change 182,644 1,532 0.0% 0.0% 19 0 0.0% Q1 2014 May 15, 2014
Index Management Solutions, LLC History No change 175,673 1,474 0.24% 0.24% 20 0 0.0% Q1 2014 May 15, 2014
LPL Financial LLC History Reduced 160,984 1,436 0.01% 0.01% 21 -19,960 -11.03% Q2 2014 Aug 05, 2014
MetLife Securities, Inc History Added to 133,593 1,192 0.16% 0.16% 22 +4,121 3.18% Q2 2014 Aug 04, 2014
GEODE CAPITAL MANAGEMENT, LLC History No change 110,233 924 0.0% 0.0% 23 0 0.0% Q1 2014 May 14, 2014
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 70,000 624 0.0% 0.0% 24 -350 -0.5% Q2 2014 Aug 08, 2014
First Allied Advisory Services, Inc. History No change 61,945 522 0.04% 0.04% 25 0 0.0% Q1 2014 May 15, 2014
KING INVESTMENT ADVISORS INC/TX History No change 60,493 508 0.23% 0.23% 26 0 0.0% Q1 2014 May 14, 2014
BANK OF AMERICA CORP /DE/ History No change 51,823 435 0.0% 0.0% 27 0 0.0% Q1 2014 May 15, 2014
BNP PARIBAS ARBITRAGE, SA History No change 50,575 430 0.0% 0.0% 28 0 0.0% Q1 2014 May 13, 2014
VSR Financial Services, Inc. History Added to 48,120 429 0.05% 0.06% 29 +1,000 2.12% Q2 2014 Aug 05, 2014
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. History No change 50,457 423 0.56% 0.56% 30 0 0.0% Q1 2014 May 13, 2014
Private Advisor Group, LLC History Added to 47,362 422 0.04% 0.03% 31 +12,300 35.08% Q2 2014 Aug 08, 2014
KCG Holdings, Inc. History No change 48,561 407 0.01% 0.01% 32 0 0.0% Q1 2014 May 15, 2014
FIRST FOUNDATION ADVISORS History No change 47,901 402 0.05% 0.05% 33 0 0.0% Q1 2014 May 15, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 40,130 357 0.0% 0.0% 34 +22,775 131.23% Q2 2014 Aug 08, 2014
HOLLENCREST SECURITIES LLC History Added to 35,390 316 0.04% 0.02% 35 +17,753 100.66% Q2 2014 Jul 30, 2014
National Asset Management, Inc. History No change 36,125 303 0.09% 0.09% 36 0 0.0% Q1 2014 May 02, 2014
TFS CAPITAL LLC History Reduced 31,635 282 0.02% 0.11% 37 -159,182 -83.42% Q2 2014 Jul 21, 2014
Meristem, LLP History No change 30,000 268 0.11% 0.11% 38 0 0.0% Q2 2014 Aug 08, 2014
SENTINEL TRUST CO LBA History No change 28,355 253 0.07% 0.07% 39 0 0.0% Q2 2014 Jul 28, 2014
IFC Holdings Incorporated/FL History Reduced 18,617 165 0.03% 0.03% 40 -254 -1.35% Q2 2014 Jul 22, 2014
CITIGROUP INC History No change 18,340 154 0.0% 0.0% 41 0 0.0% Q1 2014 May 15, 2014
OPPENHEIMER & CO INC History No change 18,100 152 0.0% 0.0% 42 0 0.0% Q1 2014 May 09, 2014
GOLDMAN SACHS GROUP INC History No change 17,750 149 0.0% 0.0% 43 0 0.0% Q1 2014 May 15, 2014
Janney Montgomery Scott LLC History No change 11,621 97 0.0% 0.0% 44 0 0.0% Q1 2014 May 14, 2014
SIGNATUREFD, LLC History No change 9,125 77 0.03% 0.03% 45 0 0.0% Q1 2014 May 16, 2014
DELTA ASSET MANAGEMENT LLC/TN History Reduced 7,000 62 0.01% 0.01% 46 -500 -6.67% Q2 2014 Jul 22, 2014
Creative Planning History No change 7,316 61 0.0% 0.0% 47 0 0.0% Q1 2014 Apr 11, 2014
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History No change 5,797 52 0.0% 0.0% 48 0 0.0% Q2 2014 Aug 05, 2014
AMERIPRISE FINANCIAL INC History No change 5,259 44 0.0% 0.0% 49 0 0.0% Q1 2014 May 14, 2014
Wunderlich Securities, Inc. History Added to 4,180 37 0.02% 0.01% 50 +2,000 91.74% Q2 2014 Jul 17, 2014
BANK OF MONTREAL /CAN/ History No change 3,000 25 0.0% 0.0% 51 0 0.0% Q1 2014 May 15, 2014
North Star Investment Management Corp. History No change 3,000 25 0.01% 0.01% 52 0 0.0% Q1 2014 Apr 29, 2014
M&T BANK CORP History No change 2,422 20 0.0% 0.0% 53 0 0.0% Q1 2014 May 14, 2014
GLENMEDE TRUST CO NA History No change 2,500 20 0.0% 0.0% 54 0 0.0% Q1 2014 May 07, 2014
PRIVATE TRUST CO NA History No change 2,250 20 0.01% 0.01% 55 0 0.0% Q2 2014 Jul 22, 2014
BENJAMIN F. EDWARDS & COMPANY, INC. History New 1,500 13 0.0% — 56 +1,500 New Q2 2014 Jul 21, 2014
Ohio Valley Financial Group History No change 1,000 9 0.01% 0.01% 57 0 0.0% Q2 2014 Aug 11, 2014
MUFG Americas Holdings Corp History New 871 8 0.0% — 59 +871 New Q2 2014 Aug 05, 2014
TOMPKINS FINANCIAL CORP History No change 900 8 0.0% 0.0% 58 0 0.0% Q2 2014 Jul 11, 2014
NEW ENGLAND SECURITIES CORP /MA/ History No change 825 7 0.0% 0.0% 60 0 0.0% Q2 2014 Aug 04, 2014
EDELMAN FINANCIAL GROUP INC. History No change 635 6 0.0% 0.0% 61 0 0.0% Q2 2014 Aug 08, 2014
Financial Management Professionals, Inc. History No change 750 6 0.0% 0.0% 62 0 0.0% Q2 2014 Aug 01, 2014
Transamerica Financial Advisors, Inc. History Added to 453 5 0.0% 0.0% 63 +9 2.03% Q2 2014 Jul 14, 2014
THOMPSON DAVIS & CO., INC. History No change 500 4 0.01% 0.01% 64 0 0.0% Q1 2014 May 09, 2014
FIFTH THIRD BANCORP History No change 250 2 0.0% 0.0% 65 0 0.0% Q1 2014 May 15, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 295 2 0.0% 0.0% 66 0 0.0% Q1 2014 May 15, 2014
Forward Management, LLC History No change 240 2 0.0% 0.0% 67 0 0.0% Q1 2014 May 08, 2014
Carroll Financial Associates, Inc. History No change 250 2 0.0% 0.0% 68 0 0.0% Q2 2014 Aug 08, 2014
NEWGATE CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.96% — -514,487 -100.0% Q2 2014 Aug 08, 2014
BAIRD ROBERT W & CO INC /WI/ History Closed out 0 0 — 0.01% — -44,397 -100.0% Q2 2014 Aug 08, 2014
Shaker Financial Services, LLC History Closed out 0 0 — 0.18% — -32,331 -100.0% Q2 2014 Aug 04, 2014
First Heartland Consultants, Inc. History Closed out 0 0 — 0.09% — -22,926 -100.0% Q2 2014 Jul 16, 2014
Camarda Financial Advisors, LLC History Closed out 0 0 — 0.02% — -2,850 -100.0% Q2 2014 Jul 11, 2014
MASSMUTUAL TRUST CO FSB/ADV History Reduced 28 0 — — — -28 -50.0% Q2 2014 Jul 09, 2014
FIRST MANHATTAN CO History No change 3 0 — — — 0 0.0% Q1 2014 May 16, 2014