FIRST TRUST MLP & ENERGY INCOME FUND - 33739B104
Detailed investor-level table based on 13F positions.
Early Q2 2024 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 3,985,336 | 38,538 | 0.0% | 0.0% | 1 | -62,934 | -1.55% | Q1 2024 | Oct 17, 2024 |
| Saba Capital Management, L.P. | History | Added to | 3,396,441 | 32,843 | 0.56% | 0.59% | 2 | +2,412 | 0.07% | Q1 2024 | May 15, 2024 |
| Advisors Asset Management, Inc. | History | Reduced | 836,497 | 8,088 | 0.16% | 0.16% | 3 | -80,365 | -8.77% | Q1 2024 | May 14, 2024 |
| GOLDMAN SACHS GROUP INC | History | Added to | 757,352 | 7,323 | 0.0% | 0.0% | 4 | +348,973 | 85.45% | Q1 2024 | May 15, 2024 |
| UBS Group AG | History | Added to | 536,318 | 5,186 | 0.0% | 0.0% | 5 | +15,770 | 3.03% | Q1 2024 | May 13, 2024 |
| ROYAL BANK OF CANADA | History | Added to | 433,129 | 4,188 | 0.0% | 0.0% | 6 | +177,775 | 69.62% | Q1 2024 | Nov 05, 2024 |
| LPL Financial LLC | History | Reduced | 362,300 | 3,503 | 0.0% | 0.0% | 7 | -5,966 | -1.62% | Q1 2024 | May 10, 2024 |
| BRIDGES INVESTMENT MANAGEMENT INC | History | Reduced | 330,978 | 3,200 | 0.1% | 0.1% | 8 | -7,077 | -2.09% | Q1 2024 | Apr 25, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 302,274 | 2,922 | 0.03% | 0.02% | 9 | -23,911 | -7.33% | Q1 2024 | May 13, 2024 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 198,053 | 1,915 | 0.0% | 0.0% | 10 | +8,711 | 4.6% | Q1 2024 | Apr 15, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 197,505 | 1,909 | 0.0% | 0.0% | 11 | +62,822 | 46.64% | Q1 2024 | May 07, 2024 |
| JANE STREET GROUP, LLC | History | Added to | 149,659 | 1,447 | 0.0% | 0.0% | 12 | +78,048 | 108.99% | Q1 2024 | May 16, 2024 |
| OSAIC HOLDINGS, INC. | History | Reduced | 126,117 | 1,219 | 0.0% | 0.0% | 13 | -2,510 | -1.95% | Q1 2024 | May 10, 2024 |
| AlTi Global, Inc. | History | No change | 123,169 | 1,191 | 0.03% | 0.03% | 14 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| Cresset Asset Management, LLC | History | Added to | 80,715 | 780 | 0.0% | 0.0% | 15 | +430 | 0.54% | Q1 2024 | May 15, 2024 |
| WELLS FARGO & COMPANY/MN | History | Added to | 75,749 | 732 | 0.0% | 0.0% | 16 | +2,982 | 4.1% | Q1 2024 | May 10, 2024 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 71,487 | 696 | 0.0% | 0.0% | 17 | -9,411 | -11.63% | Q1 2024 | May 15, 2024 |
| STEPHENS INC /AR/ | History | No change | 69,450 | 671 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| Invesco Ltd. | History | Reduced | 68,812 | 665 | 0.0% | 0.0% | 19 | -1,225 | -1.75% | Q1 2024 | May 14, 2024 |
| D.A. DAVIDSON & CO. | History | Reduced | 50,902 | 492 | 0.0% | 0.0% | 20 | -3,085 | -5.71% | Q1 2024 | May 13, 2024 |
| Cetera Investment Advisers | History | New | 38,416 | 371 | 0.0% | — | 21 | +38,416 | New | Q1 2024 | May 24, 2024 |
| COMERICA BANK | History | Reduced | 37,225 | 359 | 0.0% | 0.0% | 22 | -1,451 | -3.75% | Q1 2024 | May 16, 2024 |
| Atomi Financial Group, Inc. | History | Reduced | 35,543 | 343 | 0.03% | 0.04% | 23 | -882 | -2.42% | Q1 2024 | May 07, 2024 |
| STIFEL FINANCIAL CORP | History | Reduced | 35,325 | 341 | 0.0% | 0.0% | 24 | -566 | -1.58% | Q1 2024 | May 14, 2024 |
| NewEdge Advisors, LLC | History | New | 32,980 | 318 | 0.0% | — | 25 | +32,980 | New | Q1 2024 | May 14, 2024 |
| WHITTIER TRUST CO OF NEVADA INC | History | Reduced | 32,642 | 315 | 0.01% | 0.01% | 26 | -13,160 | -28.73% | Q1 2024 | May 02, 2024 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 29,485 | 285 | 0.01% | 0.01% | 27 | -2,772 | -8.59% | Q1 2024 | May 02, 2024 |
| OPPENHEIMER & CO INC | History | Reduced | 26,971 | 260 | 0.0% | 0.01% | 28 | -6,985 | -20.57% | Q1 2024 | May 07, 2024 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 26,054 | 251 | 0.0% | 0.0% | 29 | -1,460 | -5.31% | Q1 2024 | Mar 18, 2025 |
| Baird Financial Group, Inc. | History | No change | 24,563 | 237 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2024 | May 14, 2024 |
| Rockefeller Capital Management L.P. | History | Reduced | 23,293 | 225 | 0.0% | 0.0% | 31 | -6,904 | -22.86% | Q1 2024 | May 14, 2024 |
| TRUIST FINANCIAL CORP | History | Reduced | 21,392 | 206 | 0.0% | 0.0% | 32 | -6,115 | -22.23% | Q1 2024 | May 13, 2024 |
| Prospera Financial Services Inc | History | No change | 17,158 | 165 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2024 | Aug 13, 2024 |
| NWF Advisory Services Inc. | History | Added to | 16,900 | 163 | 0.03% | 0.02% | 34 | +2,500 | 17.36% | Q1 2024 | Oct 06, 2025 |
| Kovitz Investment Group Partners, LLC | History | New | 13,245 | 128 | 0.0% | — | 35 | +13,245 | New | Q1 2024 | May 14, 2024 |
| Sigma Planning Corp | History | Added to | 12,732 | 123 | 0.0% | 0.01% | 36 | +266 | 2.13% | Q1 2024 | May 02, 2024 |
| Kingsview Wealth Management, LLC | History | Reduced | 11,596 | 112 | 0.0% | 0.0% | 37 | -594 | -4.87% | Q1 2024 | May 09, 2024 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 10,720 | 103 | 0.0% | 0.0% | 38 | +181 | 1.72% | Q1 2024 | Jul 22, 2024 |
| Mariner, LLC | History | No change | 10,513 | 101 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| UMB Bank, n.a. | History | No change | 3,650 | 35 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2024 | Apr 26, 2024 |
| IFP Advisors, Inc | History | Reduced | 3,536 | 34 | 0.0% | 0.0% | 41 | -1,226 | -25.75% | Q1 2024 | Jul 30, 2024 |
| US BANCORP \DE\ | History | No change | 2,700 | 26 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2024 | May 08, 2024 |
| Ancora Advisors LLC | History | Added to | 2,577 | 24 | 0.0% | 0.0% | 43 | +43 | 1.7% | Q1 2024 | May 16, 2024 |
| Steward Partners Investment Advisory, LLC | History | No change | 2,200 | 21 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2024 | May 15, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,500 | 14 | 0.0% | — | 45 | +1,500 | New | Q1 2024 | May 10, 2024 |
| Global Retirement Partners, LLC | History | No change | 217 | 2 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2024 | Apr 23, 2024 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -120,707 | -100.0% | Q4 2023 | Feb 12, 2024 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.03% | — | -115,700 | -100.0% | Q4 2023 | Feb 07, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,201 | -100.0% | Q4 2023 | Feb 13, 2024 |
| Gradient Investments LLC | History | Closed out | 0 | 0 | — | — | — | -75 | -100.0% | Q4 2023 | Jan 18, 2024 |
| Tower Research Capital LLC (TRC) | History | Reduced | 7 | 0 | — | — | — | -13 | -65.0% | Q1 2024 | May 15, 2024 |