DWS HIGH INCOME OPPORT FD IN - 23339M204

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Saba Capital Management, L.P. History No change 662,691 9,682 0.55% 0.55% 1 0 0.0% Q1 2014 May 15, 2014
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 499,065 7,291 0.59% 0.59% 2 0 0.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History No change 476,879 6,966 0.02% 0.02% 3 0 0.0% Q1 2014 May 16, 2014
THIRD AVENUE MANAGEMENT LLC History No change 393,556 5,750 0.11% 0.11% 4 0 0.0% Q1 2014 May 14, 2014
Advisors Asset Management, Inc. History No change 297,311 4,344 0.07% 0.07% 5 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 280,161 4,093 0.0% 0.0% 6 0 0.0% Q1 2014 May 13, 2014
WELLS FARGO & COMPANY/MN History No change 261,791 3,824 0.0% 0.0% 7 0 0.0% Q1 2014 May 15, 2014
CORNERSTONE ADVISORS INC History No change 197,328 2,883 0.68% 0.68% 8 0 0.0% Q1 2014 May 07, 2014
Selway Asset Management History New 168,570 2,490 1.21% — 9 +168,570 New Q2 2014 Jul 25, 2014
CARLSON CAPITAL L P History No change 153,333 2,240 0.03% 0.03% 10 0 0.0% Q1 2014 May 15, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History No change 152,034 2,221 0.01% 0.01% 11 0 0.0% Q1 2014 May 13, 2014
UBS AG History No change 101,998 1,490 0.0% 0.0% 12 0 0.0% Q1 2014 May 16, 2014
DOLIVER CAPITAL ADVISORS, INC. History No change 85,913 1,255 0.83% 0.83% 13 0 0.0% Q1 2014 May 16, 2014
AQR CAPITAL MANAGEMENT LLC History No change 78,320 1,144 0.0% 0.0% 14 0 0.0% Q1 2014 May 15, 2014
CSS LLC/IL History No change 45,196 660 0.03% 0.03% 15 0 0.0% Q1 2014 May 15, 2014
Capital Investment Advisors, LLC History Reduced 44,651 659 0.08% 0.08% 16 -1,130 -2.47% Q2 2014 Jul 30, 2014
Shaker Financial Services, LLC History Added to 39,464 583 0.35% 0.26% 17 +12,103 44.23% Q2 2014 Aug 04, 2014
Invesco Ltd. History No change 30,375 444 0.0% 0.0% 18 0 0.0% Q1 2014 May 15, 2014
First Allied Advisory Services, Inc. History No change 30,509 444 0.03% 0.03% 19 0 0.0% Q1 2014 May 15, 2014
BNP PARIBAS ARBITRAGE, SA History No change 30,000 438 0.0% 0.0% 20 0 0.0% Q1 2014 May 13, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 19,819 290 0.01% 0.01% 21 0 0.0% Q1 2014 May 15, 2014
OPPENHEIMER & CO INC History No change 15,347 224 0.01% 0.01% 22 0 0.0% Q1 2014 May 09, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 14,205 209 0.0% 0.0% 23 +7,103 100.01% Q2 2014 Aug 08, 2014
WOLVERINE ASSET MANAGEMENT LLC History No change 13,914 203 0.0% 0.0% 24 0 0.0% Q1 2014 May 14, 2014
Commonwealth Equity Services, Inc History Added to 13,444 199 0.0% 0.0% 25 +755 5.95% Q2 2014 Jul 23, 2014
SG Americas Securities, LLC History No change 13,407 196 0.0% 0.0% 26 0 0.0% Q1 2014 May 14, 2014
LPL Financial LLC History Reduced 11,952 177 0.0% 0.0% 27 -2,153 -15.26% Q2 2014 Aug 05, 2014
ROYAL BANK OF CANADA History No change 7,064 103 0.0% 0.0% 28 0 0.0% Q1 2014 May 15, 2014
BANK OF AMERICA CORP /DE/ History No change 6,743 99 0.0% 0.0% 29 0 0.0% Q1 2014 May 15, 2014
CITIGROUP INC History No change 3,116 46 0.0% 0.0% 30 0 0.0% Q1 2014 May 15, 2014
WFG Advisors, LP History No change 1,432 21 0.0% 0.0% 31 0 0.0% Q1 2014 Apr 24, 2014
Plante Moran Financial Advisors, LLC History New 713 11 0.01% — 32 +713 New Q2 2014 Jul 28, 2014
DAVIDSON D A & CO History New 676 9 0.0% — 34 +676 New Q2 2014 Jul 29, 2014
BARCLAYS PLC History No change 625 9 0.0% 0.0% 33 0 0.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History No change 500 7 0.0% 0.0% 35 0 0.0% Q1 2014 May 15, 2014
Tower Research Capital LLC History No change 313 5 0.0% 0.0% 36 0 0.0% Q1 2014 May 02, 2014
MetLife Securities, Inc History No change 125 2 0.0% 0.0% 37 0 0.0% Q2 2014 Aug 04, 2014
Legg Mason Investment Counsel, LLC History No change 15 1 0.0% 0.0% 38 0 0.0% Q1 2014 May 15, 2014
TFS CAPITAL LLC History Closed out 0 0 — 0.05% — -46,930 -100.0% Q2 2014 Jul 21, 2014