ARCH RESOURCES, INC. - 039380100
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 13,860,832 | 50,592 | 0.0% | 0.01% | 1 | +340,522 | 2.52% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 10,863,497 | 39,652 | 0.01% | 0.02% | 2 | -743,192 | -6.4% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 6,118,293 | 22,332 | 0.0% | 0.01% | 3 | +58,164 | 0.96% | Q2 2014 | Aug 06, 2014 |
| Neuberger Berman Group LLC | History | Added to | 3,448,507 | 12,587 | 0.01% | 0.0% | 4 | +3,438,236 | 33475.18% | Q2 2014 | Aug 05, 2014 |
| STRS OHIO | History | No change | 2,500,000 | 9,125 | 0.04% | 0.05% | 5 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,246,821 | 8,200 | 0.01% | 0.01% | 6 | +115,789 | 5.43% | Q2 2014 | Aug 08, 2014 |
| FOUNDATION RESOURCE MANAGEMENT INC | History | Added to | 2,025,927 | 7,395 | 0.9% | 1.21% | 7 | +66,875 | 3.41% | Q2 2014 | Jul 17, 2014 |
| NEW GENERATION ADVISORS LLC | History | No change | 1,260,000 | 4,599 | 1.29% | 1.74% | 8 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 1,216,062 | 4,439 | 0.01% | 0.01% | 9 | -3,000 | -0.25% | Q2 2014 | Aug 05, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 992,536 | 3,622 | 0.0% | 0.0% | 10 | +121,797 | 13.99% | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | Added to | 955,328 | 3,486 | 0.12% | 0.12% | 11 | +255,370 | 36.48% | Q2 2014 | Jul 29, 2014 |
| Boston Partners | History | New | 810,391 | 2,958 | 0.0% | — | 12 | +810,391 | New | Q2 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 795,009 | 2,902 | 0.0% | 0.01% | 13 | +18,113 | 2.33% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 779,315 | 2,844 | 0.0% | 0.01% | 14 | -62,152 | -7.39% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 528,090 | 1,928 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 520,498 | 1,900 | 0.25% | 0.37% | 16 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 400,000 | 1,460 | 0.01% | — | 17 | +400,000 | New | Q2 2014 | Aug 11, 2014 |
| Phoenix Investment Adviser LLC | History | New | 350,000 | 1,278 | 0.86% | — | 18 | +350,000 | New | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 318,934 | 1,164 | 0.0% | 0.0% | 19 | -2,643 | -0.82% | Q2 2014 | Aug 06, 2014 |
| NEW VERNON INVESTMENT MANAGEMENT LLC | History | New | 270,000 | 986 | 0.68% | — | 20 | +270,000 | New | Q2 2014 | Aug 05, 2014 |
| Swiss National Bank | History | No change | 239,900 | 876 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Reduced | 230,510 | 841 | 0.0% | 0.0% | 22 | -105,571 | -31.41% | Q2 2014 | Aug 06, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 216,900 | 791 | 0.01% | 0.03% | 23 | -82,200 | -27.48% | Q2 2014 | Aug 07, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 214,612 | 783 | 0.01% | 0.01% | 24 | +340 | 0.16% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 201,531 | 736 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 200,941 | 733 | 0.01% | 0.01% | 26 | +22,089 | 12.35% | Q2 2014 | Jul 23, 2014 |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC | History | Reduced | 190,032 | 693 | 0.03% | 0.05% | 27 | -2,579 | -1.34% | Q2 2014 | Jul 10, 2014 |
| Financial Engines Advisors L.L.C. | History | Added to | 180,750 | 660 | 0.57% | 0.49% | 28 | +56,306 | 45.25% | Q2 2014 | Jul 29, 2014 |
| Nationwide Fund Advisors | History | New | 180,556 | 659 | 0.0% | — | 29 | +180,556 | New | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 168,323 | 614 | 0.0% | 0.0% | 30 | -26,797 | -13.73% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 163,877 | 598 | 0.01% | 0.02% | 31 | -100,870 | -38.1% | Q2 2014 | Aug 08, 2014 |
| Arizona State Retirement System | History | Added to | 162,000 | 591 | 0.01% | 0.01% | 32 | +12,900 | 8.65% | Q2 2014 | Aug 07, 2014 |
| CITY NATIONAL BANK | History | Added to | 138,084 | 504 | 0.0% | 0.0% | 33 | +69,042 | 100.0% | Q2 2014 | Jul 28, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 132,588 | 484 | 0.0% | 0.01% | 34 | -38,307 | -22.42% | Q2 2014 | Jul 31, 2014 |
| VSR Financial Services, Inc. | History | Added to | 128,500 | 469 | 0.06% | 0.09% | 35 | +3,000 | 2.39% | Q2 2014 | Aug 05, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 122,368 | 447 | 0.0% | 208.35% | 36 | -1,404,772 | -91.99% | Q2 2014 | Aug 06, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 121,000 | 442 | 0.01% | 0.01% | 37 | +28,800 | 31.24% | Q2 2014 | Aug 06, 2014 |
| COMMERCE BANK | History | Reduced | 113,843 | 415 | 0.01% | 0.01% | 38 | -3,286 | -2.81% | Q2 2014 | Aug 05, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 99,360 | 363 | 0.01% | 0.01% | 39 | +8,123 | 8.9% | Q2 2014 | Jul 11, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 98,600 | 360 | 0.02% | 0.02% | 40 | +300 | 0.31% | Q2 2014 | Jul 30, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 87,418 | 319 | 0.0% | 0.0% | 41 | -24,100 | -21.61% | Q2 2014 | Aug 11, 2014 |
| DEARBORN PARTNERS LLC | History | Reduced | 84,570 | 309 | 0.03% | 0.04% | 42 | -535 | -0.63% | Q2 2014 | Jul 23, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 68,700 | 251 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 65,431 | 239 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 65,005 | 237 | 0.0% | 0.0% | 45 | +3,430 | 5.57% | Q2 2014 | Jul 22, 2014 |
| Tradeworx Inc. | History | New | 56,392 | 206 | 0.17% | — | 46 | +56,392 | New | Q2 2014 | Jul 10, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 51,400 | 188 | 0.01% | 0.02% | 47 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| ROTHSCHILD INVESTMENT CORP /IL | History | New | 45,500 | 166 | 0.02% | — | 48 | +45,500 | New | Q2 2014 | Jul 24, 2014 |
| Eidelman Virant Capital | History | Reduced | 44,500 | 162 | 0.07% | 0.33% | 49 | -104,100 | -70.05% | Q2 2014 | Jul 09, 2014 |
| BlackRock Inc. | History | Reduced | 43,941 | 160 | 0.0% | 0.0% | 50 | -93,543 | -68.04% | Q2 2014 | Aug 06, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 42,223 | 154 | 0.01% | 0.01% | 51 | -7,228 | -14.62% | Q2 2014 | Aug 08, 2014 |
| IndexIQ Advisors LLC | History | New | 37,183 | 136 | 0.01% | — | 52 | +37,183 | New | Q2 2014 | Aug 04, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 36,400 | 133 | 0.0% | 0.01% | 53 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Added to | 35,425 | 129 | 0.0% | 0.0% | 54 | +20,625 | 139.36% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Added to | 34,301 | 125 | 0.0% | 0.0% | 55 | +122 | 0.36% | Q2 2014 | Aug 05, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Reduced | 31,000 | 113 | 0.08% | 0.13% | 56 | -2,000 | -6.06% | Q2 2014 | Aug 11, 2014 |
| Kopernik Global Investors, LLC | History | Added to | 28,177 | 103 | 0.04% | 0.07% | 57 | +2,483 | 9.66% | Q2 2014 | Aug 08, 2014 |
| SUMIT CAPITAL, LLC | History | New | 27,110 | 99 | 0.41% | — | 58 | +27,110 | New | Q2 2014 | Jul 22, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 26,684 | 97 | 0.0% | 0.0% | 59 | +763 | 2.94% | Q2 2014 | Aug 05, 2014 |
| Aperio Group, LLC | History | Reduced | 25,916 | 95 | 0.0% | 0.0% | 60 | -29,901 | -53.57% | Q2 2014 | Jul 23, 2014 |
| World Asset Management Inc | History | Added to | 25,786 | 94 | 0.0% | 0.0% | 61 | +327 | 1.28% | Q2 2014 | Jul 28, 2014 |
| CIBC Asset Management Inc | History | No change | 24,329 | 89 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | New | 24,039 | 88 | 0.01% | — | 63 | +24,039 | New | Q2 2014 | Aug 01, 2014 |
| BBVA COMPASS BANCSHARES, INC | History | No change | 24,000 | 88 | 0.0% | 0.01% | 64 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | No change | 21,400 | 78 | 0.01% | 0.02% | 65 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| LSV ASSET MANAGEMENT | History | No change | 19,900 | 72 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MARQUE MILLENNIUM CAPITAL MANAGEMENT LCC | History | No change | 19,390 | 71 | 0.03% | 0.04% | 67 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Global X Management CO LLC | History | No change | 19,073 | 70 | 0.0% | 0.01% | 68 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| RidgeWorth Capital Management LLC | History | New | 18,770 | 69 | 0.0% | — | 69 | +18,770 | New | Q2 2014 | Jul 31, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 16,319 | 60 | 0.01% | 0.01% | 70 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| WMS Partners, LLC | History | New | 15,020 | 55 | 0.01% | — | 73 | +15,020 | New | Q2 2014 | Aug 11, 2014 |
| DF DENT & CO INC | History | New | 15,000 | 55 | 0.0% | — | 72 | +15,000 | New | Q2 2014 | Jul 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 15,076 | 55 | 0.0% | 0.0% | 71 | +2,040 | 15.65% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 14,800 | 54 | 0.0% | 0.0% | 74 | -190,600 | -92.79% | Q2 2014 | Aug 06, 2014 |
| Shoker Investment Counsel, Inc. | History | Reduced | 14,330 | 52 | 0.05% | 0.08% | 75 | -2,725 | -15.98% | Q2 2014 | Aug 08, 2014 |
| CAPE ANN SAVINGS BANK | History | Reduced | 12,000 | 44 | 0.06% | 0.2% | 76 | -13,000 | -52.0% | Q2 2014 | Jul 10, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | No change | 11,500 | 42 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Added to | 10,860 | 40 | 0.01% | 0.01% | 78 | +5,430 | 100.0% | Q2 2014 | Jul 31, 2014 |
| ATRIA INVESTMENTS LLC | History | No change | 10,226 | 37 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| MetLife Securities, Inc | History | Reduced | 9,355 | 34 | 0.0% | 0.01% | 80 | -750 | -7.42% | Q2 2014 | Aug 04, 2014 |
| CITY HOLDING CO | History | Reduced | 11,210 | 33 | 0.02% | 0.03% | 81 | -184 | -1.61% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 7,733 | 28 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 5,000 | 18 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 4,000 | 15 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 3,914 | 14 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 2,800 | 10 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 2,000 | 7 | 0.0% | 0.0% | 88 | -698 | -25.87% | Q2 2014 | Aug 04, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 1,800 | 7 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Joel Isaacson & Co., LLC | History | No change | 1,000 | 4 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Hartford Financial Management Inc. | History | Reduced | 900 | 3 | 0.0% | 0.01% | 90 | -2,032 | -69.3% | Q2 2014 | Aug 05, 2014 |
| Estabrook Capital Management | History | No change | 810 | 2 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 274 | 1 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 400 | 1 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | No change | 201 | 1 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Sandy Spring Bank | History | No change | 237 | 1 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 83.64% | — | -12,047,216 | -100.0% | Q1 2014 | Aug 08, 2014 |
| SCHNEIDER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 4.92% | — | -9,341,167 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -9,155,543 | -100.0% | Q1 2014 | May 15, 2014 |
| Forty4 Asset Management LLC | History | Closed out | 0 | 0 | — | 4.18% | — | -6,539,483 | -100.0% | Q1 2014 | May 08, 2014 |
| GENDELL JEFFREY L | History | Closed out | 0 | 0 | — | 3.55% | — | -5,194,422 | -100.0% | Q1 2014 | May 15, 2014 |
| D.C. Capital Advisors, Ltd | History | Closed out | 0 | 0 | — | 9.52% | — | -5,000,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,675,245 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,597,236 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.03% | — | -3,804,657 | -100.0% | Q1 2014 | May 16, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.0% | — | -3,015,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,892,699 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -2,716,681 | -100.0% | Q1 2014 | May 14, 2014 |
| Lonestar Capital Management LLC | History | Closed out | 0 | 0 | — | 1.26% | — | -2,600,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Sheffield Asset Management, L.L.C. | History | Closed out | 0 | 0 | — | 1.3% | — | -2,278,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,169,674 | -100.0% | Q1 2014 | May 14, 2014 |
| Kynikos Associates LP | History | Closed out | 0 | 0 | — | 3.27% | — | -2,091,940 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,945,383 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.05% | — | -1,912,340 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,607,349 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,504,613 | -100.0% | Q1 2014 | May 15, 2014 |
| SANDLER CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.26% | — | -1,504,500 | -100.0% | Q1 2014 | May 15, 2014 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 0.13% | — | -1,500,000 | -100.0% | Q1 2014 | May 09, 2014 |
| CR Intrinsic Investors, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -1,500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Merchants' Gate Capital LP | History | Closed out | 0 | 0 | — | 0.5% | — | -1,500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AGF INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -1,419,100 | -100.0% | Q1 2014 | May 06, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,337,161 | -100.0% | Q1 2014 | May 13, 2014 |
| CLOUGH CAPITAL PARTNERS L P | History | Closed out | 0 | 0 | — | 0.19% | — | -1,286,584 | -100.0% | Q1 2014 | May 15, 2014 |
| DLS Capital Management, LLC | History | Closed out | 0 | 0 | — | 8.44% | — | -1,172,620 | -100.0% | Q1 2014 | Apr 16, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.61% | — | -1,101,710 | -100.0% | Q1 2014 | May 15, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.31% | — | -1,091,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,058,341 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,052,019 | -100.0% | Q1 2014 | May 15, 2014 |
| MASTERS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -1,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.03% | — | -997,100 | -100.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -993,215 | -100.0% | Q1 2014 | May 13, 2014 |
| Athena Global Investors LLC | History | Closed out | 0 | 0 | — | 2.66% | — | -915,662 | -100.0% | Q1 2014 | Jun 03, 2014 |
| 10-15 ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 1.38% | — | -879,774 | -100.0% | Q1 2014 | May 06, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -871,285 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -871,040 | -100.0% | Q1 2014 | May 16, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -861,672 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERICAN FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.37% | — | -855,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -782,526 | -100.0% | Q1 2014 | Apr 18, 2014 |
| TBP Investments Management, LLC | History | Closed out | 0 | 0 | — | 3.1% | — | -754,315 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -693,443 | -100.0% | Q1 2014 | May 15, 2014 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.18% | — | -683,096 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -660,644 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -657,774 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -607,202 | -100.0% | Q1 2014 | May 08, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -600,000 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -486,600 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -480,967 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -428,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -406,500 | -100.0% | Q1 2014 | May 15, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -400,905 | -100.0% | Q1 2014 | Aug 11, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -400,000 | -100.0% | Q1 2014 | May 05, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -385,741 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -373,700 | -100.0% | Q1 2014 | May 13, 2014 |
| Harvey Partners, LLC | History | Closed out | 0 | 0 | — | 0.79% | — | -350,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | Closed out | 0 | 0 | — | 1.42% | — | -347,000 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -312,901 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -311,733 | -100.0% | Q1 2014 | May 15, 2014 |
| NEWLAND CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -296,941 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -281,388 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -260,540 | -100.0% | Q1 2014 | May 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -260,530 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -258,750 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -255,221 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -251,300 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -239,519 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -227,398 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -214,216 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -191,600 | -100.0% | Q1 2014 | May 30, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -157,203 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -156,492 | -100.0% | Q1 2014 | May 23, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -155,829 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -126,787 | -100.0% | Q1 2014 | May 15, 2014 |
| Geduld E E | History | Closed out | 0 | 0 | — | 0.33% | — | -125,000 | -100.0% | Q1 2014 | May 07, 2014 |
| Numeric Investors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -115,900 | -100.0% | Q1 2014 | May 06, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -91,629 | -100.0% | Q1 2014 | May 15, 2014 |
| Edge Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -90,000 | -100.0% | Q1 2014 | Apr 08, 2014 |
| MCGLINN CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.88% | — | -87,100 | -100.0% | Q1 2014 | May 09, 2014 |
| GeoSphere Capital Management | History | Closed out | 0 | 0 | — | 1.23% | — | -86,250 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -82,043 | -100.0% | Q1 2014 | May 13, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -77,300 | -100.0% | Q1 2014 | May 14, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -75,000 | -100.0% | Q1 2014 | May 14, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -73,084 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -70,390 | -100.0% | Q1 2014 | Apr 07, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -68,728 | -100.0% | Q1 2014 | May 09, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -68,060 | -100.0% | Q1 2014 | May 15, 2014 |
| Potomac Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.27% | — | -66,500 | -100.0% | Q1 2014 | May 14, 2014 |
| WHITE PINE CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -63,475 | -100.0% | Q1 2014 | May 14, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.01% | — | -62,250 | -100.0% | Q1 2014 | May 16, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,706 | -100.0% | Q1 2014 | May 14, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -52,944 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -52,842 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.04% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -49,900 | -100.0% | Q1 2014 | May 15, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -49,817 | -100.0% | Q1 2014 | May 09, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -48,686 | -100.0% | Q1 2014 | May 02, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,300 | -100.0% | Q1 2014 | May 15, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -46,900 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -45,843 | -100.0% | Q1 2014 | May 12, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -44,191 | -100.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -41,896 | -100.0% | Q1 2014 | May 15, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,000 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,783 | -100.0% | Q1 2014 | May 15, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -38,152 | -100.0% | Q1 2014 | May 13, 2014 |
| Parametrica Management Ltd | History | Closed out | 0 | 0 | — | 1.27% | — | -31,102 | -100.0% | Q1 2014 | Apr 09, 2014 |
| INTRUST BANK NA | History | Closed out | 0 | 0 | — | 0.06% | — | -30,155 | -100.0% | Q1 2014 | Apr 28, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -22,737 | -100.0% | Q1 2014 | May 07, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,981 | -100.0% | Q1 2014 | May 06, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,978 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,539 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -19,111 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,688 | -100.0% | Q1 2014 | May 14, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -15,373 | -100.0% | Q1 2014 | May 14, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,090 | -100.0% | Q1 2014 | May 15, 2014 |
| FNY Managed Accounts LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -14,000 | -100.0% | Q1 2014 | May 15, 2014 |
| First Eagle Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,880 | -100.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -13,398 | -100.0% | Q1 2014 | May 14, 2014 |
| Archon Partners LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,200 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,664 | -100.0% | Q1 2014 | May 13, 2014 |
| HYNES, HIMMELREICH, GLENNON & CO, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,960 | -100.0% | Q1 2014 | Apr 29, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -10,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -10,300 | -100.0% | Q1 2014 | May 14, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,067 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Bellevue Financial, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -6,535 | -100.0% | Q1 2014 | May 05, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,629 | -100.0% | Q1 2014 | May 02, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,266 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,483 | -100.0% | Q1 2014 | May 15, 2014 |
| First Washington CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,700 | -100.0% | Q1 2014 | May 05, 2014 |
| CENTRAL BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -3,625 | -100.0% | Q1 2014 | Apr 07, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,456 | -100.0% | Q1 2014 | May 15, 2014 |
| Wunderlich Securities, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2014 | Jun 12, 2014 |
| Paradigm Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,551 | -100.0% | Q1 2014 | Apr 29, 2014 |
| PALLADIUM PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | Apr 17, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | Apr 24, 2014 |
| WASHINGTON TRUST BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | May 15, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | May 15, 2014 |
| Antonetti Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -228 | -100.0% | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -112 | -100.0% | Q1 2014 | May 13, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2014 | Jun 18, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | — | — | -47 | -100.0% | Q1 2014 | May 12, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -36 | -100.0% | Q1 2014 | May 15, 2014 |
| AlphaMark Advisors, LLC | History | No change | 70 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Oakworth Capital, Inc. | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Torch Wealth Management LLC | History | No change | 122 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |