CYS INVTS INC - 12673A108
Detailed investor-level table based on 13F positions.
Early Q2 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 9,340,151 | 84,248 | 0.01% | 0.01% | 1 | +96,182 | 1.04% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 8,194,577 | 73,915 | 0.02% | 0.02% | 2 | -413,307 | -4.8% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 4,431,420 | 39,971 | 0.01% | 0.01% | 3 | -52,388 | -1.17% | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Reduced | 4,106,641 | 37,043 | 0.06% | 0.07% | 4 | -579,330 | -12.36% | Q2 2014 | Aug 08, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 2,631,942 | 23,740 | 0.24% | 0.23% | 5 | -27,720 | -1.04% | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 1,160,225 | 10,466 | 0.01% | 0.01% | 6 | +12,183 | 1.06% | Q2 2014 | Aug 11, 2014 |
| OPPENHEIMER FUNDS INC | History | Reduced | 976,875 | 8,811 | 0.01% | 0.03% | 7 | -2,104,200 | -68.29% | Q2 2014 | Aug 08, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | No change | 696,880 | 6,286 | 0.29% | 0.29% | 8 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| ANCHOR CAPITAL ADVISORS LLC | History | Reduced | 673,900 | 6,079 | 0.12% | 0.11% | 9 | -5,775 | -0.85% | Q2 2014 | Aug 01, 2014 |
| SELZ CAPITAL LLC | History | Reduced | 608,000 | 5,484 | 1.45% | 1.51% | 10 | -120,000 | -16.48% | Q2 2014 | Jul 10, 2014 |
| LSV ASSET MANAGEMENT | History | No change | 563,100 | 5,079 | 0.01% | 0.01% | 11 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 533,740 | 4,815 | 0.01% | 0.01% | 12 | -9,830 | -1.81% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 508,079 | 4,583 | 0.01% | 0.01% | 13 | -43,289 | -7.85% | Q2 2014 | Aug 06, 2014 |
| Kames Capital plc | History | No change | 448,772 | 4,043 | 0.46% | 0.43% | 14 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Added to | 321,349 | 2,899 | 0.03% | 0.01% | 15 | +228,653 | 246.67% | Q2 2014 | Aug 01, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 244,416 | 2,205 | 0.1% | — | 16 | +244,416 | New | Q2 2014 | Aug 08, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 230,000 | 2,075 | 0.01% | — | 17 | +230,000 | New | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 220,704 | 1,990 | 0.01% | 0.01% | 18 | +6,605 | 3.09% | Q2 2014 | Aug 08, 2014 |
| BB&T SECURITIES, LLC | History | Reduced | 21,400 | 1,930 | 0.0% | 0.01% | 19 | -14,000 | -39.55% | Q2 2014 | Jul 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 213,322 | 1,924 | 0.01% | 0.01% | 20 | +22,121 | 11.57% | Q2 2014 | Aug 11, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | New | 209,905 | 1,893 | 0.01% | — | 21 | +209,905 | New | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 198,469 | 1,790 | 0.01% | 0.01% | 22 | -7,841 | -3.8% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | Reduced | 178,800 | 1,613 | 0.01% | 0.01% | 23 | -5,300 | -2.88% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 177,243 | 1,599 | 0.02% | 0.03% | 24 | -86,326 | -32.75% | Q2 2014 | Aug 08, 2014 |
| DEERE & CO | History | Reduced | 170,855 | 1,541 | 0.08% | 0.09% | 25 | -12,685 | -6.91% | Q2 2014 | Aug 11, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Reduced | 150,000 | 1,353 | 0.54% | 0.68% | 26 | -50,000 | -25.0% | Q2 2014 | Jul 10, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 137,467 | 1,240 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 126,924 | 1,145 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| SEIZERT CAPITAL PARTNERS, LLC | History | No change | 104,140 | 939 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 96,050 | 866 | 0.0% | 25.79% | 30 | -14,183 | -12.87% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 91,269 | 823 | 0.0% | 0.0% | 31 | +15,711 | 20.79% | Q2 2014 | Aug 04, 2014 |
| BLB&B Advisors, LLC | History | Reduced | 86,590 | 781 | 0.17% | 0.17% | 32 | -5,320 | -5.79% | Q2 2014 | Jul 17, 2014 |
| Private Advisor Group, LLC | History | Added to | 80,493 | 726 | 0.06% | 0.05% | 33 | +20,613 | 34.42% | Q2 2014 | Aug 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 67,258 | 607 | 0.0% | 0.0% | 34 | +61,709 | 1112.07% | Q2 2014 | Aug 08, 2014 |
| STRS OHIO | History | Added to | 62,100 | 560 | 0.0% | 0.0% | 35 | +4,200 | 7.25% | Q2 2014 | Jul 24, 2014 |
| Aperio Group, LLC | History | Reduced | 48,064 | 434 | 0.01% | 0.01% | 36 | -3,152 | -6.15% | Q2 2014 | Jul 23, 2014 |
| Maple Capital Management, Inc. | History | Reduced | 46,500 | 419 | 0.15% | 0.15% | 37 | -2,000 | -4.12% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | New | 41,266 | 372 | 0.0% | — | 38 | +41,266 | New | Q2 2014 | Aug 05, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 40,214 | 363 | 0.03% | 0.03% | 39 | -3,524 | -8.06% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Reduced | 40,220 | 362 | 0.0% | 0.0% | 40 | -52,724 | -56.73% | Q2 2014 | Aug 06, 2014 |
| Princeton Alpha Management LP | History | Reduced | 39,395 | 355 | 0.07% | 0.17% | 41 | -28,004 | -41.55% | Q2 2014 | Jul 17, 2014 |
| VSR Financial Services, Inc. | History | Reduced | 36,085 | 325 | 0.04% | 0.05% | 42 | -4,200 | -10.43% | Q2 2014 | Aug 05, 2014 |
| Stratos Wealth Partners, LTD. | History | New | 28,793 | 260 | 0.09% | — | 44 | +28,793 | New | Q2 2014 | Jul 17, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 28,827 | 260 | 0.0% | 0.0% | 43 | +9,507 | 49.21% | Q2 2014 | Jul 23, 2014 |
| McAdams Wright Ragen, Inc. | History | Reduced | 26,690 | 240 | 0.01% | 0.02% | 45 | -5,500 | -17.09% | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 26,529 | 239 | 0.01% | 0.01% | 46 | -15 | -0.06% | Q2 2014 | Aug 08, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Reduced | 25,365 | 228 | 0.01% | 0.01% | 47 | -6,910 | -21.41% | Q2 2014 | Aug 01, 2014 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Added to | 16,641 | 150 | 0.1% | 0.09% | 48 | +937 | 5.97% | Q2 2014 | Jul 23, 2014 |
| Greenwich Wealth Management LLC | History | No change | 16,100 | 145 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Quantbot Technologies LP | History | New | 13,900 | 125 | 0.02% | — | 51 | +13,900 | New | Q2 2014 | Jul 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 13,827 | 125 | 0.0% | — | 50 | +13,827 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 12,756 | 115 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Reduced | 12,706 | 114 | 0.0% | 0.0% | 53 | -569 | -4.29% | Q2 2014 | Aug 06, 2014 |
| Parkwood LLC | History | Reduced | 12,439 | 112 | 0.03% | 0.03% | 54 | -359 | -2.81% | Q2 2014 | Aug 01, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 6,935 | 63 | 0.02% | 0.02% | 55 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 5,877 | 53 | 0.0% | 0.0% | 56 | -290 | -4.7% | Q2 2014 | Aug 05, 2014 |
| Barrett Asset Management, LLC | History | New | 5,000 | 45 | 0.0% | — | 57 | +5,000 | New | Q2 2014 | Aug 04, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 3,810 | 34 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| MetLife Securities, Inc | History | No change | 3,064 | 28 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| ClariVest Asset Management LLC | History | No change | 2,650 | 24 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Wunderlich Securities, Inc. | History | No change | 1,800 | 16 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| Financial Management Professionals, Inc. | History | No change | 1,657 | 14 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 500 | 5 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | New | 300 | 3 | 0.0% | — | 64 | +300 | New | Q2 2014 | Jul 09, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.54% | — | -4,321,293 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,084,614 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERICAN FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 2.51% | — | -3,430,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.04% | — | -2,860,674 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -2,677,815 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,256,019 | -100.0% | Q1 2014 | May 15, 2014 |
| EDGE ASSET MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.2% | — | -2,239,697 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,121,488 | -100.0% | Q1 2014 | May 14, 2014 |
| West Family Investments, Inc. | History | Closed out | 0 | 0 | — | 3.65% | — | -2,020,310 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,401,245 | -100.0% | Q1 2014 | May 16, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,390,921 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,334,820 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -1,186,367 | -100.0% | Q1 2014 | May 16, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.41% | — | -1,033,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.13% | — | -1,007,563 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -982,742 | -100.0% | Q1 2014 | May 13, 2014 |
| Covalent Partners LLC | History | Closed out | 0 | 0 | — | 2.31% | — | -953,152 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -915,036 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -879,779 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -834,694 | -100.0% | Q1 2014 | May 14, 2014 |
| Talkot Capital, LLC | History | Closed out | 0 | 0 | — | 5.33% | — | -764,598 | -100.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -756,700 | -100.0% | Q1 2014 | May 13, 2014 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.02% | — | -744,367 | -100.0% | Q1 2014 | May 13, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -733,293 | -100.0% | Q1 2014 | May 14, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -641,133 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -627,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -596,967 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -505,000 | -100.0% | Q1 2014 | May 09, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.08% | — | -498,600 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -484,823 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -454,525 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -387,084 | -100.0% | Q1 2014 | May 13, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.03% | — | -360,385 | -100.0% | Q1 2014 | May 12, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -323,472 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -295,162 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -293,800 | -100.0% | Q1 2014 | May 08, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -288,552 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -282,113 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -236,563 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -233,746 | -100.0% | Q1 2014 | May 14, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -230,000 | -100.0% | Q1 2014 | May 05, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.01% | — | -217,388 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 2.45% | — | -206,174 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -202,420 | -100.0% | Q1 2014 | May 28, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -176,053 | -100.0% | Q1 2014 | Apr 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -158,943 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -157,800 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -141,252 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -134,462 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -133,621 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -128,200 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -117,951 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110,935 | -100.0% | Q1 2014 | May 15, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -107,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -106,220 | -100.0% | Q1 2014 | May 15, 2014 |
| INTREPID CAPITAL MANAGEMENT INC /DE/ | History | Closed out | 0 | 0 | — | 1.15% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -95,900 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,158 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -83,477 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -77,500 | -100.0% | Q1 2014 | May 19, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -71,195 | -100.0% | Q1 2014 | May 23, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -68,688 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -63,400 | -100.0% | Q1 2014 | May 09, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -61,000 | -100.0% | Q1 2014 | May 05, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58,257 | -100.0% | Q1 2014 | May 14, 2014 |
| HARRIS ASSOCIATES L P | History | Closed out | 0 | 0 | — | 0.0% | — | -57,142 | -100.0% | Q1 2014 | Apr 25, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,917 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,430 | -100.0% | Q1 2014 | May 15, 2014 |
| Greenwich Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.26% | — | -50,430 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -50,059 | -100.0% | Q1 2014 | May 15, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.35% | — | -48,600 | -100.0% | Q1 2014 | Jun 02, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,095 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -46,244 | -100.0% | Q1 2014 | May 15, 2014 |
| RAFFLES ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.37% | — | -45,000 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -37,380 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -37,300 | -100.0% | Q1 2014 | May 13, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -32,237 | -100.0% | Q1 2014 | May 07, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.06% | — | -31,171 | -100.0% | Q1 2014 | Apr 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,725 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,370 | -100.0% | Q1 2014 | May 16, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,090 | -100.0% | Q1 2014 | May 15, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -21,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,028 | -100.0% | Q1 2014 | May 14, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -18,400 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.02% | — | -18,000 | -100.0% | Q1 2014 | May 15, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -16,715 | -100.0% | Q1 2014 | May 16, 2014 |
| Horizon Investments, LLC/SC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,878 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -15,755 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -15,149 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,552 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -13,964 | -100.0% | Q1 2014 | May 13, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,931 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,768 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -13,465 | -100.0% | Q1 2014 | May 15, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -12,900 | -100.0% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,558 | -100.0% | Q1 2014 | May 15, 2014 |
| DENALI ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,400 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -12,236 | -100.0% | Q1 2014 | Apr 11, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -11,948 | -100.0% | Q1 2014 | May 15, 2014 |
| Violich Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -11,135 | -100.0% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,035 | -100.0% | Q1 2014 | May 09, 2014 |
| Hunter Associates inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -11,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,913 | -100.0% | Q1 2014 | May 02, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,400 | -100.0% | Q1 2014 | May 15, 2014 |
| GOODWIN DANIEL L | History | Closed out | 0 | 0 | — | 0.02% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MENTA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,000 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Westchester Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -8,450 | -100.0% | Q1 2014 | May 15, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.07% | — | -6,700 | -100.0% | Q1 2014 | May 14, 2014 |
| Psagot Investment House Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,708 | -100.0% | Q1 2014 | May 12, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,100 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,290 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,153 | -100.0% | Q1 2014 | May 14, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,103 | -100.0% | Q1 2014 | May 15, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | Apr 23, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | Apr 29, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Winfield Associates, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -425 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -402 | -100.0% | Q1 2014 | May 12, 2014 |
| CENTRAL BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | Apr 07, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | Apr 17, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | Closed out | 0 | 0 | — | 0.0% | — | -129 | -100.0% | Q1 2014 | May 15, 2014 |