Aberdeen Income Cr Strategies - 05358E106
Detailed investor-level table based on 13F positions.
Early Q1 2020 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,379,155 | 24,273 | 0.01% | 0.01% | 1 | -29,170 | -2.07% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 864,161 | 15,211 | 0.04% | 0.05% | 2 | -99,196 | -10.3% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Reduced | 425,772 | 7,494 | 0.0% | 0.0% | 3 | -67,141 | -13.62% | Q1 2014 | May 15, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 305,987 | 5,385 | 0.44% | 0.5% | 4 | -67,450 | -18.06% | Q1 2014 | May 15, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Added to | 244,480 | 4,303 | 2.41% | 2.58% | 5 | +26,734 | 12.28% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Added to | 180,000 | 3,168 | 0.02% | 0.01% | 6 | +78,800 | 77.87% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Added to | 170,007 | 2,992 | 0.0% | 0.0% | 7 | +56,229 | 49.42% | Q1 2014 | May 16, 2014 |
| Horizon Kinetics LLC | History | Added to | 166,927 | 2,938 | 0.04% | 0.0% | 8 | +153,327 | 1127.4% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Added to | 146,054 | 2,481 | 0.0% | 0.0% | 9 | +3,312 | 2.32% | Q1 2014 | May 15, 2014 |
| Capital Investment Advisors, LLC | History | Added to | 97,434 | 1,714 | 0.22% | 0.2% | 10 | +10,216 | 11.71% | Q1 2014 | Apr 29, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Added to | 73,568 | 1,295 | 0.0% | 0.0% | 11 | +20,311 | 38.14% | Q1 2014 | May 13, 2014 |
| Shaker Financial Services, LLC | History | Added to | 68,909 | 1,213 | 0.8% | 0.54% | 12 | +25,128 | 57.39% | Q1 2014 | May 07, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Reduced | 47,757 | 841 | 0.18% | 0.13% | 13 | -1,809 | -3.65% | Q1 2014 | May 14, 2014 |
| TFS CAPITAL LLC | History | New | 33,890 | 596 | 0.04% | — | 14 | +33,890 | New | Q1 2014 | May 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 32,446 | 571 | 0.0% | 0.0% | 15 | +8,786 | 37.13% | Q1 2014 | May 15, 2014 |
| Allen Investment Management LLC | History | Added to | 30,567 | 538 | 0.08% | 0.1% | 16 | +4,671 | 18.04% | Q1 2014 | May 15, 2014 |
| Yakira Capital Management, Inc. | History | No change | 29,808 | 525 | 0.47% | 0.53% | 17 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 22,519 | 396 | 0.14% | 0.14% | 18 | -616 | -2.66% | Q1 2014 | Apr 11, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 21,729 | 382 | 0.0% | 0.0% | 19 | -5,000 | -18.71% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Added to | 19,826 | 349 | 0.0% | 0.0% | 20 | +3,919 | 24.64% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Added to | 28,728 | 327 | 0.22% | 0.22% | 21 | +9,526 | 49.61% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 13,200 | 232 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 11,185 | 195 | 0.01% | 0.02% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Reduced | 9,185 | 162 | 0.1% | 0.12% | 24 | -2,375 | -20.54% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | New | 4,200 | 74 | 0.0% | — | 25 | +4,200 | New | Q1 2014 | May 15, 2014 |
| PATHSTONE FAMILY OFFICE, LLC | History | New | 3,314 | 58 | 0.15% | — | 26 | +3,314 | New | Q1 2014 | May 07, 2014 |
| Tower Research Capital LLC | History | Reduced | 561 | 10 | 0.0% | 0.01% | 27 | -3,111 | -84.72% | Q1 2014 | May 02, 2014 |
| SIGNATUREFD, LLC | History | New | 161 | 3 | 0.0% | — | 28 | +161 | New | Q1 2014 | May 16, 2014 |
| Saba Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.09% | — | -88,187 | -100.0% | Q4 2013 | Feb 14, 2014 |
| ROBINSON CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.9% | — | -58,143 | -100.0% | Q4 2013 | Feb 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -48,821 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -44,869 | -100.0% | Q4 2013 | Feb 03, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,494 | -100.0% | Q4 2013 | Feb 14, 2014 |
| UNIONBANCAL CORP | History | No change | 27 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 05, 2014 |