RR Donnelley & Sons Co - 257867101

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
VANGUARD GROUP INC History Reduced 12,293,907 208,505 0.02% 0.02% 1 -2,694,646 -17.98% Q2 2014 Aug 11, 2014
BlackRock Fund Advisors History Added to 10,120,550 171,645 0.05% 0.05% 2 +782,651 8.38% Q2 2014 Aug 06, 2014
LSV ASSET MANAGEMENT History Added to 8,858,545 150,240 0.33% 0.36% 3 +318,122 3.72% Q2 2014 Aug 06, 2014
BlackRock Institutional Trust Company, N.A. History Added to 8,071,543 136,893 0.02% 0.02% 4 +456,093 5.99% Q2 2014 Aug 06, 2014
SYSTEMATIC FINANCIAL MANAGEMENT LP History Reduced 4,674,015 79,271 0.54% 0.58% 5 -8,226 -0.18% Q2 2014 Aug 11, 2014
OPPENHEIMER FUNDS INC History Added to 2,865,375 48,597 0.05% 0.05% 6 +609,170 27.0% Q2 2014 Aug 08, 2014
SCHWAB CHARLES INVESTMENT MANAGEMENT INC History Added to 2,627,220 44,558 0.07% 0.07% 7 +320,550 13.9% Q2 2014 Jul 30, 2014
DIMENSIONAL FUND ADVISORS LP History Reduced 1,613,240 27,358 0.02% 0.03% 8 -493,347 -23.42% Q2 2014 Aug 08, 2014
FEDERATED INVESTORS INC /PA/ History Reduced 1,575,052 26,713 0.08% 0.14% 9 -748,767 -32.22% Q2 2014 Aug 07, 2014
Global X Management CO LLC History Added to 1,076,904 18,264 1.05% 1.22% 10 +73,507 7.33% Q2 2014 Jul 31, 2014
FIRST TRUST ADVISORS LP History Reduced 1,020,881 17,314 0.07% 0.1% 11 -203,047 -16.59% Q2 2014 Aug 11, 2014
NEW YORK STATE COMMON RETIREMENT FUND History Reduced 993,625 16,852 0.02% 0.03% 12 -10,800 -1.08% Q2 2014 Aug 05, 2014
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC History Added to 804,436 13,643 1.99% 1.67% 13 +188,634 30.63% Q2 2014 Jul 21, 2014
Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp History Added to 782,300 13,268 0.15% 0.16% 14 +73,925 10.44% Q2 2014 Jul 16, 2014
ALPINE WOODS CAPITAL INVESTORS, LLC History New 743,800 12,615 0.33% — 15 +743,800 New Q2 2014 Aug 08, 2014
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. History Reduced 708,719 12,019 0.13% 0.21% 16 -285,513 -28.72% Q2 2014 Aug 11, 2014
Numeric Investors LLC History Added to 696,300 11,809 0.18% 0.06% 17 +515,400 284.91% Q2 2014 Aug 11, 2014
CREDIT SUISSE AG/ History Added to 628,567 10,660 0.01% 0.01% 18 +21,232 3.5% Q2 2014 Aug 11, 2014
BB&T SECURITIES, LLC History Added to 61,874 10,493 0.02% 0.02% 19 +14,567 30.79% Q2 2014 Jul 11, 2014
BlackRock Group LTD History Added to 617,981 10,481 0.01% 0.0% 20 +362,537 141.92% Q2 2014 Aug 06, 2014
JAMES INVESTMENT RESEARCH INC History Reduced 600,175 10,179 0.32% 0.36% 21 -34,430 -5.43% Q2 2014 Jul 22, 2014
BlackRock Investment Management, LLC History Added to 564,151 9,568 0.01% 0.01% 22 +9,097 1.64% Q2 2014 Aug 06, 2014
APG Asset Management N.V. History No change 550,000 9,328 0.02% 0.03% 23 0 0.0% Q2 2014 Aug 11, 2014
BlackRock Inc. History Added to 469,094 7,956 0.01% 0.0% 24 +419,903 853.62% Q2 2014 Aug 06, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 441,642 7,490 0.03% 0.04% 25 +9,975 2.31% Q2 2014 Aug 08, 2014
GATEWAY INVESTMENT ADVISERS LLC History Reduced 406,777 6,899 0.05% 0.07% 26 -60,084 -12.87% Q2 2014 Jul 23, 2014
NEW YORK STATE TEACHERS RETIREMENT SYSTEM History Reduced 365,377 6,197 0.02% 0.02% 27 -13,350 -3.52% Q2 2014 Aug 04, 2014
Nationwide Fund Advisors History Reduced 347,641 5,896 0.02% 0.03% 28 -5,269 -1.49% Q2 2014 Aug 11, 2014
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM History Reduced 309,339 5,246 0.02% 0.02% 29 -16,535 -5.07% Q2 2014 Aug 07, 2014
OMERS ADMINISTRATION Corp History Added to 301,500 5,113 0.17% 0.13% 30 +72,400 31.6% Q2 2014 Aug 11, 2014
RHUMBLINE ADVISERS History Reduced 274,307 4,652 0.01% 0.02% 31 -32,778 -10.67% Q2 2014 Aug 06, 2014
AMERICAN CENTURY COMPANIES INC History Reduced 238,175 4,039 0.0% 0.01% 32 -3,167 -1.31% Q2 2014 Aug 04, 2014
Swiss National Bank History No change 218,132 3,700 0.01% 0.02% 33 0 0.0% Q2 2014 Aug 06, 2014
TEXAS PERMANENT SCHOOL FUND History Added to 201,793 3,422 0.04% 0.04% 34 +2,146 1.07% Q2 2014 Jul 21, 2014
GAM Holding AG History No change 200,000 3,393 0.05% 0.06% 35 0 0.0% Q2 2014 Aug 11, 2014
EAGLE ASSET MANAGEMENT INC History Reduced 194,338 3,295 0.02% 0.02% 36 -2,138 -1.09% Q2 2014 Jul 10, 2014
Old Mutual Global Investors (UK) Ltd. History New 187,144 3,173 0.18% — 37 +187,144 New Q2 2014 Jul 28, 2014
CAPITAL FUND MANAGEMENT S.A. History Reduced 182,407 3,094 0.03% 0.14% 38 -445,437 -70.95% Q2 2014 Aug 01, 2014
FLIPPIN BRUCE & PORTER INC History Added to 174,735 2,964 0.99% 0.64% 39 +62,610 55.84% Q2 2014 Aug 04, 2014
METROPOLITAN LIFE INSURANCE CO/NY History Reduced 167,897 2,848 0.02% 0.02% 40 -1,072 -0.63% Q2 2014 Jul 31, 2014
Skylands Capital, LLC History Added to 161,579 2,740 0.27% 0.28% 41 +9,925 6.54% Q2 2014 Jul 22, 2014
BABSON CAPITAL MANAGEMENT LLC History Reduced 160,914 2,729 0.08% 0.1% 42 -17,723 -9.92% Q2 2014 Aug 08, 2014
Arizona State Retirement System History Added to 128,700 2,182 0.03% 0.03% 43 +1,100 0.86% Q2 2014 Aug 07, 2014
SEI TRUST CO History New 126,200 2,140 0.02% — 44 +126,200 New Q2 2014 Jul 22, 2014
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC History Added to 123,436 2,093 0.05% 0.05% 45 +1,585 1.3% Q2 2014 Aug 07, 2014
CURIAN CAPITAL LLC History Added to 114,976 1,950 0.03% 0.04% 46 +524 0.46% Q2 2014 Jul 29, 2014
GREAT WEST LIFE ASSURANCE CO /CAN/ History Reduced 104,760 1,772 0.01% 0.03% 47 -338,765 -76.38% Q2 2014 Aug 06, 2014
ProShare Advisors LLC History Added to 102,798 1,743 0.02% 0.01% 48 +72,687 241.4% Q2 2014 Aug 08, 2014
BAILARD, INC. History Added to 96,973 1,645 0.25% 0.27% 49 +2,518 2.67% Q2 2014 Jul 30, 2014
STATE TREASURER STATE OF MICHIGAN History Added to 94,100 1,596 0.01% 0.01% 50 +1,000 1.07% Q2 2014 Aug 06, 2014
MEEDER ASSET MANAGEMENT INC History Reduced 88,515 1,501 0.22% 0.67% 51 -138,735 -61.05% Q2 2014 Jul 18, 2014
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 87,545 1,484 0.0% 0.0% 52 -533 -0.61% Q2 2014 Aug 08, 2014
ClariVest Asset Management LLC History Added to 85,930 1,458 0.06% 0.0% 53 +83,230 3082.59% Q2 2014 Aug 11, 2014
MASON STREET ADVISORS, LLC History Reduced 79,762 1,353 0.01% 0.01% 54 -10,247 -11.38% Q2 2014 Aug 05, 2014
CRAWFORD INVESTMENT COUNSEL INC History Added to 79,170 1,343 0.05% 0.03% 55 +29,675 59.96% Q2 2014 Jul 30, 2014
CHICAGO EQUITY PARTNERS LLC History Reduced 78,715 1,335 0.04% 0.12% 56 -170,925 -68.47% Q2 2014 Aug 01, 2014
Stratos Wealth Partners, LTD. History New 72,616 1,232 0.41% — 57 +72,616 New Q2 2014 Jul 17, 2014
MENTA CAPITAL LLC History New 71,300 1,209 0.22% — 58 +71,300 New Q2 2014 Aug 05, 2014
BlackRock Japan Co. Ltd History Added to 65,186 1,106 0.01% 0.0% 59 +62,215 2094.08% Q2 2014 Aug 06, 2014
Winton Capital Group Ltd History New 63,886 1,084 0.01% — 60 +63,886 New Q2 2014 Aug 05, 2014
COMMONWEALTH BANK OF AUSTRALIA History Added to 63,603 1,079 0.01% 0.01% 61 +1,499 2.41% Q2 2014 Aug 11, 2014
Commonwealth Equity Services, Inc History Added to 63,352 1,074 0.01% 0.01% 62 +14,322 29.21% Q2 2014 Jul 23, 2014
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO History Added to 62,498 1,060 0.01% 0.01% 63 +123 0.2% Q2 2014 Jul 16, 2014
SHIKIAR ASSET MANAGEMENT INC History Added to 57,500 975 0.4% 0.38% 64 +8,500 17.35% Q2 2014 Jul 23, 2014
CLARK ESTATES INC/NY History No change 55,000 933 0.13% 0.15% 65 0 0.0% Q2 2014 Aug 06, 2014
Municipal Employees' Retirement System of Michigan History No change 54,700 928 0.07% 0.08% 66 0 0.0% Q2 2014 Aug 04, 2014
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY History Reduced 54,604 926 0.01% 0.01% 67 -2,900 -5.04% Q2 2014 Jul 18, 2014
MARSHWINDS ADVISORY CO History Reduced 53,710 911 0.44% 0.49% 68 -600 -1.1% Q2 2014 Jul 15, 2014
Louisiana State Employees Retirement System History Added to 53,700 911 0.04% 0.05% 69 +600 1.13% Q2 2014 Jul 30, 2014
Arrow Investment Advisors, LLC History Added to 52,959 898 0.16% 0.12% 70 +15,896 42.89% Q2 2014 Aug 08, 2014
ABERDEEN ASSET MANAGEMENT PLC/UK History New 49,530 840 0.0% — 71 +49,530 New Q2 2014 Jul 24, 2014
VSR Financial Services, Inc. History Added to 47,944 813 0.1% 0.05% 72 +27,407 133.45% Q2 2014 Aug 05, 2014
TOCQUEVILLE ASSET MANAGEMENT L.P. History Reduced 47,503 806 0.01% 0.01% 73 -15,591 -24.71% Q2 2014 Jul 30, 2014
ROTHSCHILD INVESTMENT CORP /IL History No change 46,400 787 0.1% 0.11% 74 0 0.0% Q2 2014 Jul 24, 2014
CADENCE CAPITAL MANAGEMENT LLC History Reduced 44,040 747 0.04% 0.03% 75 -2,252 -4.86% Q2 2014 Jul 23, 2014
Breton Hill Capital Ltd. History Added to 43,000 729 0.19% 0.15% 76 +6,600 18.13% Q2 2014 Aug 01, 2014
GSA CAPITAL PARTNERS LLP History Reduced 41,817 709 0.03% 0.14% 77 -64,669 -60.73% Q2 2014 Aug 08, 2014
Aperio Group, LLC History Added to 41,601 706 0.01% 0.01% 78 +3,035 7.87% Q2 2014 Jul 23, 2014
NISA INVESTMENT ADVISORS L L C History Reduced 40,600 689 0.01% 0.01% 79 -17,400 -30.0% Q2 2014 Jul 29, 2014
Utah Retirement Systems History Reduced 34,571 587 0.02% 0.02% 80 -100 -0.29% Q2 2014 Aug 08, 2014
BLACKROCK ADVISORS LLC History No change 30,534 518 0.0% 15.48% 81 0 0.0% Q2 2014 Aug 06, 2014
PROFUND ADVISORS LLC History Reduced 30,338 515 0.02% 0.03% 82 -2,868 -8.64% Q2 2014 Aug 08, 2014
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) History No change 29,900 507 0.24% 0.17% 83 0 0.0% Q2 2014 Jul 18, 2014
F&V Capital Management, LLC History New 29,870 506 0.37% — 84 +29,870 New Q2 2014 Jul 10, 2014
Norinchukin Bank, The History No change 28,000 475 0.01% 0.01% 85 0 0.0% Q2 2014 Jul 31, 2014
ADVANTUS CAPITAL MANAGEMENT INC History Reduced 27,966 474 0.02% 0.02% 86 -510 -1.79% Q2 2014 Aug 01, 2014
HUNTINGTON NATIONAL BANK History Reduced 26,860 456 0.01% 0.02% 87 -20,050 -42.74% Q2 2014 Jul 25, 2014
AMERICAN NATIONAL INSURANCE CO /TX/ History No change 26,900 456 0.03% 0.03% 88 0 0.0% Q2 2014 Aug 06, 2014
SSI INVESTMENT MANAGEMENT INC History New 26,015 442 0.04% — 89 +26,015 New Q2 2014 Aug 08, 2014
BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP History Reduced 26,000 441 0.0% 0.01% 90 -7,736 -22.93% Q2 2014 Jul 07, 2014
DELTEC ASSET MANAGEMENT LLC History Added to 25,000 424 0.09% 0.09% 91 +2,000 8.7% Q2 2014 Aug 04, 2014
RidgeWorth Capital Management LLC History New 24,926 423 0.0% — 92 +24,926 New Q2 2014 Jul 31, 2014
Cambridge Investment Research Advisors, Inc. History Added to 24,271 412 0.01% 0.02% 93 +1,844 8.22% Q2 2014 Jul 25, 2014
McAdams Wright Ragen, Inc. History Added to 24,104 408 0.02% 0.02% 94 +2,609 12.14% Q2 2014 Aug 08, 2014
World Asset Management Inc History Reduced 23,997 407 0.01% 0.01% 95 -1,024 -4.09% Q2 2014 Jul 28, 2014
Aull & Monroe Investment Management Corp History Added to 21,982 373 0.2% 0.22% 96 +200 0.92% Q2 2014 Aug 07, 2014
Neuberger Berman Group LLC History Added to 20,861 354 0.0% 0.0% 97 +4,035 23.98% Q2 2014 Aug 05, 2014
SHELTON CAPITAL MANAGEMENT History No change 20,054 340 0.05% 0.05% 98 0 0.0% Q2 2014 Jul 25, 2014
FRANKLIN STREET ADVISORS INC /NC History No change 20,046 340 0.06% 0.07% 99 0 0.0% Q2 2014 Jul 08, 2014
Princeton Alpha Management LP History New 19,724 335 0.07% — 100 +19,724 New Q2 2014 Jul 17, 2014
EDMP, INC. History No change 18,790 319 0.3% 0.31% 101 0 0.0% Q2 2014 Jul 18, 2014
Cohen Klingenstein, LLC History No change 18,705 317 0.06% 0.07% 102 0 0.0% Q2 2014 Jul 15, 2014
MU Investments Co., Ltd. History New 18,500 308 0.14% — 103 +18,500 New Q2 2014 Jul 23, 2014
DAVIDSON D A & CO History Added to 17,560 297 0.01% 0.01% 104 +1,300 8.0% Q2 2014 Jul 29, 2014
RAYMOND JAMES TRUST N.A. History Added to 17,249 293 0.03% 0.03% 105 +4,467 34.95% Q2 2014 Aug 04, 2014
WRIGHT INVESTORS SERVICE INC History New 16,464 279 0.13% — 106 +16,464 New Q2 2014 Jul 22, 2014
SUMIT CAPITAL, LLC History New 15,935 270 1.13% — 107 +15,935 New Q2 2014 Jul 22, 2014
CAPITAL ONE, NATIONAL ASSOCIATION History New 15,489 263 0.02% — 108 +15,489 New Q2 2014 Jul 25, 2014
CAPSTONE ASSET MANAGEMENT CO History Reduced 15,033 255 0.01% 0.01% 109 -4,538 -23.19% Q2 2014 Jul 11, 2014
BANK OF HAWAII History Reduced 14,645 249 0.02% 0.06% 110 -18,415 -55.7% Q2 2014 Jul 17, 2014
DEERE & CO History Added to 12,940 219 0.01% 0.01% 111 +2,813 27.78% Q2 2014 Aug 11, 2014
Cipher Capital LP History Reduced 12,460 211 0.07% 0.25% 112 -18,762 -60.09% Q2 2014 Aug 11, 2014
Prospera Financial Services History New 11,194 190 0.05% — 113 +11,194 New Q2 2014 Jul 07, 2014
NORTH POINT PORTFOLIO MANAGERS CORP/OH History No change 11,150 189 0.04% 0.04% 114 0 0.0% Q2 2014 Jul 30, 2014
GENESEE VALLEY TRUST CO History Reduced 10,774 183 0.11% 0.12% 115 -167 -1.53% Q2 2014 Jul 31, 2014
TradeLink Global Equity LLC History No change 10,791 183 0.17% 0.28% 116 0 0.0% Q2 2014 Jul 31, 2014
Old Mutual Global Index Trackers (Proprietary) LTD History No change 10,100 171 0.04% 0.05% 117 0 0.0% Q2 2014 Aug 04, 2014
SOUTH GEORGIA CAPITAL, LLC History Added to 9,100 154 0.18% 0.02% 118 +8,100 810.0% Q2 2014 Aug 05, 2014
NEW ENGLAND SECURITIES CORP /MA/ History Reduced 7,500 127 0.04% 0.06% 119 -600 -7.41% Q2 2014 Aug 04, 2014
WHITTIER TRUST CO History No change 7,450 126 0.01% 0.01% 120 0 0.0% Q2 2014 Aug 04, 2014
TEACHER RETIREMENT SYSTEM OF TEXAS History No change 7,293 124 0.0% 0.0% 121 0 0.0% Q2 2014 Aug 05, 2014
MUFG Americas Holdings Corp History Added to 7,077 120 0.0% 0.0% 122 +1,991 39.15% Q2 2014 Aug 05, 2014
State of Alaska, Department of Revenue History No change 6,270 106 0.02% 0.02% 123 0 0.0% Q2 2014 Jul 24, 2014
TRUST CO OF VERMONT History Reduced 4,080 69 0.01% 0.01% 124 -390 -8.72% Q2 2014 Jul 16, 2014
WASHINGTON TRUST BANK History No change 3,480 59 0.01% 0.01% 125 0 0.0% Q2 2014 Aug 08, 2014
JFS WEALTH ADVISORS, LLC History New 3,016 51 0.01% — 126 +3,016 New Q2 2014 Jul 29, 2014
FIRST QUADRANT L P/CA History Reduced 2,971 50 0.0% 0.07% 127 -177,409 -98.35% Q2 2014 Jul 31, 2014
Weaver C. Barksdale & Associates, Inc. History Added to 2,832 48 0.04% 0.04% 128 +430 17.9% Q2 2014 Jul 11, 2014
FIRST MERCANTILE TRUST CO History No change 2,526 43 0.0% 0.0% 129 0 0.0% Q2 2014 Jul 22, 2014
Plante Moran Financial Advisors, LLC History New 1,870 32 0.03% — 130 +1,870 New Q2 2014 Jul 28, 2014
Sanctuary Wealth Advisors, LLC History No change 1,475 24 0.01% 0.01% 131 0 0.0% Q2 2014 Jul 29, 2014
Transamerica Financial Advisors, Inc. History Added to 1,406 23 0.0% 0.0% 132 +187 15.34% Q2 2014 Jul 14, 2014
TORONTO DOMINION BANK History No change 1,000 17 0.0% 0.0% 133 0 0.0% Q2 2014 Aug 11, 2014
Perkins Coie Trust Co History No change 1,000 17 0.02% 0.02% 134 0 0.0% Q2 2014 Jul 18, 2014
Clarkston Capital Partners LLC History New 920 15 0.0% — 135 +920 New Q2 2014 Jul 16, 2014
Gary Goldberg Planning Services Inc History New 825 14 0.01% — 137 +825 New Q2 2014 Aug 06, 2014
HAP Trading, LLC History No change 35,000 14 0.0% 0.0% 136 0 0.0% Q2 2014 Aug 11, 2014
Advisors Preferred, LLC History Added to 825 13 0.01% 0.01% 138 +57 7.42% Q2 2014 Jul 31, 2014
ENTERPRISE FINANCIAL SERVICES CORP History Reduced 613 10 0.01% 0.01% 139 -399 -39.43% Q2 2014 Jul 24, 2014
Whitnell & Co. History No change 600 10 0.0% 0.01% 140 0 0.0% Q2 2014 Aug 07, 2014
Financial Architects, Inc History New 545 9 0.0% — 141 +545 New Q2 2014 Aug 06, 2014
Manchester Capital Management LLC History New 500 8 0.0% — 143 +500 New Q2 2014 Jul 31, 2014
PAYDEN & RYGEL History No change 480 8 0.0% 0.0% 142 0 0.0% Q2 2014 Aug 07, 2014
Saiers Capital, LLC History Added to 40,000 7 0.0% 0.0% 144 +17,000 73.91% Q2 2014 Aug 11, 2014
MetLife Securities, Inc History Added to 348 6 0.0% 0.0% 146 +27 8.41% Q2 2014 Aug 04, 2014
KANALY TRUST CO History No change 326 6 0.0% 0.0% 145 0 0.0% Q2 2014 Jul 28, 2014
SMITHFIELD TRUST CO History No change 292 5 0.0% 0.0% 147 0 0.0% Q2 2014 Jul 16, 2014
Winslow, Evans & Crocker, Inc. History No change 353 5 0.0% 0.0% 148 0 0.0% Q2 2014 Jul 16, 2014
PRIVATE TRUST CO NA History No change 215 4 0.0% 0.0% 149 0 0.0% Q2 2014 Jul 22, 2014
CENTRAL TRUST & INVESTMENT CO History No change 200 3 0.0% 0.0% 150 0 0.0% Q2 2014 Jul 09, 2014
FIRST FINANCIAL CORP /IN/ History No change 200 3 0.0% 0.0% 151 0 0.0% Q2 2014 Jul 18, 2014
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History No change 150 3 0.0% 0.0% 152 0 0.0% Q2 2014 Aug 05, 2014
BRAVE ASSET MANAGEMENT INC History No change 100 2 0.0% 0.0% 153 0 0.0% Q2 2014 Aug 11, 2014
SMITH ASSET MANAGEMENT GROUP LP History No change 100 2 0.0% 0.0% 154 0 0.0% Q2 2014 Jul 23, 2014
Cornerstone Advisors, Inc. History No change 30 1 0.0% 0.0% 155 0 0.0% Q2 2014 Jul 29, 2014
TCI Wealth Advisors, Inc. History No change 84 1 0.0% 0.0% 156 0 0.0% Q2 2014 Aug 11, 2014
Capital World Investors History Closed out 0 0 — 0.07% — -13,345,400 -100.0% Q1 2014 May 15, 2014
Capital Research Global Investors History Closed out 0 0 — 0.05% — -7,855,957 -100.0% Q1 2014 May 15, 2014
Epoch Investment Partners, Inc. History Closed out 0 0 — 0.47% — -6,529,507 -100.0% Q1 2014 May 14, 2014
STATE STREET CORP History Closed out 0 0 — 0.01% — -5,833,749 -100.0% Q1 2014 May 15, 2014
AMERIPRISE FINANCIAL INC History Closed out 0 0 — 0.06% — -5,309,772 -100.0% Q1 2014 May 14, 2014
JPMORGAN CHASE & CO History Closed out 0 0 — 0.02% — -3,932,228 -100.0% Q1 2014 May 15, 2014
Elm Ridge Management, LLC History Closed out 0 0 — 5.85% — -3,233,371 -100.0% Q1 2014 May 15, 2014
D. E. Shaw & Co., Inc. History Closed out 0 0 — 0.07% — -2,844,124 -100.0% Q1 2014 May 15, 2014
Bank of New York Mellon Corp History Closed out 0 0 — 0.01% — -2,795,527 -100.0% Q1 2014 May 14, 2014
NORTHERN TRUST CORP History Closed out 0 0 — 0.02% — -2,753,774 -100.0% Q1 2014 May 14, 2014
Advisors Asset Management, Inc. History Closed out 0 0 — 0.66% — -2,440,201 -100.0% Q1 2014 May 15, 2014
GOLDMAN SACHS GROUP INC History Closed out 0 0 — 0.01% — -2,199,915 -100.0% Q1 2014 May 15, 2014
MORGAN STANLEY History Closed out 0 0 — 0.01% — -1,964,199 -100.0% Q1 2014 May 13, 2014
Invesco Ltd. History Closed out 0 0 — 0.01% — -1,864,977 -100.0% Q1 2014 May 15, 2014
TIAA CREF INVESTMENT MANAGEMENT LLC History Closed out 0 0 — 0.02% — -1,541,916 -100.0% Q1 2014 May 13, 2014
COMERICA BANK History Closed out 0 0 — 0.21% — -1,509,825 -100.0% Q1 2014 May 15, 2014
FMR LLC History Closed out 0 0 — 0.0% — -1,363,430 -100.0% Q1 2014 May 15, 2014
AQR CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.07% — -1,287,595 -100.0% Q1 2014 May 15, 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History Closed out 0 0 — 0.03% — -1,199,422 -100.0% Q1 2014 Apr 18, 2014
SCHRODER INVESTMENT MANAGEMENT GROUP History Closed out 0 0 — 0.02% — -1,154,323 -100.0% Q1 2014 May 15, 2014
Gotham Asset Management, LLC History Closed out 0 0 — 0.29% — -1,083,236 -100.0% Q1 2014 May 15, 2014
DEUTSCHE BANK AG\ History Closed out 0 0 — 0.01% — -1,062,331 -100.0% Q1 2014 May 15, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History Closed out 0 0 — 0.04% — -1,052,802 -100.0% Q1 2014 May 13, 2014
GEODE CAPITAL MANAGEMENT, LLC History Closed out 0 0 — 0.01% — -1,013,505 -100.0% Q1 2014 May 14, 2014
RENAISSANCE TECHNOLOGIES LLC History Closed out 0 0 — 0.04% — -982,182 -100.0% Q1 2014 May 14, 2014
CANADA PENSION PLAN INVESTMENT BOARD History Closed out 0 0 — 0.07% — -977,000 -100.0% Q1 2014 May 09, 2014
UNITED SERVICES AUTOMOBILE ASSOCIATION History Closed out 0 0 — 0.06% — -909,410 -100.0% Q1 2014 May 22, 2014
WELLS FARGO & COMPANY/MN History Closed out 0 0 — 0.01% — -880,065 -100.0% Q1 2014 May 15, 2014
Brandywine Global Investment Management, LLC History Closed out 0 0 — 0.13% — -830,523 -100.0% Q1 2014 May 15, 2014
ADAGE CAPITAL PARTNERS GP LLC History Closed out 0 0 — 0.04% — -805,000 -100.0% Q1 2014 May 15, 2014
MILLENNIUM MANAGEMENT LLC History Closed out 0 0 — 0.04% — -742,328 -100.0% Q1 2014 May 15, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Closed out 0 0 — 0.01% — -710,690 -100.0% Q1 2014 May 14, 2014
ZACKS INVESTMENT MANAGEMENT History Closed out 0 0 — 0.41% — -618,027 -100.0% Q1 2014 May 13, 2014
PRINCIPAL FINANCIAL GROUP INC History Closed out 0 0 — 0.02% — -614,897 -100.0% Q1 2014 May 13, 2014
BATTERYMARCH FINANCIAL MANAGEMENT INC History Closed out 0 0 — 0.22% — -597,923 -100.0% Q1 2014 May 15, 2014
BANK OF MONTREAL /CAN/ History Closed out 0 0 — 0.01% — -566,379 -100.0% Q1 2014 May 15, 2014
RAYMOND JAMES & ASSOCIATES History Closed out 0 0 — 0.06% — -500,887 -100.0% Q1 2014 May 13, 2014
Poplar Forest Capital LLC History Closed out 0 0 — 0.96% — -500,341 -100.0% Q1 2014 May 09, 2014
TD ASSET MANAGEMENT INC History Closed out 0 0 — 0.01% — -425,556 -100.0% Q1 2014 May 09, 2014
CITADEL ADVISORS LLC History Closed out 0 0 — 9.79% — -379,568 -100.0% Q1 2014 Aug 08, 2014
Allianz Asset Management AG History Closed out 0 0 — 0.01% — -368,590 -100.0% Q1 2014 May 28, 2014
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC History Closed out 0 0 — 0.02% — -362,120 -100.0% Q1 2014 May 15, 2014
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO History Closed out 0 0 — 0.04% — -360,154 -100.0% Q1 2014 May 15, 2014
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History Closed out 0 0 — 0.02% — -351,914 -100.0% Q1 2014 May 08, 2014
Nuveen Asset Management, LLC History Closed out 0 0 — 0.04% — -344,499 -100.0% Q1 2014 May 14, 2014
TEACHERS ADVISORS INC History Closed out 0 0 — 0.01% — -324,582 -100.0% Q1 2014 May 13, 2014
ALLIANCEBERNSTEIN L.P. History Closed out 0 0 — 0.0% — -316,692 -100.0% Q1 2014 May 13, 2014
BARCLAYS PLC History Closed out 0 0 — 0.01% — -310,805 -100.0% Q1 2014 May 15, 2014
Marshall Wace LLP History Closed out 0 0 — 0.1% — -302,583 -100.0% Q1 2014 May 14, 2014
PRICE T ROWE ASSOCIATES INC /MD/ History Closed out 0 0 — 0.0% — -299,095 -100.0% Q1 2014 May 15, 2014
AFFINITY INVESTMENT ADVISORS, LLC History Closed out 0 0 — 0.63% — -298,673 -100.0% Q1 2014 May 12, 2014
PEAK6 Investments, L.P. History Closed out 0 0 — 0.04% — -290,900 -100.0% Q1 2014 May 19, 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE History Closed out 0 0 — 0.01% — -289,705 -100.0% Q1 2014 May 15, 2014
MANAGED ACCOUNT ADVISORS LLC History Closed out 0 0 — 0.01% — -283,401 -100.0% Q1 2014 May 15, 2014
PARADIGM CAPITAL MANAGEMENT INC/NY History Closed out 0 0 — 0.35% — -274,009 -100.0% Q1 2014 May 12, 2014
JANUS CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.0% — -267,800 -100.0% Q1 2014 May 15, 2014
UBS AG History Closed out 0 0 — 0.0% — -240,437 -100.0% Q1 2014 May 16, 2014
PRUDENTIAL FINANCIAL INC History Closed out 0 0 — 0.01% — -237,673 -100.0% Q1 2014 May 14, 2014
LEGAL & GENERAL GROUP PLC History Closed out 0 0 — 0.0% — -214,855 -100.0% Q1 2014 May 14, 2014
Amici Capital, LLC History Closed out 0 0 — 0.13% — -214,260 -100.0% Q1 2014 May 15, 2014
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC History Closed out 0 0 — 0.0% — -208,868 -100.0% Q1 2014 May 23, 2014
RUSSELL FRANK CO/ History Closed out 0 0 — 0.01% — -203,615 -100.0% Q1 2014 May 16, 2014
BANK OF AMERICA CORP /DE/ History Closed out 0 0 — 0.0% — -195,915 -100.0% Q1 2014 May 15, 2014
BNP PARIBAS ARBITRAGE, SA History Closed out 0 0 — 0.0% — -185,377 -100.0% Q1 2014 May 13, 2014
STEVENS CAPITAL MANAGEMENT LP History Closed out 0 0 — 0.08% — -171,006 -100.0% Q1 2014 May 06, 2014
PDT Partners, LLC History Closed out 0 0 — 0.07% — -161,667 -100.0% Q1 2014 May 15, 2014
Nine Chapters Capital Management LLC History Closed out 0 0 — 0.32% — -151,200 -100.0% Q1 2014 May 15, 2014
WHV Investment Management, Inc. History Closed out 0 0 — 0.03% — -138,550 -100.0% Q1 2014 Jul 31, 2014
STATE OF WISCONSIN INVESTMENT BOARD History Closed out 0 0 — 0.01% — -138,269 -100.0% Q1 2014 May 14, 2014
State of Tennessee, Treasury Department History Closed out 0 0 — 0.01% — -138,100 -100.0% Q1 2014 May 30, 2014
Sterling Capital Management LLC History Closed out 0 0 — 0.02% — -137,742 -100.0% Q1 2014 May 16, 2014
ELLINGTON MANAGEMENT GROUP LLC History Closed out 0 0 — 0.71% — -136,100 -100.0% Q1 2014 May 15, 2014
CITIGROUP INC History Closed out 0 0 — 0.0% — -133,407 -100.0% Q1 2014 May 15, 2014
Airain ltd History Closed out 0 0 — 0.41% — -131,188 -100.0% Q1 2014 May 13, 2014
MARTINGALE ASSET MANAGEMENT L P History Closed out 0 0 — 0.07% — -117,186 -100.0% Q1 2014 May 14, 2014
OREGON PUBLIC EMPLOYEES RETIREMENT FUND History Closed out 0 0 — 0.05% — -116,822 -100.0% Q1 2014 May 16, 2014
Santa Fe Partners LLC History Closed out 0 0 — 0.29% — -115,772 -100.0% Q1 2014 May 14, 2014
STIFEL FINANCIAL CORP History Closed out 0 0 — 0.02% — -115,614 -100.0% Q1 2014 May 15, 2014
AMP Capital Investors Ltd History Closed out 0 0 — 0.01% — -112,105 -100.0% Q1 2014 May 14, 2014
Legg Mason Investment Counsel, LLC History Closed out 0 0 — 0.04% — -111,587 -100.0% Q1 2014 May 15, 2014
Hunter Associates inc. History Closed out 0 0 — 0.79% — -111,250 -100.0% Q1 2014 May 14, 2014
ROYAL BANK OF CANADA History Closed out 0 0 — 0.0% — -103,876 -100.0% Q1 2014 May 15, 2014
VTL Associates, LLC History Closed out 0 0 — 0.14% — -99,334 -100.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History Closed out 0 0 — 0.0% — -90,201 -100.0% Q1 2014 May 16, 2014
ING INVESTMENT MANAGEMENT LLC History Closed out 0 0 — 0.0% — -88,435 -100.0% Q1 2014 May 15, 2014
Man Investments Ltd History Closed out 0 0 — 0.14% — -87,165 -100.0% Q1 2014 May 15, 2014
LAZARD ASSET MANAGEMENT LLC History Closed out 0 0 — 0.0% — -86,500 -100.0% Q1 2014 May 12, 2014
SG Americas Securities, LLC History Closed out 0 0 — 0.01% — -86,184 -100.0% Q1 2014 May 14, 2014
ROOSEVELT INVESTMENT GROUP INC History Closed out 0 0 — 0.07% — -82,900 -100.0% Q1 2014 May 13, 2014
BRIDGEWAY CAPITAL MANAGEMENT INC History Closed out 0 0 — 0.04% — -78,830 -100.0% Q1 2014 May 15, 2014
WILMINGTON TRUST CO History Closed out 0 0 — 0.02% — -74,560 -100.0% Q1 2014 May 14, 2014
ANALYTIC INVESTORS, LLC History Closed out 0 0 — 0.02% — -74,197 -100.0% Q1 2014 May 12, 2014
TWO SIGMA INVESTMENTS LLC History Closed out 0 0 — 0.01% — -74,078 -100.0% Q1 2014 May 15, 2014
WHITEBOX ADVISORS LLC History Closed out 0 0 — 0.05% — -71,477 -100.0% Q1 2014 May 14, 2014
NOMURA HOLDINGS INC History Closed out 0 0 — 0.0% — -65,817 -100.0% Q1 2014 May 14, 2014
HARTFORD INVESTMENT MANAGEMENT CO History Closed out 0 0 — 0.02% — -64,662 -100.0% Q1 2014 May 14, 2014
Liberty Mutual Group Asset Management Inc. History Closed out 0 0 — 0.04% — -62,564 -100.0% Q1 2014 May 14, 2014
CREDIT AGRICOLE S A History Closed out 0 0 — 0.0% — -57,000 -100.0% Q1 2014 May 12, 2014
O'SHAUGHNESSY ASSET MANAGEMENT, LLC History Closed out 0 0 — 0.02% — -55,830 -100.0% Q1 2014 May 15, 2014
Winton Capital Management Ltd History Closed out 0 0 — 0.01% — -54,888 -100.0% Q1 2014 May 01, 2014
KCG Holdings, Inc. History Closed out 0 0 — 0.01% — -53,199 -100.0% Q1 2014 May 15, 2014
Index Management Solutions, LLC History Closed out 0 0 — 0.15% — -52,550 -100.0% Q1 2014 May 15, 2014
TWO SIGMA ADVISERS, LLC History Closed out 0 0 — 0.01% — -52,300 -100.0% Q1 2014 May 15, 2014
Convergence Investment Partners, LLC History Closed out 0 0 — 0.14% — -51,705 -100.0% Q1 2014 May 08, 2014
Lloyds Banking Group plc History Closed out 0 0 — 0.01% — -49,530 -100.0% Q1 2014 Apr 30, 2014
SUNTRUST BANKS INC History Closed out 0 0 — 0.0% — -48,047 -100.0% Q1 2014 May 14, 2014
Placemark Investments, Inc. History Closed out 0 0 — 0.02% — -47,748 -100.0% Q1 2014 May 09, 2014
IBM Retirement Fund History Closed out 0 0 — 0.02% — -47,553 -100.0% Q1 2014 May 19, 2014
Dynamic Capital Management Ltd History Closed out 0 0 — 0.27% — -47,290 -100.0% Q1 2014 May 15, 2014
GENERAL MOTORS INVESTMENT MANAGEMENT CORP History Closed out 0 0 — 0.07% — -47,131 -100.0% Q1 2014 May 05, 2014
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ History Closed out 0 0 — 0.0% — -46,500 -100.0% Q1 2014 May 13, 2014
WFG Advisors, LP History Closed out 0 0 — 0.17% — -46,412 -100.0% Q1 2014 Apr 24, 2014
PANAGORA ASSET MANAGEMENT INC History Closed out 0 0 — 0.0% — -45,487 -100.0% Q1 2014 May 15, 2014
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE History Closed out 0 0 — 0.03% — -42,590 -100.0% Q1 2014 May 13, 2014
Spot Trading L.L.C History Closed out 0 0 — 0.0% — -42,528 -100.0% Q1 2014 May 13, 2014
PineBridge Investments Ltd History Closed out 0 0 — 0.02% — -41,584 -100.0% Q1 2014 May 14, 2014
Quantbot Technologies LP History Closed out 0 0 — 0.17% — -40,674 -100.0% Q1 2014 May 21, 2014
Quantitative Systematic Strategies LLC History Closed out 0 0 — 0.59% — -40,372 -100.0% Q1 2014 Apr 07, 2014
WELLINGTON MANAGEMENT CO LLP History Closed out 0 0 — 0.0% — -38,230 -100.0% Q1 2014 May 15, 2014
HIGHBRIDGE CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.01% — -38,062 -100.0% Q1 2014 May 16, 2014
LMM LLC History Closed out 0 0 — 0.03% — -38,000 -100.0% Q1 2014 May 15, 2014
Legg Mason Asset Management (Japan) Co., Ltd. History Closed out 0 0 — 0.38% — -35,800 -100.0% Q1 2014 May 15, 2014
JACOBS LEVY EQUITY MANAGEMENT, INC History Closed out 0 0 — 0.01% — -35,180 -100.0% Q1 2014 May 15, 2014
PARADIGM ASSET MANAGEMENT CO LLC History Closed out 0 0 — 0.08% — -34,600 -100.0% Q1 2014 May 14, 2014
TUDOR INVESTMENT CORP ET AL History Closed out 0 0 — 0.02% — -32,204 -100.0% Q1 2014 May 15, 2014
ALPS ADVISORS INC History Closed out 0 0 — 0.01% — -30,900 -100.0% Q1 2014 May 15, 2014
Summit Investment Advisors, Inc. History Closed out 0 0 — 0.04% — -30,183 -100.0% Q1 2014 May 13, 2014
SAC Capital Advisors LP History Closed out 0 0 — 0.0% — -30,071 -100.0% Q1 2014 May 15, 2014
TDAM USA INC. History Closed out 0 0 — 0.02% — -29,818 -100.0% Q1 2014 May 09, 2014
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS History Closed out 0 0 — 0.01% — -27,616 -100.0% Q1 2014 May 08, 2014
HBK INVESTMENTS L P History Closed out 0 0 — 0.01% — -27,300 -100.0% Q1 2014 May 15, 2014
SCOTIA CAPITAL INC. History Closed out 0 0 — 0.01% — -26,971 -100.0% Q1 2014 May 14, 2014
US BANCORP \DE\ History Closed out 0 0 — 0.0% — -25,682 -100.0% Q1 2014 May 14, 2014
CLINTON GROUP INC History Closed out 0 0 — 0.17% — -25,346 -100.0% Q1 2014 May 14, 2014
FIRST MANHATTAN CO History Closed out 0 0 — 0.0% — -24,806 -100.0% Q1 2014 May 16, 2014
CIBC World Markets Inc. History Closed out 0 0 — 0.0% — -24,147 -100.0% Q1 2014 May 13, 2014
Perigon Wealth Management, LLC History Closed out 0 0 — 0.23% — -23,000 -100.0% Q1 2014 May 12, 2014
DREMAN VALUE MANAGEMENT, L L C History Closed out 0 0 — 0.03% — -22,924 -100.0% Q1 2014 May 15, 2014
TFS CAPITAL LLC History Closed out 0 0 — 0.03% — -22,827 -100.0% Q1 2014 May 05, 2014
Visium Asset Management, LP History Closed out 0 0 — 0.01% — -20,757 -100.0% Q1 2014 May 15, 2014
Schonfeld Group Holdings LLC History Closed out 0 0 — 0.09% — -20,435 -100.0% Q1 2014 May 15, 2014
Tower Research Capital LLC History Closed out 0 0 — 0.04% — -18,285 -100.0% Q1 2014 May 02, 2014
ONTARIO TEACHERS PENSION PLAN BOARD History Closed out 0 0 — 0.0% — -17,548 -100.0% Q1 2014 May 13, 2014
JANE STREET GROUP, LLC History Closed out 0 0 — 0.0% — -16,963 -100.0% Q1 2014 May 15, 2014
Atlantic Trust Group, LLC History Closed out 0 0 — 0.0% — -15,755 -100.0% Q1 2014 May 14, 2014
Weiss Multi-Strategy Advisers LLC History Closed out 0 0 — 0.01% — -15,730 -100.0% Q1 2014 May 15, 2014
THRIVENT FINANCIAL FOR LUTHERANS History Closed out 0 0 — 0.0% — -15,350 -100.0% Q1 2014 May 14, 2014
RBF Capital, LLC History Closed out 0 0 — 0.07% — -15,000 -100.0% Q1 2014 May 13, 2014
Tradeworx Inc. History Closed out 0 0 — 0.23% — -14,912 -100.0% Q1 2014 Jun 02, 2014
REYNOLDS CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.17% — -14,800 -100.0% Q1 2014 May 06, 2014
AMALGAMATED BANK History Closed out 0 0 — 0.04% — -14,083 -100.0% Q1 2014 May 12, 2014
BUCKHEAD CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.03% — -13,815 -100.0% Q1 2014 Apr 09, 2014
Verition Fund Management LLC History Closed out 0 0 — 0.04% — -13,482 -100.0% Q1 2014 May 14, 2014
Invictus RG Pte. Ltd. History Closed out 0 0 — 0.28% — -13,047 -100.0% Q1 2014 May 14, 2014
TCTC Holdings, LLC History Closed out 0 0 — 0.01% — -13,000 -100.0% Q1 2014 May 15, 2014
Investors Capital Advisory Services History Closed out 0 0 — 0.05% — -12,719 -100.0% Q1 2014 Apr 15, 2014
LPL Financial LLC History Closed out 0 0 — 0.0% — -12,504 -100.0% Q1 2014 May 12, 2014
Parallax Volatility Advisers, LLC History Closed out 0 0 — 0.0% — -12,504 -100.0% Q1 2014 May 15, 2014
NGAM ADVISORS, L.P. History Closed out 0 0 — 0.0% — -12,486 -100.0% Q1 2014 May 13, 2014
BLAIR WILLIAM & CO/IL History Closed out 0 0 — 0.0% — -11,474 -100.0% Q1 2014 May 06, 2014
Cetera Advisor Networks LLC History Closed out 0 0 — 0.01% — -11,121 -100.0% Q1 2014 May 15, 2014
Meiji Yasuda Asset Management Co Ltd. History Closed out 0 0 — 0.04% — -10,435 -100.0% Q1 2014 May 14, 2014
BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL History Closed out 0 0 — 0.07% — -10,430 -100.0% Q1 2014 Apr 24, 2014
OAKBROOK INVESTMENTS LLC History Closed out 0 0 — 0.01% — -10,400 -100.0% Q1 2014 Apr 17, 2014
GROUP ONE TRADING, L.P. History Closed out 0 0 — 0.0% — -9,766 -100.0% Q1 2014 May 07, 2014
Saturna Capital CORP History Closed out 0 0 — 0.0% — -8,424 -100.0% Q1 2014 May 14, 2014
Walleye Trading LLC History Closed out 0 0 — 0.0% — -7,500 -100.0% Q1 2014 May 15, 2014
BESSEMER GROUP INC History Closed out 0 0 — 0.0% — -6,996 -100.0% Q1 2014 May 14, 2014
FULLER & THALER ASSET MANAGEMENT, INC. History Closed out 0 0 — 0.01% — -6,500 -100.0% Q1 2014 May 13, 2014
GLENMEDE TRUST CO NA History Closed out 0 0 — 0.0% — -5,600 -100.0% Q1 2014 May 07, 2014
NEW YORK LIFE TRUST CO History Closed out 0 0 — 0.42% — -5,316 -100.0% Q1 2014 May 15, 2014
National Asset Management, Inc. History Closed out 0 0 — 0.03% — -5,251 -100.0% Q1 2014 May 02, 2014
PALLADIUM PARTNERS LLC History Closed out 0 0 — 0.01% — -5,000 -100.0% Q1 2014 Apr 17, 2014
WOLVERINE ASSET MANAGEMENT LLC History Closed out 0 0 — 0.0% — -4,635 -100.0% Q1 2014 May 14, 2014
Crow Point Partners, LLC History Closed out 0 0 — 0.01% — -4,560 -100.0% Q1 2014 May 27, 2014
FineMark National Bank & Trust History Closed out 0 0 — 0.01% — -3,227 -100.0% Q1 2014 May 13, 2014
FIFTH THIRD BANCORP History Closed out 0 0 — 0.0% — -3,008 -100.0% Q1 2014 May 15, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History Closed out 0 0 — 0.0% — -2,943 -100.0% Q1 2014 May 15, 2014
Creative Planning History Closed out 0 0 — 0.0% — -1,816 -100.0% Q1 2014 Apr 11, 2014
BENJAMIN F. EDWARDS & COMPANY, INC. History Closed out 0 0 — 0.01% — -1,250 -100.0% Q1 2014 Apr 14, 2014
ENVESTNET ASSET MANAGEMENT INC History Closed out 0 0 — 0.0% — -898 -100.0% Q1 2014 May 12, 2014
First City Capital Management, Inc. History Closed out 0 0 — 0.01% — -854 -100.0% Q1 2014 May 19, 2014
SIGNATUREFD, LLC History Closed out 0 0 — 0.01% — -793 -100.0% Q1 2014 May 16, 2014
1832 Asset Management L.P. History Closed out 0 0 — 0.0% — -630 -100.0% Q1 2014 May 14, 2014
THOMPSON DAVIS & CO., INC. History Closed out 0 0 — 0.01% — -522 -100.0% Q1 2014 May 09, 2014
Gemmer Asset Management LLC History Closed out 0 0 — 0.0% — -231 -100.0% Q1 2014 May 23, 2014
OPTIMUM INVESTMENT ADVISORS History Closed out 0 0 — 0.0% — -68 -100.0% Q1 2014 May 01, 2014
Li Winifred I History Closed out 0 0 — 0.0% — -43 -100.0% Q1 2014 Jun 18, 2014
HANSEATIC MANAGEMENT SERVICES INC History Closed out 0 0 — — — -13 -100.0% Q1 2014 May 06, 2014
Concept Capital Markets, LLC History No change 3 0 — — — 0 0.0% Q2 2014 Aug 08, 2014
PIERSHALE FINANCIAL GROUP, INC. History No change 2 0 — — — 0 0.0% Q2 2014 Jul 17, 2014