FIFTH STREET FINANCE CORP COM - 31678A103
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DELPHI FINANCIAL GROUP INC/DE | History | Added to | 2,187,225 | 21,479 | 7.89% | 1.5% | 1 | +1,787,225 | 446.81% | Q2 2014 | Jul 16, 2014 |
| BALESTRA CAPITAL LTD. | History | Reduced | 2,089,840 | 20,543 | 3.33% | 9.41% | 2 | -1,330,564 | -38.9% | Q2 2014 | Aug 01, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Reduced | 1,641,306 | 16,134 | 0.43% | 0.43% | 3 | -11,306 | -0.68% | Q2 2014 | Jul 24, 2014 |
| Advisors Capital Management, LLC | History | Added to | 1,572,759 | 15,461 | 2.09% | 2.04% | 4 | +160,530 | 11.37% | Q2 2014 | Jul 25, 2014 |
| Boston Partners | History | Reduced | 1,291,035 | 12,690 | 0.02% | 0.02% | 5 | -1,006 | -0.08% | Q2 2014 | Aug 08, 2014 |
| Yorktown Management & Research Co Inc | History | Added to | 1,240,000 | 12,189 | 2.27% | 2.13% | 6 | +60,000 | 5.08% | Q2 2014 | Jul 23, 2014 |
| Varde Management, L.P. | History | New | 1,035,055 | 10,174 | 9.73% | — | 7 | +1,035,055 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 804,862 | 7,912 | 0.0% | 0.01% | 8 | -178,915 | -18.19% | Q2 2014 | Aug 06, 2014 |
| BRINKER CAPITAL INC | History | Added to | 728,726 | 7,163 | 0.49% | 0.49% | 9 | +83,730 | 12.98% | Q2 2014 | Aug 08, 2014 |
| Selway Asset Management | History | Added to | 661,720 | 6,505 | 3.15% | 3.44% | 10 | +12,780 | 1.97% | Q2 2014 | Jul 25, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 651,026 | 6,400 | 0.01% | 0.0% | 11 | +341,094 | 110.05% | Q2 2014 | Aug 11, 2014 |
| MERITAGE PORTFOLIO MANAGEMENT | History | Added to | 467,460 | 4,595 | 0.5% | 0.5% | 12 | +28,765 | 6.56% | Q2 2014 | Jul 28, 2014 |
| Barnett & Company, Inc. | History | Added to | 411,116 | 4,041 | 1.7% | 1.7% | 13 | +9,630 | 2.4% | Q2 2014 | Jul 16, 2014 |
| TRUST & FIDUCIARY MANAGEMENT SERVICES INC | History | Added to | 378,994 | 3,726 | 1.73% | 1.67% | 14 | +62,666 | 19.81% | Q2 2014 | Aug 08, 2014 |
| EXCELSIA, INC. | History | Reduced | 356,395 | 3,503 | 4.49% | 4.7% | 15 | -1,470 | -0.41% | Q2 2014 | Jul 25, 2014 |
| Clear Harbor Asset Management, LLC | History | Added to | 347,374 | 3,415 | 0.73% | 0.5% | 16 | +119,850 | 52.68% | Q2 2014 | Jul 23, 2014 |
| Carroll Financial Associates, Inc. | History | Added to | 332,600 | 3,269 | 0.91% | 0.83% | 17 | +63,700 | 23.69% | Q2 2014 | Aug 08, 2014 |
| LMR Partners LLP | History | New | 294,364 | 2,894 | 0.24% | — | 18 | +294,364 | New | Q2 2014 | Jul 10, 2014 |
| NEW VERNON INVESTMENT MANAGEMENT LLC | History | No change | 268,000 | 2,634 | 1.82% | 1.94% | 19 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 175,573 | 1,726 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | Added to | 126,760 | 1,246 | 0.06% | 0.06% | 21 | +2,746 | 2.21% | Q2 2014 | Jul 21, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 108,000 | 1,062 | 0.12% | 0.13% | 22 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| AMERICAN NATIONAL INSURANCE CO /TX/ | History | No change | 103,250 | 1,015 | 0.06% | 0.06% | 23 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Berson & Corrado Investment Advisors, LLC | History | Added to | 88,519 | 870 | 0.38% | 0.38% | 24 | +6,622 | 8.09% | Q2 2014 | Jul 21, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 82,470 | 811 | 0.04% | 0.01% | 25 | +62,092 | 304.7% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 76,258 | 749 | 0.0% | 0.01% | 26 | -92,682 | -54.86% | Q2 2014 | Aug 08, 2014 |
| Old West Investment Management, LLC | History | No change | 75,000 | 737 | 0.44% | 0.44% | 27 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Bedell Investment Counselling | History | Reduced | 71,525 | 703 | 0.36% | 0.42% | 28 | -8,000 | -10.06% | Q2 2014 | Jul 24, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 68,383 | 672 | 0.02% | 0.02% | 29 | +6,470 | 10.45% | Q2 2014 | Jul 25, 2014 |
| American National Registered Investment Advisor, Inc. | History | No change | 60,040 | 590 | 0.28% | 0.28% | 30 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TrueNorth, Inc. | History | New | 56,800 | 558 | 0.26% | — | 31 | +56,800 | New | Q2 2014 | Jul 17, 2014 |
| Aperio Group, LLC | History | Added to | 54,636 | 537 | 0.01% | 0.0% | 32 | +24,921 | 83.87% | Q2 2014 | Jul 23, 2014 |
| Mitsubishi UFJ Securities International PLC | History | Reduced | 50,100 | 492 | 0.04% | 0.17% | 33 | -30,000 | -37.45% | Q2 2014 | Aug 06, 2014 |
| Brown Advisory Securities, LLC | History | Added to | 47,752 | 471 | 0.17% | 0.17% | 34 | +3,059 | 6.84% | Q2 2014 | Aug 08, 2014 |
| National Planning Corp | History | Added to | 42,962 | 422 | 0.03% | 0.03% | 35 | +3,575 | 9.08% | Q2 2014 | Jul 16, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | Reduced | 40,826 | 401 | 0.01% | 0.07% | 36 | -201,490 | -83.15% | Q2 2014 | Jul 14, 2014 |
| LPL Financial LLC | History | Added to | 38,629 | 380 | 0.0% | 0.0% | 37 | +2,173 | 5.96% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 29,768 | 293 | 0.0% | 0.0% | 38 | +12,194 | 69.39% | Q2 2014 | Jul 23, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 27,692 | 272 | 0.09% | 0.09% | 39 | -820 | -2.88% | Q2 2014 | Jul 16, 2014 |
| Nationwide Fund Advisors | History | Reduced | 27,603 | 271 | 0.0% | 0.01% | 40 | -104,919 | -79.17% | Q2 2014 | Aug 11, 2014 |
| Airain ltd | History | Added to | 27,505 | 270 | 0.02% | 0.02% | 41 | +14,824 | 116.9% | Q2 2014 | Aug 05, 2014 |
| RAYMOND JAMES TRUST N.A. | History | No change | 23,071 | 227 | 0.03% | 0.03% | 42 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Private Wealth Partners, LLC | History | Added to | 22,500 | 221 | 0.05% | 0.05% | 43 | +500 | 2.27% | Q2 2014 | Aug 05, 2014 |
| Neuberger Berman Group LLC | History | New | 22,000 | 216 | 0.0% | — | 44 | +22,000 | New | Q2 2014 | Aug 05, 2014 |
| Private Advisor Group, LLC | History | Added to | 21,395 | 210 | 0.02% | 0.02% | 45 | +5,023 | 30.68% | Q2 2014 | Aug 08, 2014 |
| Wunderlich Securities, Inc. | History | Reduced | 20,420 | 200 | 0.13% | 0.19% | 46 | -6,800 | -24.98% | Q2 2014 | Jul 17, 2014 |
| Cipher Capital LP | History | New | 18,697 | 184 | 0.06% | — | 47 | +18,697 | New | Q2 2014 | Aug 11, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 14,900 | 146 | 0.0% | 0.0% | 48 | -5,100 | -25.5% | Q2 2014 | Jul 23, 2014 |
| CONNABLE OFFICE INC | History | Reduced | 14,286 | 140 | 0.04% | 0.05% | 49 | -4,763 | -25.0% | Q2 2014 | Jul 22, 2014 |
| Parkwood LLC | History | New | 11,953 | 117 | 0.03% | — | 50 | +11,953 | New | Q2 2014 | Aug 01, 2014 |
| Essex Financial Services, Inc. | History | No change | 11,120 | 109 | 0.03% | 0.03% | 51 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Moors & Cabot, Inc. | History | New | 10,667 | 105 | 0.02% | — | 52 | +10,667 | New | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 10,576 | 104 | 0.0% | 0.0% | 53 | -97,582 | -90.22% | Q2 2014 | Aug 07, 2014 |
| Capital Investment Advisors, LLC | History | No change | 10,600 | 104 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Reduced | 9,700 | 95 | 0.03% | 0.05% | 55 | -9,850 | -50.38% | Q2 2014 | Jul 31, 2014 |
| Quantbot Technologies LP | History | Reduced | 4,700 | 46 | 0.01% | 0.05% | 56 | -17,504 | -78.83% | Q2 2014 | Jul 08, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Added to | 4,298 | 42 | 0.03% | 0.01% | 57 | +2,219 | 106.73% | Q2 2014 | Jul 24, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,950 | 29 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Added to | 2,652 | 26 | 0.0% | 0.0% | 59 | +291 | 12.33% | Q2 2014 | Aug 01, 2014 |
| PIERSHALE FINANCIAL GROUP, INC. | History | New | 2,000 | 20 | 0.02% | — | 61 | +2,000 | New | Q2 2014 | Jul 17, 2014 |
| PRENTISS SMITH & CO INC | History | Reduced | 2,000 | 20 | 0.01% | 0.01% | 60 | -500 | -20.0% | Q2 2014 | Jul 23, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 1,025 | 10 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 1,000 | 10 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 600 | 6 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| WEALTHFRONT INC | History | New | 500 | 5 | 0.0% | — | 65 | +500 | New | Q2 2014 | Jul 24, 2014 |
| BlackRock Fund Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -3,403,784 | -100.0% | Q1 2014 | May 02, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.03% | — | -3,191,887 | -100.0% | Q1 2014 | May 16, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 36.5% | — | -2,678,497 | -100.0% | Q1 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,456,670 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,011,934 | -100.0% | Q1 2014 | May 14, 2014 |
| GREENLIGHT CAPITAL INC | History | Closed out | 0 | 0 | — | 0.28% | — | -1,998,692 | -100.0% | Q1 2014 | May 16, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.91% | — | -1,997,500 | -100.0% | Q1 2014 | May 13, 2014 |
| CEDAR HILL ASSOCIATES, LLC | History | Closed out | 0 | 0 | — | 2.76% | — | -1,740,450 | -100.0% | Q1 2014 | May 13, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,681,971 | -100.0% | Q1 2014 | May 02, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.21% | — | -1,462,809 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,345,625 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -895,566 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -716,451 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -682,825 | -100.0% | Q1 2014 | May 16, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -623,556 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -577,618 | -100.0% | Q1 2014 | May 14, 2014 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -480,493 | -100.0% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -467,573 | -100.0% | Q1 2014 | May 02, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -372,357 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -364,939 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -334,693 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -294,332 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -284,930 | -100.0% | Q1 2014 | May 15, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.02% | — | -284,322 | -100.0% | Q1 2014 | May 07, 2014 |
| STEELHEAD PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -262,862 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -248,582 | -100.0% | Q1 2014 | May 08, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.02% | — | -242,316 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -207,869 | -100.0% | Q1 2014 | May 13, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -205,700 | -100.0% | Q1 2014 | Apr 29, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -204,580 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -203,159 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -201,184 | -100.0% | Q1 2014 | May 13, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -200,700 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -194,032 | -100.0% | Q1 2014 | May 15, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -181,520 | -100.0% | Q1 2014 | May 16, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -180,744 | -100.0% | Q1 2014 | May 08, 2014 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -171,145 | -100.0% | Q1 2014 | May 06, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -168,650 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -167,200 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -163,384 | -100.0% | Q1 2014 | May 14, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -138,357 | -100.0% | Q1 2014 | May 07, 2014 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -125,800 | -100.0% | Q1 2014 | May 06, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -121,007 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -115,001 | -100.0% | Q1 2014 | May 15, 2014 |
| PERMAL ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.92% | — | -112,189 | -100.0% | Q1 2014 | May 15, 2014 |
| Centaur Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 1.68% | — | -110,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -109,508 | -100.0% | Q1 2014 | May 14, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Closed out | 0 | 0 | — | 0.01% | — | -109,270 | -100.0% | Q1 2014 | May 05, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101,558 | -100.0% | Q1 2014 | May 14, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -100,100 | -100.0% | Q1 2014 | May 14, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.2% | — | -96,765 | -100.0% | Q1 2014 | Apr 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -90,611 | -100.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 18.94% | — | -70,707 | -100.0% | Q1 2014 | Jun 05, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.22% | — | -60,860 | -100.0% | Q1 2014 | May 01, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -57,392 | -100.0% | Q1 2014 | May 15, 2014 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -55,000 | -100.0% | Q1 2014 | May 27, 2014 |
| MCGLINN CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.04% | — | -53,000 | -100.0% | Q1 2014 | May 09, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -52,977 | -100.0% | Q1 2014 | May 19, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,370 | -100.0% | Q1 2014 | May 15, 2014 |
| MOODY NATIONAL BANK TRUST DIVISION | History | Closed out | 0 | 0 | — | 0.03% | — | -52,265 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,140 | -100.0% | Q1 2014 | May 14, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -51,628 | -100.0% | Q1 2014 | May 14, 2014 |
| Allen Investment Management LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -51,219 | -100.0% | Q1 2014 | May 15, 2014 |
| Peregrine Asset Advisers, Inc. | History | Closed out | 0 | 0 | — | 0.34% | — | -46,300 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,352 | -100.0% | Q1 2014 | May 23, 2014 |
| Partners Group Holding AG | History | Closed out | 0 | 0 | — | 0.11% | — | -45,300 | -100.0% | Q1 2014 | May 13, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -43,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,465 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -42,311 | -100.0% | Q1 2014 | May 02, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -39,781 | -100.0% | Q1 2014 | May 15, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -37,512 | -100.0% | Q1 2014 | May 13, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,532 | -100.0% | Q1 2014 | May 13, 2014 |
| NEW SOUTH CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,145 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,950 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -30,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -28,777 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -27,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Princeton Alpha Management LP | History | Closed out | 0 | 0 | — | 0.08% | — | -27,125 | -100.0% | Q1 2014 | Apr 17, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -25,978 | -100.0% | Q1 2014 | May 15, 2014 |
| RAFFLES ASSOCIATES LP | History | Closed out | 0 | 0 | — | 0.24% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,147 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -20,853 | -100.0% | Q1 2014 | May 02, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,665 | -100.0% | Q1 2014 | May 09, 2014 |
| CAPITAL GUARDIAN TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -19,860 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,834 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,300 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,884 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -16,875 | -100.0% | Q1 2014 | May 14, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,155 | -100.0% | Q1 2014 | May 15, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -14,770 | -100.0% | Q1 2014 | May 05, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -12,700 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,364 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -12,358 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,256 | -100.0% | Q1 2014 | May 14, 2014 |
| BUCKHEAD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,210 | -100.0% | Q1 2014 | Apr 09, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,070 | -100.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -11,775 | -100.0% | Q1 2014 | May 13, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,398 | -100.0% | Q1 2014 | May 14, 2014 |
| FINANCIAL COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,800 | -100.0% | Q1 2014 | May 06, 2014 |
| PROFUND ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,800 | -100.0% | Q1 2014 | May 07, 2014 |
| NORTHERN CAPITAL MANAGEMENT LLC\WI\ | History | Closed out | 0 | 0 | — | 0.05% | — | -10,664 | -100.0% | Q1 2014 | May 07, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,418 | -100.0% | Q1 2014 | Apr 22, 2014 |
| CAHILL FINANCIAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.08% | — | -10,285 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,648 | -100.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | 0.01% | — | -7,949 | -100.0% | Q1 2014 | May 21, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,894 | -100.0% | Q1 2014 | May 07, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,377 | -100.0% | Q1 2014 | May 01, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -5,139 | -100.0% | Q1 2014 | May 01, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,009 | -100.0% | Q1 2014 | Apr 24, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,057 | -100.0% | Q1 2014 | May 14, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,747 | -100.0% | Q1 2014 | May 02, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,200 | -100.0% | Q1 2014 | May 12, 2014 |
| Barrett Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 07, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -693 | -100.0% | Q1 2014 | May 16, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -660 | -100.0% | Q1 2014 | May 14, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -614 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -386 | -100.0% | Q1 2014 | May 12, 2014 |
| Winch Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -160 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -153 | -100.0% | Q1 2014 | May 07, 2014 |
| Antonetti Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | — | — | -57 | -100.0% | Q1 2014 | May 13, 2014 |
| FTB Advisors, Inc. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |