FIRST TRUST HIGH INCOME LONG/SHORT FUND - 33738E109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 5,944,237 | 73,351 | 0.01% | 0.01% | 1 | +23,291 | 0.39% | Q2 2024 | May 14, 2025 |
| Pathstone Holdings, LLC | History | Added to | 435,063 | 5,368 | 0.02% | 0.02% | 2 | +48,857 | 12.65% | Q2 2024 | Aug 14, 2024 |
| Invesco Ltd. | History | Reduced | 293,636 | 3,623 | 0.0% | 0.0% | 3 | -81,116 | -21.65% | Q2 2024 | Aug 13, 2024 |
| UBS Group AG | History | Added to | 277,821 | 3,428 | 0.0% | 0.0% | 4 | +35,782 | 14.78% | Q2 2024 | Aug 14, 2024 |
| ROYAL BANK OF CANADA | History | Added to | 258,017 | 3,184 | 0.0% | 0.0% | 5 | +14,658 | 6.02% | Q2 2024 | Nov 06, 2024 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 249,454 | 3,078 | 0.0% | 0.0% | 6 | -99,580 | -28.53% | Q2 2024 | Aug 14, 2024 |
| LPL Financial LLC | History | Added to | 122,179 | 1,507 | 0.0% | 0.0% | 7 | +592 | 0.49% | Q2 2024 | Aug 07, 2024 |
| NewEdge Advisors, LLC | History | Added to | 104,758 | 1,292 | 0.01% | 0.0% | 8 | +61,111 | 140.01% | Q2 2024 | Aug 16, 2024 |
| JANE STREET GROUP, LLC | History | Added to | 89,139 | 1,099 | 0.0% | 0.0% | 9 | +14,517 | 19.45% | Q2 2024 | Aug 15, 2024 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 79,206 | 977 | 0.01% | 0.01% | 10 | -1,154 | -1.44% | Q2 2024 | Aug 14, 2024 |
| WHITTIER TRUST CO | History | Reduced | 62,802 | 774 | 0.01% | 0.03% | 11 | -83,202 | -56.99% | Q2 2024 | Jul 29, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 55,811 | 688 | 0.01% | 0.01% | 12 | -29,780 | -34.79% | Q2 2024 | Aug 01, 2024 |
| WELLS FARGO & COMPANY/MN | History | Added to | 55,413 | 683 | 0.0% | 0.0% | 13 | +1,734 | 3.23% | Q2 2024 | Aug 13, 2024 |
| STIFEL FINANCIAL CORP | History | Reduced | 48,974 | 604 | 0.0% | 0.0% | 14 | -12,002 | -19.68% | Q2 2024 | Aug 13, 2024 |
| COMERICA BANK | History | Reduced | 41,888 | 516 | 0.0% | 0.0% | 15 | -622 | -1.46% | Q2 2024 | Aug 15, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 34,591 | 427 | 0.0% | 0.0% | 16 | +5 | 0.01% | Q2 2024 | Jul 31, 2024 |
| OSAIC HOLDINGS, INC. | History | Reduced | 30,989 | 382 | 0.0% | 0.01% | 17 | -326,232 | -91.32% | Q2 2024 | Aug 13, 2024 |
| OPPENHEIMER & CO INC | History | Reduced | 28,707 | 354 | 0.01% | 0.01% | 18 | -610 | -2.08% | Q2 2024 | Aug 08, 2024 |
| J.W. COLE ADVISORS, INC. | History | New | 27,969 | 345 | 0.02% | — | 19 | +27,969 | New | Q2 2024 | Aug 08, 2024 |
| Cetera Investment Advisers | History | Added to | 26,638 | 328 | 0.0% | 0.0% | 20 | +4,220 | 18.82% | Q2 2024 | Aug 22, 2024 |
| Mariner, LLC | History | Added to | 22,228 | 274 | 0.0% | 0.0% | 21 | +1,513 | 7.3% | Q2 2024 | Aug 13, 2024 |
| Sanctuary Advisors, LLC | History | New | 22,029 | 255 | 0.0% | — | 22 | +22,029 | New | Q2 2024 | Sep 05, 2024 |
| CHOREO, LLC | History | New | 20,860 | 254 | 0.0% | — | 23 | +20,860 | New | Q2 2024 | Aug 07, 2024 |
| NWF Advisory Services Inc. | History | No change | 18,226 | 224 | 0.04% | 0.04% | 24 | 0 | 0.0% | Q2 2024 | Oct 06, 2025 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 18,031 | 222 | 0.0% | 0.01% | 25 | -4,495 | -19.95% | Q2 2024 | Aug 12, 2024 |
| Capital Investment Advisors, LLC | History | Added to | 14,782 | 182 | 0.0% | 0.0% | 26 | +19 | 0.13% | Q2 2024 | Jul 12, 2024 |
| MML INVESTORS SERVICES, LLC | History | No change | 12,000 | 148 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2024 | Aug 14, 2024 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 11,683 | 144 | 0.0% | 0.0% | 28 | -208 | -1.75% | Q2 2024 | Aug 08, 2024 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 11,034 | 136 | 0.0% | — | 29 | +11,034 | New | Q2 2024 | Aug 08, 2024 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 10,886 | 134 | 0.0% | 0.0% | 30 | -207 | -1.87% | Q2 2024 | Jul 26, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 10,172 | 125 | 0.0% | 0.0% | 31 | +59 | 0.58% | Q2 2024 | Aug 14, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,200 | 27 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2024 | Aug 09, 2024 |
| HM PAYSON & CO | History | No change | 500 | 6 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2024 | Aug 13, 2024 |
| JPMORGAN CHASE & CO | History | New | 426 | 5 | 0.0% | — | 34 | +426 | New | Q2 2024 | Dec 26, 2024 |
| Americana Partners, LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -514,970 | -100.0% | Q1 2024 | May 07, 2024 |
| CHESAPEAKE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -353 | -100.0% | Q1 2024 | Jan 05, 2026 |
| ASSETMARK, INC | History | Reduced | 46 | 0 | — | 0.0% | — | -52 | -53.06% | Q2 2024 | Aug 13, 2024 |
| Global Retirement Partners, LLC | History | Added to | 57 | 0 | — | — | — | +2 | 3.64% | Q2 2024 | Jul 23, 2024 |