ETF MANAGERS TR - 26924G888
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 137,207 | 7,628 | 0.0% | 0.01% | 1 | -7,552 | -5.22% | Q4 2023 | Feb 14, 2024 |
| OSAIC HOLDINGS, INC. | History | Reduced | 70,619 | 3,926 | 0.01% | 0.01% | 2 | -798 | -1.12% | Q4 2023 | Feb 12, 2024 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 55,862 | 3,105 | 0.13% | 0.14% | 3 | +419 | 0.76% | Q4 2023 | Feb 16, 2024 |
| BAILARD, INC. | History | Reduced | 54,670 | 3,039 | 0.09% | 0.11% | 4 | -12,495 | -18.6% | Q4 2023 | Feb 02, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 49,518 | 2,753 | 0.0% | 0.0% | 5 | +31,630 | 176.82% | Q4 2023 | Feb 14, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 33,981 | 1,889 | 0.0% | 0.0% | 6 | +2,437 | 7.73% | Q4 2023 | Feb 06, 2024 |
| WCG Wealth Advisors LLC | History | Reduced | 23,687 | 1,317 | 0.1% | 0.1% | 7 | -810 | -3.31% | Q4 2023 | Feb 08, 2024 |
| Cresset Asset Management, LLC | History | New | 17,283 | 960 | 0.01% | — | 8 | +17,283 | New | Q4 2023 | Feb 14, 2024 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 12,568 | 698 | 0.03% | 0.03% | 9 | +803 | 6.83% | Q4 2023 | Feb 14, 2024 |
| Ethic Inc. | History | Added to | 10,483 | 582 | 0.02% | 0.02% | 10 | +773 | 7.96% | Q4 2023 | Feb 14, 2024 |
| IEQ CAPITAL, LLC | History | Reduced | 9,128 | 507 | 0.01% | 0.02% | 11 | -13,800 | -60.19% | Q4 2023 | Feb 07, 2024 |
| Advisory Alpha, LLC | History | Added to | 7,761 | 431 | 0.02% | 0.02% | 12 | +991 | 14.64% | Q4 2023 | Jan 23, 2024 |
| Creative Planning | History | Added to | 7,023 | 390 | 0.0% | 0.0% | 13 | +1,065 | 17.88% | Q4 2023 | Feb 14, 2024 |
| Federation des caisses Desjardins du Quebec | History | No change | 5,250 | 291 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q4 2023 | Aug 15, 2024 |
| D.A. DAVIDSON & CO. | History | Reduced | 5,045 | 280 | 0.0% | 0.0% | 15 | -14 | -0.28% | Q4 2023 | Feb 09, 2024 |
| Mutual Advisors, LLC | History | No change | 4,831 | 268 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q4 2023 | Jan 12, 2024 |
| BLAIR WILLIAM & CO/IL | History | Added to | 4,728 | 262 | 0.0% | 0.0% | 17 | +268 | 6.01% | Q4 2023 | Feb 12, 2024 |
| ROYAL BANK OF CANADA | History | Reduced | 4,207 | 234 | 0.0% | 0.0% | 18 | -298 | -6.61% | Q4 2023 | Feb 14, 2024 |
| Private Advisor Group, LLC | History | Reduced | 4,101 | 228 | 0.0% | 0.0% | 19 | -5 | -0.12% | Q4 2023 | Feb 06, 2024 |
| Kestra Advisory Services, LLC | History | New | 3,877 | 215 | 0.0% | — | 20 | +3,877 | New | Q4 2023 | Feb 14, 2024 |
| WHITTIER TRUST CO | History | No change | 3,742 | 208 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q4 2023 | Jan 11, 2024 |
| Global Retirement Partners, LLC | History | Added to | 1,286 | 69 | 0.0% | 0.0% | 22 | +35 | 2.8% | Q4 2023 | Jan 18, 2024 |
| WELLS FARGO & COMPANY/MN | History | New | 926 | 51 | 0.0% | — | 23 | +926 | New | Q4 2023 | Feb 09, 2024 |
| UBS Group AG | History | Reduced | 633 | 35 | 0.0% | 0.0% | 24 | -207 | -24.64% | Q4 2023 | Feb 09, 2024 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 439 | 24 | 0.0% | 0.0% | 25 | -255 | -36.74% | Q4 2023 | Feb 06, 2024 |
| US BANCORP \DE\ | History | No change | 200 | 11 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2023 | Feb 09, 2024 |
| PRINCIPAL SECURITIES, INC. | History | New | 197 | 10 | 0.0% | — | 27 | +197 | New | Q4 2023 | May 10, 2024 |
| MORGAN STANLEY | History | Added to | 196 | 10 | 0.0% | 0.0% | 28 | +1 | 0.51% | Q4 2023 | Aug 16, 2024 |
| FMR LLC | History | New | 24 | 1 | 0.0% | — | 29 | +24 | New | Q4 2023 | Feb 13, 2024 |
| Envestnet Portfolio Solutions, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -33,212 | -100.0% | Q3 2023 | Nov 13, 2023 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,741 | -100.0% | Q3 2023 | Nov 13, 2023 |
| SRS Capital Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -66 | -100.0% | Q3 2023 | Nov 14, 2023 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -31 | -100.0% | Q3 2023 | Oct 31, 2023 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q3 2023 | Nov 13, 2023 |