CUBIC CORP /DE/ - 229669106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,323,702 | 247,849 | 0.01% | 0.01% | 1 | +107,507 | 3.34% | Q1 2021 | May 14, 2021 |
| STATE STREET CORP | History | Reduced | 1,791,717 | 133,608 | 0.01% | 0.01% | 2 | -22,416 | -1.24% | Q1 2021 | Jul 09, 2021 |
| NOMURA HOLDINGS INC | History | Added to | 1,536,757 | 114,648 | 0.26% | 0.11% | 3 | +465,316 | 43.43% | Q1 2021 | May 17, 2021 |
| Elliott Investment Management L.P. | History | No change | 1,500,000 | 111,855 | 0.83% | 0.91% | 4 | 0 | 0.0% | Q1 2021 | May 17, 2021 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,160,260 | 86,523 | 0.03% | 0.03% | 5 | -95,274 | -7.59% | Q1 2021 | May 14, 2021 |
| JANUS HENDERSON GROUP PLC | History | Reduced | 881,356 | 65,723 | 0.03% | 0.04% | 6 | -381,450 | -30.21% | Q1 2021 | May 17, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | New | 772,198 | 57,583 | 0.04% | — | 7 | +772,198 | New | Q1 2021 | May 17, 2021 |
| River Road Asset Management, LLC | History | Reduced | 523,058 | 39,004 | 0.47% | 1.62% | 8 | -1,315,341 | -71.55% | Q1 2021 | May 12, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 510,560 | 38,072 | 0.01% | 0.0% | 9 | +37,354 | 7.89% | Q1 2021 | May 12, 2021 |
| Hudson Bay Capital Management LP | History | New | 455,689 | 33,981 | 0.42% | — | 10 | +455,689 | New | Q1 2021 | May 14, 2021 |
| MORGAN STANLEY | History | Reduced | 422,346 | 31,493 | 0.0% | 0.01% | 11 | -325,512 | -43.53% | Q1 2021 | May 17, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 348,477 | 25,987 | 0.0% | 0.0% | 12 | -7,088 | -1.99% | Q1 2021 | May 12, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 334,548 | 24,947 | 6.89% | 8.13% | 13 | -2,512 | -0.75% | Q1 2021 | Oct 08, 2021 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 330,851 | 24,672 | 0.01% | 0.01% | 14 | -37,629 | -10.21% | Q1 2021 | May 17, 2021 |
| BALYASNY ASSET MANAGEMENT LLC | History | New | 301,399 | 22,475 | 0.11% | — | 15 | +301,399 | New | Q1 2021 | May 17, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 293,733 | 21,904 | 0.01% | 0.01% | 16 | +7,969 | 2.79% | Q1 2021 | May 17, 2021 |
| CITIGROUP INC | History | Added to | 253,176 | 18,879 | 0.01% | 0.0% | 17 | +124,984 | 97.5% | Q1 2021 | May 13, 2021 |
| Pentwater Capital Management LP | History | Added to | 248,000 | 18,493 | 0.18% | 0.11% | 18 | +98,000 | 65.33% | Q1 2021 | May 17, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 221,945 | 16,550 | 4.37% | 0.01% | 19 | +5,090 | 2.35% | Q1 2021 | May 24, 2021 |
| GABELLI FUNDS LLC | History | New | 220,500 | 16,443 | 0.11% | — | 20 | +220,500 | New | Q1 2021 | May 14, 2021 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 211,388 | 15,763 | 0.0% | 0.0% | 21 | -1,128 | -0.53% | Q1 2021 | May 17, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 176,570 | 13,168 | 0.0% | 0.0% | 22 | +45,617 | 34.83% | Q1 2021 | May 14, 2021 |
| UBS Group AG | History | Added to | 152,910 | 11,403 | 0.0% | 0.0% | 23 | +112,504 | 278.43% | Q1 2021 | May 12, 2021 |
| JPMORGAN CHASE & CO | History | Added to | 148,538 | 11,077 | 0.0% | 0.0% | 24 | +134,044 | 924.82% | Q1 2021 | May 12, 2021 |
| Polar Asset Management Partners Inc. | History | New | 144,774 | 10,796 | 0.11% | — | 25 | +144,774 | New | Q1 2021 | May 17, 2021 |
| Invesco Ltd. | History | Added to | 128,629 | 9,591 | 0.0% | 0.0% | 26 | +709 | 0.55% | Q1 2021 | May 17, 2021 |
| Legal & General Group Plc | History | Reduced | 117,248 | 8,743 | 0.0% | 0.0% | 27 | -4,848 | -3.97% | Q1 2021 | May 17, 2021 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 114,109 | 8,509 | 0.07% | 0.01% | 28 | +97,459 | 585.34% | Q1 2021 | May 14, 2021 |
| PINNACLE ASSOCIATES LTD | History | Reduced | 110,170 | 8,215 | 0.16% | 0.55% | 29 | -327,866 | -74.85% | Q1 2021 | May 12, 2021 |
| RHUMBLINE ADVISERS | History | Reduced | 107,800 | 8,039 | 0.01% | 0.01% | 30 | -262 | -0.24% | Q1 2021 | May 06, 2021 |
| LMR Partners LLP | History | New | 102,523 | 7,645 | 0.19% | — | 31 | +102,523 | New | Q1 2021 | May 17, 2021 |
| BARCLAYS PLC | History | Reduced | 89,305 | 6,659 | 0.0% | 0.0% | 32 | -27,578 | -23.59% | Q1 2021 | May 13, 2021 |
| Maven Securities LTD | History | New | 83,774 | 6,254 | 0.28% | — | 33 | +83,774 | New | Q1 2021 | May 17, 2021 |
| BRYN MAWR TRUST Co | History | Reduced | 82,237 | 6,133 | 0.24% | 0.22% | 34 | -2,933 | -3.44% | Q1 2021 | Apr 23, 2021 |
| DEUTSCHE BANK AG\ | History | Reduced | 79,395 | 5,921 | 0.0% | 0.0% | 35 | -1,185 | -1.47% | Q1 2021 | May 13, 2021 |
| Man Group plc | History | New | 75,000 | 5,593 | 0.02% | — | 36 | +75,000 | New | Q1 2021 | May 17, 2021 |
| Centiva Capital, LP | History | New | 75,000 | 5,593 | 0.21% | — | 37 | +75,000 | New | Q1 2021 | May 17, 2021 |
| Alberta Investment Management Corp | History | New | 72,200 | 5,384 | 0.05% | — | 38 | +72,200 | New | Q1 2021 | May 07, 2021 |
| Swiss National Bank | History | Added to | 72,100 | 5,376 | 0.0% | 0.0% | 39 | +1,200 | 1.69% | Q1 2021 | May 07, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 67,980 | 5,069 | 0.0% | 0.0% | 40 | -35,532 | -34.33% | Q1 2021 | May 13, 2021 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Reduced | 64,998 | 4,847 | 0.03% | 0.03% | 41 | -4,730 | -6.78% | Q1 2021 | May 14, 2021 |
| CNH PARTNERS LLC | History | New | 62,548 | 4,664 | 0.17% | — | 42 | +62,548 | New | Q1 2021 | May 17, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 62,508 | 4,661 | 0.01% | 0.0% | 43 | +25,513 | 68.96% | Q1 2021 | May 07, 2021 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Reduced | 57,788 | 4,309 | 0.0% | 0.0% | 44 | -4,952 | -7.89% | Q1 2021 | May 14, 2021 |
| Walleye Trading LLC | History | Added to | 50,670 | 3,779 | 0.02% | 0.0% | 45 | +46,883 | 1238.0% | Q1 2021 | May 17, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 48,198 | 3,594 | 0.0% | 0.0% | 46 | +661 | 1.39% | Q1 2021 | May 18, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 43,790 | 3,265 | 0.0% | 0.0% | 47 | +440 | 1.01% | Q1 2021 | May 06, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 36,554 | 2,726 | 3.39% | 4.64% | 48 | +230 | 0.63% | Q1 2021 | Jun 14, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | History | New | 35,613 | 2,655 | 0.02% | — | 49 | +35,613 | New | Q1 2021 | May 13, 2021 |
| State of New Jersey Common Pension Fund D | History | Reduced | 34,627 | 2,582 | 0.01% | 0.01% | 50 | -1,300 | -3.62% | Q1 2021 | Apr 27, 2021 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 34,322 | 2,559 | 0.01% | 0.01% | 51 | -1,684 | -4.68% | Q1 2021 | May 13, 2021 |
| COMERICA BANK | History | Reduced | 32,037 | 2,399 | 0.01% | 0.01% | 52 | -1,050 | -3.17% | Q1 2021 | Apr 28, 2021 |
| JANE STREET GROUP, LLC | History | Added to | 30,903 | 2,304 | 0.0% | 0.0% | 53 | +21,773 | 238.48% | Q1 2021 | May 18, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 28,900 | 2,155 | 0.0% | 0.0% | 54 | -800 | -2.69% | Q1 2021 | May 11, 2021 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | New | 27,776 | 2,071 | 0.02% | — | 55 | +27,776 | New | Q1 2021 | May 17, 2021 |
| NATIXIS | History | New | 27,573 | 2,056 | 0.01% | — | 56 | +27,573 | New | Q1 2021 | May 14, 2021 |
| Allianz Asset Management GmbH | History | New | 26,100 | 1,946 | 26.87% | — | 57 | +26,100 | New | Q1 2021 | May 23, 2024 |
| TWO SIGMA INVESTMENTS, LP | History | New | 25,898 | 1,931 | 0.01% | — | 58 | +25,898 | New | Q1 2021 | May 17, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Added to | 24,563 | 1,831 | 0.0% | 0.0% | 59 | +2,046 | 9.09% | Q1 2021 | May 14, 2021 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Added to | 24,488 | 1,826 | 0.02% | 0.02% | 60 | +68 | 0.28% | Q1 2021 | May 12, 2021 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | New | 23,069 | 1,720 | 4.55% | — | 61 | +23,069 | New | Q1 2021 | Feb 11, 2022 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | New | 22,700 | 1,693 | 0.0% | — | 62 | +22,700 | New | Q1 2021 | Aug 16, 2021 |
| Advisors Asset Management, Inc. | History | Reduced | 22,321 | 1,664 | 0.03% | 0.03% | 63 | -2,671 | -10.69% | Q1 2021 | May 07, 2021 |
| BANK OF MONTREAL /CAN/ | History | Added to | 21,992 | 1,646 | 0.0% | 0.0% | 64 | +233 | 1.07% | Q1 2021 | May 13, 2021 |
| D. E. Shaw & Co., Inc. | History | Reduced | 21,518 | 1,605 | 0.0% | 0.0% | 65 | -63,757 | -74.77% | Q1 2021 | May 17, 2021 |
| Rafferty Asset Management, LLC | History | Reduced | 20,069 | 1,497 | 0.01% | 0.01% | 66 | -83 | -0.41% | Q1 2021 | May 10, 2021 |
| FRANKLIN RESOURCES INC | History | Reduced | 20,032 | 1,494 | 0.0% | 0.02% | 67 | -917,228 | -97.86% | Q1 2021 | May 13, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 17,715 | 1,321 | 0.0% | 0.0% | 68 | -943 | -5.05% | Q1 2021 | May 03, 2021 |
| Qube Research & Technologies Ltd | History | Added to | 17,078 | 1,274 | 0.02% | 0.0% | 69 | +12,533 | 275.75% | Q1 2021 | May 14, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 15,833 | 1,181 | 0.0% | 0.0% | 70 | -19,772 | -55.53% | Q1 2021 | Jul 20, 2021 |
| Louisiana State Employees Retirement System | History | Reduced | 14,400 | 1,074 | 0.03% | 0.03% | 71 | -100 | -0.69% | Q1 2021 | Apr 14, 2021 |
| Gotham Asset Management, LLC | History | Reduced | 13,927 | 1,039 | 0.05% | 0.04% | 72 | -4,169 | -23.04% | Q1 2021 | May 17, 2021 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Added to | 13,865 | 1,034 | 0.0% | 0.0% | 73 | +190 | 1.39% | Q1 2021 | May 17, 2021 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | History | New | 13,174 | 982 | 0.0% | — | 74 | +13,174 | New | Q1 2021 | May 13, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 13,122 | 979 | 0.0% | 0.0% | 75 | +2,640 | 25.19% | Q1 2021 | May 10, 2021 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Added to | 12,916 | 963 | 0.01% | 0.01% | 76 | +300 | 2.38% | Q1 2021 | Apr 20, 2021 |
| Walleye Capital LLC | History | New | 12,500 | 932 | 0.05% | — | 77 | +12,500 | New | Q1 2021 | May 17, 2021 |
| GUGGENHEIM CAPITAL LLC | History | New | 12,422 | 926 | 0.01% | — | 78 | +12,422 | New | Q1 2021 | May 13, 2021 |
| MetLife Investment Management, LLC | History | Reduced | 11,953 | 891 | 0.24% | 0.21% | 79 | -1,707 | -12.5% | Q1 2021 | May 17, 2024 |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | History | Reduced | 11,570 | 863 | 0.0% | 0.0% | 80 | -2,466 | -17.57% | Q1 2021 | May 17, 2021 |
| State of Tennessee, Treasury Department | History | Reduced | 11,318 | 844 | 0.0% | 0.0% | 81 | -61 | -0.54% | Q1 2021 | May 10, 2021 |
| MARSHALL WACE, LLP | History | New | 10,849 | 809 | 0.0% | — | 82 | +10,849 | New | Q1 2021 | May 17, 2021 |
| Skandinaviska Enskilda Banken AB (publ) | History | New | 10,000 | 746 | 0.0% | — | 83 | +10,000 | New | Q1 2021 | May 14, 2021 |
| Schonfeld Strategic Advisors LLC | History | New | 10,000 | 746 | 0.01% | — | 84 | +10,000 | New | Q1 2021 | May 17, 2021 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 9,650 | 720 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2021 | Apr 26, 2021 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | History | Added to | 9,557 | 713 | 0.0% | 0.0% | 86 | +5,635 | 143.68% | Q1 2021 | May 06, 2021 |
| ProShare Advisors LLC | History | Added to | 9,475 | 707 | 0.0% | 0.0% | 87 | +1,913 | 25.3% | Q1 2021 | May 14, 2021 |
| Arizona State Retirement System | History | Added to | 9,177 | 684 | 0.01% | 0.01% | 88 | +89 | 0.98% | Q1 2021 | May 06, 2021 |
| STIFEL FINANCIAL CORP | History | Reduced | 9,090 | 678 | 0.0% | 0.0% | 89 | -875 | -8.78% | Q1 2021 | May 14, 2021 |
| FIRST TRUST ADVISORS LP | History | New | 8,103 | 604 | 0.0% | — | 91 | +8,103 | New | Q1 2021 | May 14, 2021 |
| GROUP ONE TRADING, L.P. | History | Added to | 8,103 | 604 | 0.0% | 0.0% | 90 | +7,373 | 1010.0% | Q1 2021 | May 12, 2021 |
| Vestmark Advisory Solutions, Inc. | History | New | 7,918 | 590 | 0.05% | — | 92 | +7,918 | New | Q1 2021 | May 10, 2021 |
| NewEdge Wealth, LLC | History | New | 7,918 | 590 | 0.06% | — | 93 | +7,918 | New | Q1 2021 | May 13, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 7,504 | 560 | 0.0% | 0.0% | 94 | -13,064 | -63.52% | Q1 2021 | May 17, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | New | 6,579 | 491 | 0.01% | — | 95 | +6,579 | New | Q1 2021 | May 17, 2021 |
| Assenagon Asset Management S.A. | History | New | 6,523 | 486 | 0.0% | — | 96 | +6,523 | New | Q1 2021 | Apr 26, 2021 |
| Advisory Services Network, LLC | History | Added to | 6,069 | 453 | 0.02% | 0.0% | 97 | +6,059 | 60590.0% | Q1 2021 | May 24, 2021 |
| Tower Research Capital LLC (TRC) | History | Added to | 6,020 | 449 | 0.01% | 0.0% | 98 | +4,812 | 398.34% | Q1 2021 | May 17, 2021 |
| ExodusPoint Capital Management, LP | History | New | 5,802 | 433 | 0.01% | — | 99 | +5,802 | New | Q1 2021 | May 17, 2021 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | Reduced | 4,952 | 369 | 0.01% | 0.02% | 100 | -3,900 | -44.06% | Q1 2021 | May 11, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 4,746 | 354 | 0.0% | 0.0% | 101 | -6,255 | -56.86% | Q1 2021 | May 04, 2021 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 4,240 | 316 | 0.0% | 0.0% | 102 | +308 | 7.83% | Q1 2021 | May 13, 2021 |
| HSBC HOLDINGS PLC | History | Reduced | 4,040 | 302 | 0.0% | 0.0% | 103 | -6,142 | -60.32% | Q1 2021 | May 14, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Reduced | 4,045 | 302 | 0.0% | 0.0% | 104 | -92 | -2.22% | Q1 2021 | May 04, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 3,542 | 264 | 0.0% | 0.0% | 105 | -648 | -15.47% | Q1 2021 | May 03, 2021 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | New | 3,498 | 261 | 0.0% | — | 106 | +3,498 | New | Q1 2021 | May 11, 2021 |
| Pure Financial Advisors, Inc. | History | New | 3,367 | 251 | 0.02% | — | 107 | +3,367 | New | Q1 2021 | Apr 09, 2021 |
| OPPENHEIMER & CO INC | History | New | 3,325 | 248 | 0.0% | — | 108 | +3,325 | New | Q1 2021 | May 10, 2021 |
| Squarepoint Ops LLC | History | New | 3,116 | 232 | 0.0% | — | 110 | +3,116 | New | Q1 2021 | May 17, 2021 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 3,123 | 232 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2021 | May 14, 2021 |
| Resources Investment Advisors, LLC. | History | New | 3,010 | 224 | 0.01% | — | 111 | +3,010 | New | Q1 2021 | May 10, 2021 |
| Crossmark Global Holdings, Inc. | History | New | 2,990 | 223 | 0.01% | — | 112 | +2,990 | New | Q1 2021 | Apr 15, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 2,315 | 173 | 0.0% | 0.0% | 113 | -2,842 | -55.11% | Q1 2021 | May 07, 2021 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 1,461 | 109 | 0.0% | 0.0% | 114 | +48 | 3.4% | Q1 2021 | May 14, 2021 |
| Russell Investments Group, Ltd. | History | New | 1,356 | 101 | 0.0% | — | 115 | +1,356 | New | Q1 2021 | May 10, 2021 |
| Ancora Advisors, LLC | History | Added to | 1,200 | 90 | 0.0% | 0.0% | 116 | +1,000 | 500.0% | Q1 2021 | Nov 12, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 1,074 | 80 | 0.0% | 0.0% | 117 | +909 | 550.91% | Q1 2021 | May 17, 2021 |
| Clearstead Advisors, LLC | History | Added to | 653 | 49 | 0.0% | 0.0% | 118 | +1 | 0.15% | Q1 2021 | May 14, 2021 |
| MACQUARIE GROUP LTD | History | Reduced | 583 | 43 | 0.0% | 0.0% | 119 | -276 | -32.13% | Q1 2021 | May 14, 2021 |
| FIFTH THIRD BANCORP | History | Added to | 567 | 42 | 0.0% | 0.0% | 120 | +15 | 2.72% | Q1 2021 | May 07, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 515 | 39 | 0.0% | 0.0% | 121 | -992 | -65.83% | Q1 2021 | May 13, 2021 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 176 | 13 | 0.0% | 0.55% | 122 | -201,450 | -99.91% | Q1 2021 | May 10, 2021 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 160 | 12 | 0.0% | — | 123 | +160 | New | Q1 2021 | May 13, 2021 |
| HARBOUR INVESTMENTS, INC. | History | New | 75 | 6 | 0.0% | — | 124 | +75 | New | Q1 2021 | Aug 17, 2021 |
| US BANCORP \DE\ | History | Reduced | 61 | 5 | 0.0% | 0.0% | 125 | -742 | -92.4% | Q1 2021 | Apr 28, 2021 |
| Parallel Advisors, LLC | History | New | 32 | 2 | 0.0% | — | 126 | +32 | New | Q1 2021 | Apr 23, 2021 |
| Valeo Financial Advisors, LLC | History | New | 29 | 2 | 0.0% | — | 127 | +29 | New | Q1 2021 | Apr 12, 2021 |
| FEDERATED HERMES, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -306,686 | -100.0% | Q4 2020 | Feb 12, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -70,850 | -100.0% | Q4 2020 | Feb 03, 2021 |
| ROYCE & ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.03% | — | -66,500 | -100.0% | Q4 2020 | Feb 08, 2021 |
| Richard Bernstein Advisors LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -54,662 | -100.0% | Q4 2020 | Feb 09, 2021 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -45,273 | -100.0% | Q4 2020 | Feb 12, 2021 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,614 | -100.0% | Q4 2020 | Feb 16, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,100 | -100.0% | Q4 2020 | Feb 10, 2021 |
| Ensign Peak Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -25,536 | -100.0% | Q4 2020 | Feb 12, 2021 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 4.95% | — | -25,205 | -100.0% | Q4 2020 | Feb 18, 2021 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q4 2020 | Jan 25, 2021 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.02% | — | -17,862 | -100.0% | Q4 2020 | Feb 16, 2021 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,900 | -100.0% | Q4 2020 | Feb 16, 2021 |
| MEITAV DASH INVESTMENTS LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -9,895 | -100.0% | Q4 2020 | Feb 02, 2021 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,998 | -100.0% | Q4 2020 | Nov 19, 2021 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -3,553 | -100.0% | Q4 2020 | Feb 09, 2021 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,703 | -100.0% | Q4 2020 | Feb 24, 2021 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -654 | -100.0% | Q4 2020 | Feb 11, 2021 |
| Leonteq Securities AG | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2020 | Mar 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33 | -100.0% | Q4 2020 | Feb 11, 2021 |