ETF MANAGERS TR - 26924G409
Detailed investor-level table based on 13F positions.
Early Q1 2024 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | History | Reduced | 221,121 | 10,262 | 0.0% | 0.0% | 1 | -45,776 | -17.15% | Q4 2023 | Feb 15, 2024 |
| BANK OF MONTREAL /CAN/ | History | Added to | 96,144 | 4,511 | 0.0% | 0.0% | 2 | +92,984 | 2942.53% | Q4 2023 | Feb 08, 2024 |
| LPL Financial LLC | History | Reduced | 81,550 | 3,784 | 0.0% | 0.0% | 3 | -1,663 | -2.0% | Q4 2023 | Feb 14, 2024 |
| GRIMES & COMPANY, INC. | History | New | 80,690 | 3,744 | 0.12% | — | 4 | +80,690 | New | Q4 2023 | Jan 24, 2024 |
| ROYAL BANK OF CANADA | History | Reduced | 75,585 | 3,508 | 0.0% | 0.0% | 5 | -36,340 | -32.47% | Q4 2023 | Feb 14, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 64,974 | 3,015 | 0.01% | 0.0% | 6 | +9,600 | 17.34% | Q4 2023 | Feb 06, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 57,862 | 2,685 | 0.0% | 0.0% | 7 | -63,790 | -52.44% | Q4 2023 | Feb 14, 2024 |
| PRUDENTIAL PLC | History | Added to | 38,710 | 1,815 | 0.02% | 0.02% | 8 | +2,550 | 7.05% | Q4 2023 | Feb 14, 2024 |
| Arkadios Wealth Advisors | History | Added to | 36,759 | 1,705 | 0.14% | 0.09% | 9 | +11,806 | 47.31% | Q4 2023 | Jan 24, 2024 |
| OSAIC HOLDINGS, INC. | History | Reduced | 29,944 | 1,389 | 0.0% | 0.0% | 10 | -16,379 | -35.36% | Q4 2023 | Feb 12, 2024 |
| MML INVESTORS SERVICES, LLC | History | Added to | 24,508 | 1,137 | 0.01% | 0.0% | 11 | +1,432 | 6.21% | Q4 2023 | Feb 14, 2024 |
| Brookstone Capital Management | History | Added to | 23,276 | 1,080 | 0.02% | 0.02% | 12 | +396 | 1.73% | Q4 2023 | Jan 11, 2024 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 23,060 | 1,070 | 0.02% | 0.03% | 13 | -13,950 | -37.69% | Q4 2023 | Jan 24, 2024 |
| Cetera Investment Advisers | History | Reduced | 20,149 | 935 | 0.01% | 0.01% | 14 | -3,600 | -15.16% | Q4 2023 | Feb 13, 2024 |
| OPPENHEIMER & CO INC | History | Added to | 18,428 | 855 | 0.02% | 0.01% | 15 | +78 | 0.43% | Q4 2023 | Feb 13, 2024 |
| CITIGROUP INC | History | Added to | 18,291 | 848 | 0.0% | 0.0% | 16 | +1,903 | 11.61% | Q4 2023 | Feb 09, 2024 |
| CITADEL ADVISORS LLC | History | Reduced | 16,848 | 781 | 0.0% | 0.0% | 17 | -26,708 | -61.32% | Q4 2023 | Feb 14, 2024 |
| JOHNSON INVESTMENT COUNSEL INC | History | No change | 15,296 | 709 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q4 2023 | Feb 07, 2024 |
| TCG Advisory Services, LLC | History | Reduced | 11,983 | 556 | 0.04% | 0.08% | 19 | -2,036 | -14.52% | Q4 2023 | Feb 06, 2024 |
| SCOTIA CAPITAL INC. | History | Reduced | 11,918 | 553 | 0.0% | 0.0% | 20 | -2,676 | -18.34% | Q4 2023 | Feb 12, 2024 |
| Itau Unibanco Holding S.A. | History | New | 11,000 | 515 | 0.02% | — | 21 | +11,000 | New | Q4 2023 | Feb 14, 2024 |
| MORGAN STANLEY | History | Reduced | 10,304 | 478 | 0.0% | 0.0% | 22 | -241 | -2.29% | Q4 2023 | Aug 16, 2024 |
| Mariner, LLC | History | Reduced | 9,609 | 445 | 0.0% | 0.0% | 23 | -2,093 | -17.89% | Q4 2023 | Feb 14, 2024 |
| Colony Group, LLC | History | New | 9,264 | 430 | 0.01% | — | 24 | +9,264 | New | Q4 2023 | Feb 15, 2024 |
| Wealthfront Advisers LLC | History | Added to | 7,597 | 352 | 0.0% | 0.0% | 25 | +2,058 | 37.15% | Q4 2023 | Feb 09, 2024 |
| IHT Wealth Management, LLC | History | Reduced | 7,568 | 351 | 0.02% | 0.02% | 26 | -127 | -1.65% | Q4 2023 | Feb 14, 2024 |
| Equitable Holdings, Inc. | History | Reduced | 7,045 | 326 | 0.0% | 0.0% | 27 | -741 | -9.52% | Q4 2023 | Feb 13, 2024 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 6,773 | 314 | 0.02% | 0.02% | 28 | -350 | -4.91% | Q4 2023 | Jan 31, 2024 |
| Corient Private Wealth LLC | History | Reduced | 5,710 | 265 | 0.0% | 0.0% | 29 | -121 | -2.08% | Q4 2023 | Feb 09, 2024 |
| STIFEL FINANCIAL CORP | History | Added to | 5,466 | 253 | 0.0% | 0.0% | 30 | +30 | 0.55% | Q4 2023 | Feb 12, 2024 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 4,485 | 208 | 0.0% | 0.0% | 31 | -8 | -0.18% | Q4 2023 | Feb 12, 2024 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 3,022 | 138 | 0.0% | 0.0% | 32 | +260 | 9.41% | Q4 2023 | Feb 06, 2024 |
| UBS Group AG | History | Reduced | 2,144 | 99 | 0.0% | 0.0% | 33 | -132 | -5.8% | Q4 2023 | Feb 09, 2024 |
| NewEdge Advisors, LLC | History | Reduced | 1,146 | 53 | 0.0% | 0.0% | 34 | -99 | -7.95% | Q4 2023 | Feb 13, 2024 |
| COMERICA BANK | History | No change | 800 | 37 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2023 | Feb 14, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 752 | 34 | 0.0% | 0.0% | 36 | -190 | -20.17% | Q4 2023 | Feb 14, 2024 |
| JPMORGAN CHASE & CO | History | New | 671 | 31 | 0.0% | — | 37 | +671 | New | Q4 2023 | Dec 26, 2024 |
| BARCLAYS PLC | History | No change | 680 | 31 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2023 | Mar 25, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 683 | 31 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2023 | Aug 15, 2024 |
| Tower Research Capital LLC (TRC) | History | No change | 314 | 14 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2023 | Feb 13, 2024 |
| FMR LLC | History | Added to | 220 | 10 | 0.0% | 0.0% | 41 | +170 | 340.0% | Q4 2023 | Feb 13, 2024 |
| TD Waterhouse Canada Inc. | History | No change | 240 | 10 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2023 | May 10, 2024 |
| EDMOND DE ROTHSCHILD HOLDING S.A. | History | No change | 175 | 8 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q4 2023 | Feb 12, 2024 |
| IFP Advisors, Inc | History | Reduced | 100 | 4 | 0.0% | 0.0% | 45 | -54 | -35.06% | Q4 2023 | Jan 09, 2024 |
| HARBOUR INVESTMENTS, INC. | History | No change | 107 | 4 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q4 2023 | Feb 16, 2024 |
| Steward Partners Investment Advisory, LLC | History | No change | 100 | 4 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q4 2023 | Feb 12, 2024 |
| Geneos Wealth Management Inc. | History | No change | 100 | 4 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2023 | Jan 26, 2024 |
| PRINCIPAL SECURITIES, INC. | History | New | 81 | 3 | 0.0% | — | 48 | +81 | New | Q4 2023 | May 10, 2024 |
| Financial Engines Advisors L.L.C. | History | Closed out | 0 | 0 | — | 0.0% | — | -47,679 | -100.0% | Q3 2023 | Nov 13, 2023 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q3 2023 | Nov 13, 2023 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -645 | -100.0% | Q3 2023 | May 20, 2024 |
| Baker Avenue Asset Management, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -459 | -100.0% | Q3 2023 | Nov 15, 2023 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.05% | — | -215 | -100.0% | Q3 2023 | Aug 09, 2024 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2023 | Nov 08, 2023 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2023 | Nov 03, 2023 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q3 2023 | Nov 01, 2023 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2023 | Feb 14, 2024 |