ASSOCIATED ESTATES RLTY CORP COM - 045604105
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 7,937,302 | 143,030 | 0.01% | 0.01% | 1 | +243,653 | 3.17% | Q2 2014 | Aug 11, 2014 |
| CITY NATIONAL BANK | History | Added to | 3,387,929 | 61,051 | 0.56% | 0.73% | 2 | +320,856 | 10.46% | Q2 2014 | Jul 28, 2014 |
| BlackRock Fund Advisors | History | Reduced | 3,025,710 | 54,523 | 0.02% | 0.02% | 3 | -210,050 | -6.49% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,512,818 | 45,281 | 0.01% | 0.01% | 4 | -17,654 | -0.7% | Q2 2014 | Aug 06, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 1,047,627 | 18,878 | 0.19% | 0.19% | 5 | -14,405 | -1.36% | Q2 2014 | Aug 11, 2014 |
| FIDUCIARY MANAGEMENT ASSOCIATES LLC | History | Reduced | 929,785 | 16,755 | 1.11% | 1.05% | 6 | -3,090 | -0.33% | Q2 2014 | Jul 31, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 648,485 | 11,686 | 0.01% | 0.01% | 7 | +29,304 | 4.73% | Q2 2014 | Aug 04, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 644,874 | 11,621 | 0.01% | 0.01% | 8 | +36,869 | 6.06% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Added to | 434,595 | 7,831 | 0.0% | 0.0% | 9 | +55,662 | 14.69% | Q2 2014 | Aug 06, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Reduced | 416,724 | 7,508 | 2.07% | 0.03% | 10 | -33,476 | -7.44% | Q2 2014 | Jul 28, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 381,680 | 6,878 | 0.02% | 0.02% | 11 | -10,495 | -2.68% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 262,842 | 4,737 | 0.01% | 0.01% | 12 | +9,652 | 3.81% | Q2 2014 | Jul 30, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 233,281 | 4,204 | 0.0% | 0.0% | 13 | +19,873 | 9.31% | Q2 2014 | Aug 11, 2014 |
| Neuberger Berman Group LLC | History | New | 222,595 | 4,011 | 0.0% | — | 14 | +222,595 | New | Q2 2014 | Aug 05, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 217,540 | 3,920 | 0.03% | 0.03% | 15 | -2,436 | -1.11% | Q2 2014 | Aug 05, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 215,593 | 3,885 | 0.01% | 0.01% | 16 | -14,877 | -6.46% | Q2 2014 | Aug 06, 2014 |
| RMR ADVISORS, INC. | History | Reduced | 212,600 | 3,831 | 2.22% | 2.26% | 17 | -28 | -0.01% | Q2 2014 | Jul 21, 2014 |
| Pensionfund DSM Netherlands | History | Added to | 156,500 | 2,820 | 0.41% | 0.26% | 18 | +62,000 | 65.61% | Q2 2014 | Jul 01, 2014 |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | History | Reduced | 131,435 | 2,368 | 0.09% | 0.1% | 19 | -7,480 | -5.38% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 127,903 | 2,305 | 0.0% | 0.0% | 20 | +4,000 | 3.23% | Q2 2014 | Aug 05, 2014 |
| HUNTINGTON NATIONAL BANK | History | Added to | 116,460 | 2,099 | 0.04% | 0.04% | 21 | +4,540 | 4.06% | Q2 2014 | Jul 25, 2014 |
| STRS OHIO | History | Reduced | 97,887 | 1,764 | 0.01% | 0.01% | 22 | -2,713 | -2.7% | Q2 2014 | Jul 24, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 89,378 | 1,611 | 0.0% | 0.0% | 23 | -1,235 | -1.36% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 87,100 | 1,570 | 0.0% | 0.0% | 24 | +170 | 0.2% | Q2 2014 | Aug 07, 2014 |
| Independent Order of Foresters | History | No change | 81,548 | 1,469 | 1.32% | 1.27% | 25 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Monarch Partners Asset Management LLC | History | New | 80,350 | 1,448 | 0.38% | — | 26 | +80,350 | New | Q2 2014 | Aug 06, 2014 |
| DOHENY ASSET MANAGEMENT /CA | History | Added to | 74,100 | 1,335 | 0.63% | 0.17% | 27 | +54,000 | 268.66% | Q2 2014 | Aug 07, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 70,300 | 1,267 | 0.36% | 1.36% | 28 | -204,626 | -74.43% | Q2 2014 | Jul 10, 2014 |
| Swiss National Bank | History | No change | 65,200 | 1,175 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 60,000 | 1,081 | 0.21% | 0.21% | 30 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 58,198 | 1,049 | 0.01% | 0.01% | 31 | +90 | 0.15% | Q2 2014 | Jul 21, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 57,106 | 1,029 | 0.01% | 0.01% | 32 | -66 | -0.12% | Q2 2014 | Jul 31, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 55,000 | 991 | 0.0% | — | 33 | +55,000 | New | Q2 2014 | Aug 11, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 52,938 | 954 | 0.0% | 0.0% | 34 | +32,618 | 160.52% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | New | 49,161 | 886 | 0.0% | — | 35 | +49,161 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Added to | 48,498 | 874 | 0.0% | 0.0% | 36 | +3,095 | 6.82% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 46,033 | 829 | 0.0% | 0.0% | 37 | -2,915 | -5.96% | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 42,300 | 762 | 0.01% | 0.01% | 38 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 41,973 | 756 | 0.0% | 0.0% | 39 | +14,800 | 54.47% | Q2 2014 | Aug 04, 2014 |
| IndexIQ Advisors LLC | History | Added to | 41,918 | 755 | 0.06% | 0.07% | 40 | +694 | 1.68% | Q2 2014 | Aug 04, 2014 |
| Arizona State Retirement System | History | Added to | 41,100 | 740 | 0.01% | 0.01% | 41 | +600 | 1.48% | Q2 2014 | Aug 07, 2014 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Added to | 39,957 | 720 | 0.0% | 0.0% | 42 | +3,028 | 8.2% | Q2 2014 | Aug 11, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | No change | 37,601 | 678 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 36,085 | 650 | 0.0% | 0.0% | 44 | +900 | 2.56% | Q2 2014 | Aug 01, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 34,654 | 624 | 0.0% | 19.39% | 45 | -5,764 | -14.26% | Q2 2014 | Aug 06, 2014 |
| KBC Group NV | History | Added to | 31,636 | 571 | 0.01% | 0.01% | 46 | +12,320 | 63.78% | Q2 2014 | Aug 01, 2014 |
| ProShare Advisors LLC | History | Reduced | 30,015 | 541 | 0.01% | 0.01% | 47 | -29,411 | -49.49% | Q2 2014 | Aug 08, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 27,980 | 504 | 0.0% | 0.0% | 48 | +19 | 0.07% | Q2 2014 | Aug 11, 2014 |
| Louisiana State Employees Retirement System | History | No change | 26,700 | 481 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Telos Capital Management, Inc. | History | Reduced | 25,396 | 458 | 0.28% | 0.3% | 50 | -73 | -0.29% | Q2 2014 | Aug 06, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 24,420 | 440 | 0.01% | 0.01% | 51 | +4,545 | 22.87% | Q2 2014 | Jul 11, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | New | 23,400 | 421 | 0.0% | — | 52 | +23,400 | New | Q2 2014 | Aug 11, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 20,800 | 375 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Aperio Group, LLC | History | Reduced | 15,120 | 272 | 0.0% | 0.0% | 54 | -500 | -3.2% | Q2 2014 | Jul 23, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 15,021 | 271 | 0.01% | — | 55 | +15,021 | New | Q2 2014 | Aug 08, 2014 |
| DEERE & CO | History | No change | 14,580 | 263 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 14,287 | 257 | 0.02% | 0.02% | 57 | -116 | -0.81% | Q2 2014 | Aug 08, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 13,900 | 250 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 12,397 | 223 | 0.01% | 0.01% | 59 | -694 | -5.3% | Q2 2014 | Aug 08, 2014 |
| Numeric Investors LLC | History | New | 11,900 | 214 | 0.0% | — | 60 | +11,900 | New | Q2 2014 | Aug 11, 2014 |
| Grey Owl Capital Management, LLC | History | New | 10,500 | 189 | 0.21% | — | 61 | +10,500 | New | Q2 2014 | Aug 08, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 9,948 | 179 | 0.0% | — | 62 | +9,948 | New | Q2 2014 | Jul 21, 2014 |
| DAVIDSON D A & CO | History | Added to | 7,606 | 136 | 0.0% | 0.0% | 63 | +469 | 6.57% | Q2 2014 | Jul 29, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 7,236 | 130 | 0.0% | 0.0% | 64 | +207 | 2.94% | Q2 2014 | Aug 05, 2014 |
| SEI TRUST CO | History | Added to | 5,500 | 99 | 0.0% | 0.0% | 65 | +300 | 5.77% | Q2 2014 | Jul 22, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 5,110 | 92 | 0.0% | 0.0% | 66 | +600 | 13.3% | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,913 | 89 | 0.0% | — | 67 | +4,913 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 3,623 | 65 | 0.0% | 0.0% | 68 | -507 | -12.28% | Q2 2014 | Aug 06, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 3,498 | 63 | 0.04% | 0.04% | 69 | +39 | 1.13% | Q2 2014 | Jul 17, 2014 |
| Shinko Asset Management Co., Ltd. | History | Reduced | 2,300 | 41 | 0.0% | 0.0% | 70 | -300 | -11.54% | Q2 2014 | Jul 29, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,194 | 39 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 1,985 | 35 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | New | 1,850 | 33 | 0.0% | — | 74 | +1,850 | New | Q2 2014 | Aug 07, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 1,845 | 33 | 0.0% | 0.0% | 73 | -20 | -1.07% | Q2 2014 | Aug 06, 2014 |
| Regal Investment Advisors LLC | History | No change | 900 | 16 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 753 | 14 | 0.0% | 0.0% | 76 | +293 | 63.7% | Q2 2014 | Aug 06, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | No change | 626 | 11 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| SMITHFIELD TRUST CO | History | Added to | 510 | 9 | 0.0% | 0.0% | 78 | +230 | 82.14% | Q2 2014 | Jul 16, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 172 | 3 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| MetLife Securities, Inc | History | No change | 144 | 3 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.07% | — | -3,679,600 | -100.0% | Q1 2014 | May 28, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -2,329,381 | -100.0% | Q1 2014 | May 13, 2014 |
| Kohlberg Kravis Roberts & Co. L.P. | History | Closed out | 0 | 0 | — | 0.64% | — | -2,237,688 | -100.0% | Q1 2014 | May 15, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 1.47% | — | -1,508,516 | -100.0% | Q1 2014 | May 08, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.06% | — | -1,227,525 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.39% | — | -1,210,328 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,151,473 | -100.0% | Q1 2014 | May 15, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.09% | — | -1,000,000 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -991,899 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -842,490 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -707,938 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -584,493 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -434,008 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -384,207 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -365,706 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -357,844 | -100.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -341,595 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -255,626 | -100.0% | Q1 2014 | May 13, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.33% | — | -254,821 | -100.0% | Q1 2014 | May 15, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Closed out | 0 | 0 | — | 1.71% | — | -245,000 | -100.0% | Q1 2014 | Apr 17, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -218,827 | -100.0% | Q1 2014 | May 13, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -218,222 | -100.0% | Q1 2014 | May 15, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.05% | — | -193,015 | -100.0% | Q1 2014 | May 05, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -187,555 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -170,997 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -161,417 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -131,125 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -128,116 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -122,229 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -116,200 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -114,970 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.02% | — | -109,116 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -104,548 | -100.0% | Q1 2014 | May 08, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -95,100 | -100.0% | Q1 2014 | Apr 18, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -93,762 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,343 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -86,087 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -82,794 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -82,331 | -100.0% | Q1 2014 | May 23, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -79,925 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -70,411 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,055 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,644 | -100.0% | Q1 2014 | May 15, 2014 |
| QS Investors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -59,100 | -100.0% | Q1 2014 | Apr 30, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -57,356 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,130 | -100.0% | Q1 2014 | May 16, 2014 |
| State of New Jersey Common Pension Fund E | History | Closed out | 0 | 0 | — | 0.15% | — | -55,000 | -100.0% | Q1 2014 | May 05, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.05% | — | -54,635 | -100.0% | Q1 2014 | May 13, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -51,900 | -100.0% | Q1 2014 | May 30, 2014 |
| WESLEY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.95% | — | -45,000 | -100.0% | Q1 2014 | May 09, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -43,634 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.96% | — | -39,471 | -100.0% | Q1 2014 | Aug 08, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,249 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -36,359 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -36,060 | -100.0% | Q1 2014 | May 09, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,645 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -32,589 | -100.0% | Q1 2014 | May 16, 2014 |
| SECOR Capital Advisors, LP | History | Closed out | 0 | 0 | — | 0.26% | — | -31,737 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.01% | — | -31,500 | -100.0% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -31,333 | -100.0% | Q1 2014 | May 15, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -27,200 | -100.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,862 | -100.0% | Q1 2014 | May 14, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -20,220 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW MEXICO EDUCATIONAL RETIREMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -19,926 | -100.0% | Q1 2014 | May 12, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -18,774 | -100.0% | Q1 2014 | May 16, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -18,043 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -17,550 | -100.0% | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -16,590 | -100.0% | Q1 2014 | May 05, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,552 | -100.0% | Q1 2014 | May 15, 2014 |
| SYMONS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -15,980 | -100.0% | Q1 2014 | May 07, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -14,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,612 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -14,386 | -100.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,687 | -100.0% | Q1 2014 | May 15, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -12,495 | -100.0% | Q1 2014 | Apr 16, 2014 |
| BLACKTHORN INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -12,150 | -100.0% | Q1 2014 | May 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,136 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,784 | -100.0% | Q1 2014 | May 19, 2014 |
| Gerstein Fisher | History | Closed out | 0 | 0 | — | 0.03% | — | -10,264 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -5,400 | -100.0% | Q1 2014 | May 12, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,805 | -100.0% | Q1 2014 | May 15, 2014 |
| AMICA PENSION FUND BOARD OF TRUSTEES | History | Closed out | 0 | 0 | — | 0.01% | — | -3,700 | -100.0% | Q1 2014 | May 13, 2014 |
| AMICA MUTUAL INSURANCE CO | History | Closed out | 0 | 0 | — | 0.01% | — | -3,600 | -100.0% | Q1 2014 | May 13, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,069 | -100.0% | Q1 2014 | May 12, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,019 | -100.0% | Q1 2014 | May 13, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 07, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,360 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,285 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 21, 2014 |
| Amica Retiree Medical Trust | History | Closed out | 0 | 0 | — | 0.01% | — | -560 | -100.0% | Q1 2014 | May 13, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -507 | -100.0% | Q1 2014 | May 12, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -198 | -100.0% | Q1 2014 | May 02, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -31 | -100.0% | Q1 2014 | May 23, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | — | — | -26 | -100.0% | Q1 2014 | May 07, 2014 |
| PRIVATE TRUST CO NA | History | No change | 24 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |