DWS MUN INCOME TR - 23338M106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | History | No change | 35,172 | 4,797 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 255,298 | 3,482 | 0.04% | 0.05% | 2 | -1,638 | -0.64% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | Reduced | 128,603 | 1,754 | 0.01% | 0.01% | 3 | -45,142 | -25.98% | Q2 2014 | Aug 05, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | Added to | 123,404 | 1,683 | 2.24% | 2.35% | 4 | +4,775 | 4.03% | Q2 2014 | Jul 29, 2014 |
| Capital Investment Advisors, LLC | History | Added to | 120,464 | 1,643 | 0.19% | 0.19% | 5 | +1,618 | 1.36% | Q2 2014 | Jul 30, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 47,618 | 650 | 0.02% | 0.02% | 6 | +6,700 | 16.37% | Q2 2014 | Jul 25, 2014 |
| ProVise Management Group, LLC | History | Added to | 42,717 | 583 | 0.13% | 0.13% | 7 | +983 | 2.36% | Q2 2014 | Aug 01, 2014 |
| BRINKER CAPITAL INC | History | Added to | 33,705 | 459 | 0.03% | 0.04% | 8 | +195 | 0.58% | Q2 2014 | Aug 08, 2014 |
| Camelot Portfolios, LLC | History | Reduced | 28,100 | 383 | 0.25% | 0.27% | 9 | -2,500 | -8.17% | Q2 2014 | Aug 07, 2014 |
| HOLLENCREST SECURITIES LLC | History | No change | 26,720 | 364 | 0.05% | 0.05% | 10 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Essex Financial Services, Inc. | History | No change | 25,550 | 349 | 0.1% | 0.11% | 11 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| RAYMOND JAMES TRUST N.A. | History | No change | 18,411 | 251 | 0.03% | 0.03% | 12 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MONROE BANK & TRUST/MI | History | No change | 4,000 | 55 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,050 | 28 | 0.0% | 0.0% | 14 | +481 | 30.66% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | New | 1,985 | 27 | 0.0% | — | 15 | +1,985 | New | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 1,862 | 25 | 0.0% | — | 16 | +1,862 | New | Q2 2014 | Aug 08, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 1,000 | 14 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 635 | 9 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 600 | 8 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Barrett Asset Management, LLC | History | No change | 425 | 6 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.23% | — | -995,524 | -100.0% | Q1 2014 | Apr 24, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -377,100 | -100.0% | Q1 2014 | May 16, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -288,025 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -196,516 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -179,747 | -100.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -156,210 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -97,662 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -94,328 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -79,377 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -61,577 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -55,000 | -100.0% | Q1 2014 | May 28, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,800 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -37,029 | -100.0% | Q1 2014 | May 13, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -25,829 | -100.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,760 | -100.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,498 | -100.0% | Q1 2014 | May 08, 2014 |
| First Allied Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -18,050 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,950 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -11,857 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,018 | -100.0% | Q1 2014 | May 15, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,700 | -100.0% | Q1 2014 | May 09, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,879 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | 0.02% | — | -5,000 | -100.0% | Q1 2014 | May 21, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,463 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,129 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -859 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -295 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -284 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101 | -100.0% | Q1 2014 | May 02, 2014 |