ALPINE TOTAL DYN FD NEW - 021060207
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Hilton Capital Management, LLC | History | Added to | 1,468,515 | 13,099 | 4.27% | 4.55% | 1 | +79,237 | 5.7% | Q2 2014 | Jul 15, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | No change | 445,319 | 3,972 | 0.1% | 0.21% | 2 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Reduced | 160,984 | 1,436 | 0.01% | 0.01% | 3 | -19,960 | -11.03% | Q2 2014 | Aug 05, 2014 |
| MetLife Securities, Inc | History | Added to | 133,593 | 1,192 | 0.16% | 0.16% | 4 | +4,121 | 3.18% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 70,000 | 624 | 0.0% | 0.0% | 5 | -350 | -0.5% | Q2 2014 | Aug 08, 2014 |
| VSR Financial Services, Inc. | History | Added to | 48,120 | 429 | 0.05% | 0.06% | 6 | +1,000 | 2.12% | Q2 2014 | Aug 05, 2014 |
| Private Advisor Group, LLC | History | Added to | 47,362 | 422 | 0.04% | 0.03% | 7 | +12,300 | 35.08% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 40,130 | 357 | 0.0% | 0.0% | 8 | +22,775 | 131.23% | Q2 2014 | Aug 08, 2014 |
| HOLLENCREST SECURITIES LLC | History | Added to | 35,390 | 316 | 0.04% | 0.02% | 9 | +17,753 | 100.66% | Q2 2014 | Jul 30, 2014 |
| TFS CAPITAL LLC | History | Reduced | 31,635 | 282 | 0.02% | 0.11% | 10 | -159,182 | -83.42% | Q2 2014 | Jul 21, 2014 |
| Meristem, LLP | History | No change | 30,000 | 268 | 0.11% | 0.11% | 11 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| SENTINEL TRUST CO LBA | History | No change | 28,355 | 253 | 0.07% | 0.07% | 12 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| IFC Holdings Incorporated/FL | History | Reduced | 18,617 | 165 | 0.03% | 0.03% | 13 | -254 | -1.35% | Q2 2014 | Jul 22, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Reduced | 7,000 | 62 | 0.01% | 0.01% | 14 | -500 | -6.67% | Q2 2014 | Jul 22, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 5,797 | 52 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 4,180 | 37 | 0.02% | 0.01% | 16 | +2,000 | 91.74% | Q2 2014 | Jul 17, 2014 |
| PRIVATE TRUST CO NA | History | No change | 2,250 | 20 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | New | 1,500 | 13 | 0.0% | — | 18 | +1,500 | New | Q2 2014 | Jul 21, 2014 |
| Ohio Valley Financial Group | History | No change | 1,000 | 9 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MUFG Americas Holdings Corp | History | New | 871 | 8 | 0.0% | — | 21 | +871 | New | Q2 2014 | Aug 05, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 900 | 8 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 825 | 7 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 635 | 6 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Financial Management Professionals, Inc. | History | No change | 750 | 6 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Transamerica Financial Advisors, Inc. | History | Added to | 453 | 5 | 0.0% | 0.0% | 25 | +9 | 2.03% | Q2 2014 | Jul 14, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 250 | 2 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 2.46% | — | -3,795,215 | -100.0% | Q1 2014 | May 12, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -3,210,142 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -1,806,598 | -100.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE ADVISORS INC | History | Closed out | 0 | 0 | — | 2.79% | — | -1,412,908 | -100.0% | Q1 2014 | May 07, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,226,864 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.06% | — | -1,020,065 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -776,900 | -100.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -620,808 | -100.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 2.92% | — | -592,402 | -100.0% | Q1 2014 | May 14, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 7.16% | — | -573,756 | -100.0% | Q1 2014 | May 15, 2014 |
| NEWGATE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.96% | — | -514,487 | -100.0% | Q1 2014 | May 06, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -434,451 | -100.0% | Q1 2014 | May 14, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -402,535 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -349,495 | -100.0% | Q1 2014 | May 16, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -235,623 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -223,643 | -100.0% | Q1 2014 | May 15, 2014 |
| MIDAS MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.78% | — | -200,000 | -100.0% | Q1 2014 | May 12, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -182,644 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -175,673 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110,233 | -100.0% | Q1 2014 | May 14, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -61,945 | -100.0% | Q1 2014 | May 15, 2014 |
| KING INVESTMENT ADVISORS INC/TX | History | Closed out | 0 | 0 | — | 0.23% | — | -60,493 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -51,823 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -50,575 | -100.0% | Q1 2014 | May 13, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.56% | — | -50,457 | -100.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -48,561 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.05% | — | -47,901 | -100.0% | Q1 2014 | May 15, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Closed out | 0 | 0 | — | 0.01% | — | -44,397 | -100.0% | Q1 2014 | May 09, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -36,125 | -100.0% | Q1 2014 | May 02, 2014 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -32,331 | -100.0% | Q1 2014 | May 07, 2014 |
| First Heartland Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -22,926 | -100.0% | Q1 2014 | Apr 30, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,340 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,100 | -100.0% | Q1 2014 | May 09, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,750 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,621 | -100.0% | Q1 2014 | May 14, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -9,125 | -100.0% | Q1 2014 | May 16, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -7,316 | -100.0% | Q1 2014 | Apr 11, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,259 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,000 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Camarda Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,850 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 07, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,422 | -100.0% | Q1 2014 | May 14, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -500 | -100.0% | Q1 2014 | May 09, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -295 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -240 | -100.0% | Q1 2014 | May 08, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Reduced | 28 | 0 | — | — | — | -28 | -50.0% | Q2 2014 | Jul 09, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q1 2014 | May 16, 2014 |