BBCN BANCORP INC - 073295107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 4,881,140 | 77,854 | 0.01% | 0.01% | 1 | +63,214 | 1.31% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 4,102,964 | 65,442 | 0.02% | 0.02% | 2 | -254,607 | -5.84% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 3,052,720 | 48,690 | 0.03% | 0.04% | 3 | +225,545 | 7.98% | Q2 2014 | Aug 08, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Reduced | 2,337,025 | 37,276 | 1.0% | 1.1% | 4 | -17,101 | -0.73% | Q2 2014 | Jul 24, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,270,797 | 36,219 | 0.01% | 0.01% | 5 | -4,156 | -0.18% | Q2 2014 | Aug 06, 2014 |
| CAMBIAR INVESTORS LLC | History | Added to | 2,072,811 | 33,061 | 0.46% | 0.47% | 6 | +226,438 | 12.26% | Q2 2014 | Aug 01, 2014 |
| PZENA INVESTMENT MANAGEMENT LLC | History | Reduced | 1,896,716 | 30,253 | 0.17% | 0.2% | 7 | -96,408 | -4.84% | Q2 2014 | Aug 08, 2014 |
| BTIM Corp. | History | Reduced | 1,223,596 | 19,516 | 0.28% | 0.33% | 8 | -57,342 | -4.48% | Q2 2014 | Aug 01, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 1,183,172 | 18,872 | 0.03% | 0.03% | 9 | +4,000 | 0.34% | Q2 2014 | Aug 05, 2014 |
| WCM INVESTMENT MANAGEMENT/CA | History | Reduced | 967,301 | 15,429 | 0.38% | 0.6% | 10 | -6,510 | -0.67% | Q2 2014 | Aug 08, 2014 |
| FIDUCIARY MANAGEMENT ASSOCIATES LLC | History | Added to | 929,790 | 14,830 | 0.98% | 0.59% | 11 | +407,820 | 78.13% | Q2 2014 | Jul 31, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 832,750 | 13,282 | 0.09% | 0.1% | 12 | -1,550 | -0.19% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 745,166 | 11,885 | 0.01% | 307.47% | 13 | +111,383 | 17.57% | Q2 2014 | Aug 06, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 739,624 | 11,797 | 0.12% | 0.13% | 14 | -2,142 | -0.29% | Q2 2014 | Aug 11, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Reduced | 593,700 | 9,470 | 0.05% | 0.06% | 15 | -2,800 | -0.47% | Q2 2014 | Aug 06, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 582,986 | 9,299 | 0.08% | 0.09% | 16 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Boston Partners | History | No change | 481,249 | 7,676 | 0.01% | 0.02% | 17 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 348,241 | 5,554 | 0.01% | 0.01% | 18 | -5,621 | -1.59% | Q2 2014 | Aug 06, 2014 |
| GABELLI FUNDS LLC | History | No change | 310,000 | 4,945 | 0.02% | 0.03% | 19 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 279,514 | 4,459 | 0.01% | 0.01% | 20 | -8,862 | -3.07% | Q2 2014 | Jul 30, 2014 |
| BlackRock Group LTD | History | Added to | 260,005 | 4,147 | 0.0% | 0.0% | 21 | +22,154 | 9.31% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 252,148 | 4,022 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 204,346 | 3,259 | 0.0% | 0.0% | 23 | +45,299 | 28.48% | Q2 2014 | Aug 11, 2014 |
| LSV ASSET MANAGEMENT | History | No change | 192,800 | 3,075 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 136,232 | 2,173 | 0.01% | 0.01% | 25 | -3,588 | -2.57% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 101,152 | 1,613 | 0.01% | 0.01% | 26 | +32,918 | 48.24% | Q2 2014 | Aug 11, 2014 |
| REGIONS FINANCIAL CORP | History | Added to | 96,394 | 1,538 | 0.02% | 0.02% | 27 | +17,767 | 22.6% | Q2 2014 | Jul 23, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | No change | 90,817 | 1,449 | 0.02% | 0.03% | 28 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | New | 89,883 | 1,434 | 0.01% | — | 29 | +89,883 | New | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | No change | 86,500 | 1,380 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 84,105 | 1,341 | 0.0% | 0.0% | 31 | +1,151 | 1.39% | Q2 2014 | Aug 07, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 80,364 | 1,282 | 0.01% | 0.01% | 32 | +177 | 0.22% | Q2 2014 | Jul 21, 2014 |
| Teton Advisors, Inc. | History | Added to | 72,250 | 1,152 | 0.08% | 0.08% | 33 | +2,000 | 2.85% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 63,155 | 1,007 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 62,025 | 989 | 0.0% | 0.01% | 35 | -1,041 | -1.65% | Q2 2014 | Aug 08, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 60,000 | 957 | 0.19% | 0.21% | 36 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Arizona State Retirement System | History | Added to | 57,654 | 919 | 0.01% | 0.01% | 37 | +800 | 1.41% | Q2 2014 | Aug 07, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 50,590 | 807 | 0.03% | 0.02% | 38 | +3,152 | 6.64% | Q2 2014 | Jul 11, 2014 |
| ProShare Advisors LLC | History | Reduced | 41,446 | 661 | 0.01% | 0.02% | 39 | -40,134 | -49.2% | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 36,900 | 589 | 0.03% | 0.03% | 40 | +100 | 0.27% | Q2 2014 | Jul 30, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 35,869 | 572 | 0.05% | 0.03% | 41 | +13,816 | 62.65% | Q2 2014 | Aug 08, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 35,655 | 569 | 0.01% | 0.01% | 42 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| ALPHA WINDWARD LLC | History | Added to | 30,000 | 479 | 0.32% | 0.34% | 43 | +1,500 | 5.26% | Q2 2014 | Jul 16, 2014 |
| FIRST MIDWEST BANK TRUST DIVISION | History | Added to | 22,763 | 363 | 0.06% | 0.06% | 44 | +810 | 3.69% | Q2 2014 | Jul 24, 2014 |
| MENTA CAPITAL LLC | History | New | 21,293 | 340 | 0.06% | — | 45 | +21,293 | New | Q2 2014 | Aug 05, 2014 |
| SALZHAUER MICHAEL | History | No change | 19,981 | 319 | 0.3% | 0.33% | 46 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 19,547 | 312 | 0.01% | 0.02% | 47 | -939 | -4.58% | Q2 2014 | Aug 08, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 19,200 | 306 | 0.02% | 0.03% | 48 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Aperio Group, LLC | History | Added to | 18,814 | 300 | 0.0% | 0.0% | 49 | +4,016 | 27.14% | Q2 2014 | Jul 23, 2014 |
| SECOR Capital Advisors, LP | History | Reduced | 18,604 | 297 | 0.16% | 0.3% | 50 | -17,529 | -48.51% | Q2 2014 | Jul 23, 2014 |
| TFS CAPITAL LLC | History | Reduced | 15,485 | 247 | 0.02% | 0.08% | 51 | -57,474 | -78.78% | Q2 2014 | Jul 21, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 15,384 | 245 | 0.0% | 0.0% | 52 | -21,620 | -58.43% | Q2 2014 | Aug 07, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 15,013 | 239 | 0.01% | 0.02% | 53 | +2,437 | 19.38% | Q2 2014 | Aug 08, 2014 |
| CONNABLE OFFICE INC | History | Added to | 12,874 | 205 | 0.05% | 0.05% | 54 | +2,125 | 19.77% | Q2 2014 | Jul 22, 2014 |
| Princeton Alpha Management LP | History | Reduced | 11,575 | 185 | 0.04% | 0.07% | 55 | -2,264 | -16.36% | Q2 2014 | Jul 17, 2014 |
| DAVIDSON D A & CO | History | Added to | 10,766 | 170 | 0.01% | 0.01% | 56 | +127 | 1.19% | Q2 2014 | Jul 29, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 9,992 | 159 | 0.0% | 0.0% | 57 | +292 | 3.01% | Q2 2014 | Aug 05, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 9,200 | 147 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Quantbot Technologies LP | History | Reduced | 9,000 | 143 | 0.02% | 0.05% | 59 | -2,667 | -22.86% | Q2 2014 | Jul 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 8,199 | 130 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,783 | 108 | 0.0% | — | 61 | +6,783 | New | Q2 2014 | Jul 31, 2014 |
| Manchester Capital Management LLC | History | No change | 6,600 | 105 | 0.01% | 0.02% | 62 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Johnson Financial Group, Inc. | History | Added to | 5,400 | 86 | 0.02% | 0.01% | 63 | +3,625 | 204.23% | Q2 2014 | Aug 06, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | Added to | 4,225 | 67 | 0.04% | 0.03% | 64 | +1,625 | 62.5% | Q2 2014 | Jul 18, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 4,100 | 65 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,727 | 43 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 2,089 | 34 | 0.0% | 0.0% | 67 | -182 | -8.01% | Q2 2014 | Aug 06, 2014 |
| FTB Advisors, Inc. | History | New | 217 | 3 | 0.0% | — | 68 | +217 | New | Q2 2014 | Aug 07, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 138 | 2 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| PRIVATE TRUST CO NA | History | No change | 117 | 2 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,861,276 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,586,201 | -100.0% | Q1 2014 | May 15, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -2,363,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Perkins Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -2,230,011 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,868,838 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,456,480 | -100.0% | Q1 2014 | May 15, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 1.02% | — | -1,233,077 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -1,007,712 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -956,907 | -100.0% | Q1 2014 | May 14, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -862,409 | -100.0% | Q1 2014 | May 13, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -834,134 | -100.0% | Q1 2014 | May 15, 2014 |
| SKYLINE ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.12% | — | -773,100 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.07% | — | -687,100 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -652,249 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -617,103 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.02% | — | -595,755 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -521,380 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.03% | — | -445,000 | -100.0% | Q1 2014 | May 22, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -438,003 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -433,687 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -395,275 | -100.0% | Q1 2014 | May 14, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.05% | — | -391,345 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -376,269 | -100.0% | Q1 2014 | May 13, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.13% | — | -358,670 | -100.0% | Q1 2014 | May 15, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.5% | — | -325,679 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -314,864 | -100.0% | Q1 2014 | Apr 18, 2014 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.83% | — | -310,200 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -266,670 | -100.0% | Q1 2014 | May 23, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -262,657 | -100.0% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -259,524 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -228,920 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -216,305 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -215,140 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.57% | — | -211,622 | -100.0% | Q1 2014 | May 15, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -202,035 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -199,641 | -100.0% | Q1 2014 | May 15, 2014 |
| MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE | History | Closed out | 0 | 0 | — | 0.13% | — | -185,534 | -100.0% | Q1 2014 | May 13, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -167,023 | -100.0% | Q1 2014 | May 14, 2014 |
| Stieven Capital Advisors, L.P. | History | Closed out | 0 | 0 | — | 1.02% | — | -165,204 | -100.0% | Q1 2014 | May 13, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -160,283 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.03% | — | -152,065 | -100.0% | Q1 2014 | May 07, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -143,631 | -100.0% | Q1 2014 | May 08, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.04% | — | -136,363 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -129,511 | -100.0% | Q1 2014 | May 13, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.03% | — | -124,000 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -123,731 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -117,464 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -103,200 | -100.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101,954 | -100.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -98,373 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -97,756 | -100.0% | Q1 2014 | May 15, 2014 |
| CNA FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.3% | — | -86,450 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -82,158 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -71,500 | -100.0% | Q1 2014 | May 30, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -71,406 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -66,843 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -57,282 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -47,809 | -100.0% | Q1 2014 | May 13, 2014 |
| SYMPHONY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -39,860 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,274 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,176 | -100.0% | Q1 2014 | May 13, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -31,200 | -100.0% | Q1 2014 | May 28, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,128 | -100.0% | Q1 2014 | May 16, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,498 | -100.0% | Q1 2014 | May 15, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -25,800 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,459 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,421 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -19,833 | -100.0% | Q1 2014 | May 14, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.06% | — | -19,199 | -100.0% | Q1 2014 | May 13, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.01% | — | -18,350 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,606 | -100.0% | Q1 2014 | May 15, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.13% | — | -15,730 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,164 | -100.0% | Q1 2014 | May 15, 2014 |
| PILLAR PACIFIC CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -13,500 | -100.0% | Q1 2014 | May 02, 2014 |
| CIM INVESTMENT MANGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -12,618 | -100.0% | Q1 2014 | May 12, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -11,771 | -100.0% | Q1 2014 | May 06, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -11,463 | -100.0% | Q1 2014 | Aug 08, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -8,907 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,020 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,486 | -100.0% | Q1 2014 | May 02, 2014 |
| Dean Capital Management | History | Closed out | 0 | 0 | — | 0.96% | — | -4,689 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MERCANTILE TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -4,552 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,531 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,227 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,825 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,375 | -100.0% | Q1 2014 | Apr 11, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -863 | -100.0% | Q1 2014 | May 16, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q1 2014 | May 12, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -70 | -100.0% | Q1 2014 | May 23, 2014 |