AMERICAN CAP MTG INVT CORP - 02504A104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 2,975,646 | 59,572 | 0.0% | 0.0% | 1 | -8,684 | -0.29% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,210,021 | 44,245 | 0.01% | 0.01% | 2 | -223,656 | -9.19% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,400,627 | 28,041 | 0.0% | 0.0% | 3 | -25,597 | -1.79% | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Reduced | 689,853 | 13,811 | 0.02% | 0.03% | 4 | -270,244 | -28.15% | Q2 2014 | Aug 08, 2014 |
| Global X Management CO LLC | History | Added to | 512,433 | 10,259 | 0.59% | 0.54% | 5 | +88,500 | 20.88% | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 494,234 | 9,894 | 0.01% | 0.01% | 6 | +183,585 | 59.1% | Q2 2014 | Aug 11, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Added to | 405,296 | 8,114 | 3.77% | 3.55% | 7 | +67,438 | 19.96% | Q2 2014 | Aug 08, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Reduced | 325,000 | 6,507 | 0.17% | 0.44% | 8 | -99,500 | -23.44% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 163,351 | 3,270 | 0.0% | 0.0% | 9 | -20,017 | -10.92% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 161,248 | 3,229 | 0.01% | 0.0% | 10 | +15,018 | 10.27% | Q2 2014 | Jul 30, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 105,000 | 2,102 | 0.01% | — | 11 | +105,000 | New | Q2 2014 | Aug 11, 2014 |
| Alpha Cubed Investments, LLC | History | Reduced | 86,351 | 1,729 | 0.77% | 0.85% | 12 | -1,085 | -1.24% | Q2 2014 | Jul 21, 2014 |
| DEERE & CO | History | New | 81,435 | 1,630 | 0.09% | — | 13 | +81,435 | New | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 65,250 | 1,306 | 0.0% | 0.0% | 14 | -5,616 | -7.92% | Q2 2014 | Aug 06, 2014 |
| Clear Harbor Asset Management, LLC | History | Added to | 61,125 | 1,224 | 0.26% | 0.27% | 15 | +225 | 0.37% | Q2 2014 | Jul 23, 2014 |
| Swiss National Bank | History | Added to | 56,800 | 1,137 | 0.0% | 0.0% | 16 | +5,300 | 10.29% | Q2 2014 | Aug 06, 2014 |
| STRS OHIO | History | Added to | 46,800 | 937 | 0.0% | 0.0% | 17 | +27,900 | 147.62% | Q2 2014 | Jul 24, 2014 |
| Camelot Portfolios, LLC | History | Added to | 45,813 | 917 | 0.59% | 0.53% | 18 | +3,862 | 9.21% | Q2 2014 | Aug 07, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 44,185 | 885 | 0.22% | 0.19% | 19 | +7,535 | 20.56% | Q2 2014 | Jul 21, 2014 |
| LSV ASSET MANAGEMENT | History | No change | 42,284 | 846 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 40,780 | 816 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Reduced | 39,785 | 796 | 0.0% | 0.0% | 22 | -1,451 | -3.52% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 33,501 | 670 | 0.0% | 0.0% | 23 | -2,537 | -7.04% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 30,858 | 618 | 0.03% | 0.03% | 24 | +6,203 | 25.16% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 30,648 | 614 | 0.0% | 18.96% | 25 | -5,054 | -14.16% | Q2 2014 | Aug 06, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 28,372 | 568 | 0.19% | 0.19% | 26 | -790 | -2.71% | Q2 2014 | Jul 16, 2014 |
| ProShare Advisors LLC | History | Reduced | 24,620 | 493 | 0.01% | 0.01% | 27 | -28,902 | -54.0% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | Reduced | 22,029 | 441 | 0.01% | 0.01% | 28 | -29,308 | -57.09% | Q2 2014 | Jul 23, 2014 |
| Mitsubishi UFJ Securities International PLC | History | Reduced | 17,758 | 355 | 0.03% | 0.25% | 29 | -42,242 | -70.4% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 13,972 | 280 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 12,692 | 254 | 0.02% | 0.02% | 31 | -643 | -4.82% | Q2 2014 | Aug 08, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | No change | 11,510 | 230 | 0.03% | 0.03% | 32 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BURNS J W & CO INC/NY | History | Reduced | 10,300 | 206 | 0.07% | 0.08% | 33 | -1,500 | -12.71% | Q2 2014 | Jul 02, 2014 |
| MetLife Securities, Inc | History | Reduced | 9,026 | 181 | 0.02% | 0.02% | 34 | -200 | -2.17% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 6,457 | 130 | 0.0% | 0.0% | 35 | +1,000 | 18.33% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | Added to | 6,400 | 128 | 0.02% | 0.02% | 36 | +1,900 | 42.22% | Q2 2014 | Jul 08, 2014 |
| BlackRock Inc. | History | Added to | 6,045 | 121 | 0.0% | 0.0% | 37 | +1,795 | 42.24% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Reduced | 5,535 | 111 | 0.0% | 0.0% | 38 | -32,800 | -85.56% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,365 | 87 | 0.0% | — | 39 | +4,365 | New | Q2 2014 | Jul 31, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 2,900 | 58 | 0.04% | 0.03% | 40 | +600 | 26.09% | Q2 2014 | Jul 17, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,656 | 53 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 1,860 | 37 | 0.0% | 0.0% | 42 | -100 | -5.1% | Q2 2014 | Aug 05, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,697,239 | -100.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.51% | — | -1,744,034 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERICAN FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 2.09% | — | -1,258,300 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,252,268 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -1,095,431 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,065,496 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,026,603 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.29% | — | -1,008,494 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -815,479 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -676,520 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -568,203 | -100.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -521,818 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -502,949 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -469,387 | -100.0% | Q1 2014 | May 15, 2014 |
| STEADFAST CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.18% | — | -439,288 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -332,605 | -100.0% | Q1 2014 | May 16, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -286,193 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -279,016 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -278,511 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -268,632 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -245,599 | -100.0% | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 6.2% | — | -229,442 | -100.0% | Q1 2014 | Aug 08, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -217,910 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -216,200 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -208,896 | -100.0% | Q1 2014 | May 15, 2014 |
| ANGELO GORDON & CO., L.P. | History | Closed out | 0 | 0 | — | 0.33% | — | -198,000 | -100.0% | Q1 2014 | May 28, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.52% | — | -178,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -156,036 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -151,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -139,309 | -100.0% | Q1 2014 | May 15, 2014 |
| MANGROVE PARTNERS | History | Closed out | 0 | 0 | — | 0.75% | — | -120,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.07% | — | -113,613 | -100.0% | Q1 2014 | May 14, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -106,600 | -100.0% | Q1 2014 | May 13, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -105,000 | -100.0% | Q1 2014 | May 05, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -104,378 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -99,885 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -96,032 | -100.0% | Q1 2014 | May 08, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -88,419 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -79,807 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -72,200 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -61,195 | -100.0% | Q1 2014 | May 15, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -60,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -44,436 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -41,860 | -100.0% | Q1 2014 | May 13, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -41,085 | -100.0% | Q1 2014 | May 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -40,277 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -38,500 | -100.0% | Q1 2014 | May 16, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -37,314 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,065 | -100.0% | Q1 2014 | May 15, 2014 |
| Key Colony Management, LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -37,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,174 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,113 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -33,872 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,869 | -100.0% | Q1 2014 | May 23, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -27,351 | -100.0% | Q1 2014 | May 28, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -26,300 | -100.0% | Q1 2014 | May 05, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,806 | -100.0% | Q1 2014 | May 19, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -23,400 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,363 | -100.0% | Q1 2014 | May 15, 2014 |
| STEADFAST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.18% | — | -20,712 | -100.0% | Q1 2014 | May 15, 2014 |
| BLACKTHORN INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -16,000 | -100.0% | Q1 2014 | May 13, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,837 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.0% | — | -15,600 | -100.0% | Q1 2014 | May 22, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,850 | -100.0% | Q1 2014 | May 12, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,672 | -100.0% | Q1 2014 | May 05, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,795 | -100.0% | Q1 2014 | May 13, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.05% | — | -13,610 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -11,916 | -100.0% | Q1 2014 | May 15, 2014 |
| Cipher Capital LP | History | Closed out | 0 | 0 | — | 0.09% | — | -11,397 | -100.0% | Q1 2014 | May 06, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,053 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,175 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,072 | -100.0% | Q1 2014 | May 02, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,300 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,470 | -100.0% | Q1 2014 | May 07, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,166 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,820 | -100.0% | Q1 2014 | May 14, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -159 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -120 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q1 2014 | May 12, 2014 |
| FTB Advisors, Inc. | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |