Listed Funds Trust - 33813J106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rafferty Asset Management, LLC | History | Added to | 588,312 | 12 | 0.0% | 0.0% | 1 | +119,885 | 25.59% | Q1 2024 | May 13, 2024 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 316,554 | 6 | 0.0% | 0.0% | 2 | -1,054,041 | -76.9% | Q1 2024 | May 15, 2024 |
| Valeo Financial Advisors, LLC | History | New | 170,523 | 6 | 0.0% | — | 3 | +170,523 | New | Q1 2024 | Apr 25, 2024 |
| XTX Topco Ltd | History | Added to | 310,774 | 6 | 0.0% | 0.07% | 4 | +135,546 | 77.35% | Q1 2024 | May 13, 2024 |
| BARCLAYS PLC | History | Reduced | 262,607 | 5 | 0.0% | 0.0% | 5 | -389,452 | -59.73% | Q1 2024 | Mar 24, 2026 |
| National Philanthropic Trust | History | No change | 125,515 | 2 | 0.0% | 0.01% | 6 | 0 | 0.0% | Q1 2024 | May 15, 2026 |
| VANGUARD GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,856,791 | -100.0% | Q1 2024 | May 10, 2024 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,729,545 | -100.0% | Q1 2024 | May 07, 2024 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,426,611 | -100.0% | Q1 2024 | May 15, 2024 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,933,232 | -100.0% | Q1 2024 | May 14, 2024 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,496,511 | -100.0% | Q1 2024 | May 16, 2024 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,256,990 | -100.0% | Q1 2024 | May 13, 2024 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -4,061,929 | -100.0% | Q1 2024 | May 15, 2024 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,025,183 | -100.0% | Q1 2024 | May 15, 2024 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -3,902,100 | -100.0% | Q1 2024 | May 13, 2024 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,730,668 | -100.0% | Q1 2024 | May 15, 2024 |
| Sculptor Capital LP | History | Closed out | 0 | 0 | — | 0.1% | — | -2,643,600 | -100.0% | Q1 2024 | May 15, 2024 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,302,086 | -100.0% | Q1 2024 | May 10, 2024 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.01% | — | -2,017,852 | -100.0% | Q1 2024 | May 13, 2024 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,843,825 | -100.0% | Q1 2024 | May 14, 2024 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.07% | — | -1,690,700 | -100.0% | Q1 2024 | May 15, 2024 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -1,417,300 | -100.0% | Q1 2024 | May 15, 2024 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,351,016 | -100.0% | Q1 2024 | May 09, 2024 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,333,703 | -100.0% | Q1 2024 | May 01, 2024 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,245,299 | -100.0% | Q1 2024 | May 13, 2024 |
| Marex Group plc | History | Closed out | 0 | 0 | — | 0.06% | — | -942,374 | -100.0% | Q1 2024 | Apr 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -929,693 | -100.0% | Q1 2024 | May 15, 2024 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -731,658 | -100.0% | Q1 2024 | May 14, 2024 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -717,283 | -100.0% | Q1 2024 | May 10, 2024 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -666,889 | -100.0% | Q1 2024 | Apr 25, 2024 |
| Jefferies Financial Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -600,000 | -100.0% | Q1 2024 | May 13, 2024 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -425,000 | -100.0% | Q1 2024 | May 13, 2024 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -409,372 | -100.0% | Q1 2024 | May 13, 2024 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -394,800 | -100.0% | Q1 2024 | May 07, 2024 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -380,843 | -100.0% | Q1 2024 | May 14, 2024 |
| RHUMBLINE ADVISERS | History | Reduced | 5,993 | 0 | — | 0.0% | — | -304,769 | -98.07% | Q1 2024 | May 09, 2024 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -284,000 | -100.0% | Q1 2024 | May 15, 2024 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -281,884 | -100.0% | Q1 2024 | May 10, 2024 |
| UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -273,445 | -100.0% | Q1 2024 | May 15, 2024 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -245,911 | -100.0% | Q1 2024 | May 13, 2024 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -212,779 | -100.0% | Q1 2024 | May 16, 2024 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -206,708 | -100.0% | Q1 2024 | May 15, 2024 |
| Legal & General Group Plc | History | Closed out | 0 | 0 | — | 0.0% | — | -200,676 | -100.0% | Q1 2024 | May 29, 2025 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -186,064 | -100.0% | Q1 2024 | May 15, 2024 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -185,700 | -100.0% | Q1 2024 | May 15, 2024 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -180,000 | -100.0% | Q1 2024 | May 15, 2024 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -171,100 | -100.0% | Q1 2024 | May 14, 2024 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -159,547 | -100.0% | Q1 2024 | May 14, 2024 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -157,661 | -100.0% | Q1 2024 | May 09, 2024 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -157,355 | -100.0% | Q4 2023 | Feb 14, 2024 |
| MIZUHO MARKETS AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -152,839 | -100.0% | Q1 2024 | May 10, 2024 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -128,133 | -100.0% | Q1 2024 | May 14, 2024 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -124,135 | -100.0% | Q1 2024 | May 10, 2024 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -124,105 | -100.0% | Q1 2024 | Jun 02, 2025 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,576 | -100.0% | Q1 2024 | May 10, 2024 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -104,527 | -100.0% | Q1 2024 | May 14, 2024 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -101,718 | -100.0% | Q1 2024 | May 14, 2024 |
| Vontobel Holding Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -87,192 | -100.0% | Q1 2024 | May 10, 2024 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -86,110 | -100.0% | Q1 2024 | Nov 05, 2024 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -84,187 | -100.0% | Q1 2024 | May 10, 2024 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81,896 | -100.0% | Q1 2024 | Feb 07, 2025 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81,577 | -100.0% | Q1 2024 | May 15, 2024 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -80,541 | -100.0% | Q1 2024 | May 06, 2024 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,816 | -100.0% | Q1 2024 | May 15, 2024 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,000 | -100.0% | Q1 2024 | May 09, 2024 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -56,640 | -100.0% | Q1 2024 | May 08, 2024 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,594 | -100.0% | Q1 2024 | Apr 29, 2024 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.0% | — | -56,005 | -100.0% | Q1 2024 | May 07, 2024 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -55,155 | -100.0% | Q1 2024 | Jun 12, 2026 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -54,900 | -100.0% | Q1 2024 | May 15, 2024 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,556 | -100.0% | Q1 2024 | May 15, 2024 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -51,500 | -100.0% | Q1 2024 | Oct 08, 2025 |
| DIMENSIONAL FUND ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -51,082 | -100.0% | Q1 2024 | May 10, 2024 |
| CANTOR FITZGERALD, L. P. | History | Closed out | 0 | 0 | — | 0.02% | — | -51,000 | -100.0% | Q1 2024 | May 15, 2024 |
| Parallax Volatility Advisers, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,800 | -100.0% | Q1 2024 | May 15, 2024 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.0% | — | -45,231 | -100.0% | Q1 2024 | May 15, 2024 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -43,514 | -100.0% | Q1 2024 | May 15, 2024 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -41,415 | -100.0% | Q1 2024 | Aug 26, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,200 | -100.0% | Q1 2024 | May 15, 2024 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,989 | -100.0% | Q1 2024 | May 15, 2024 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,614 | -100.0% | Q1 2024 | May 08, 2024 |
| Vident Advisory, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,874 | -100.0% | Q1 2024 | May 14, 2024 |
| Leonteq Securities AG | History | Closed out | 0 | 0 | — | 0.0% | — | -30,821 | -100.0% | Q1 2024 | Mar 11, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Closed out | 0 | 0 | — | 0.0% | — | -30,575 | -100.0% | Q1 2024 | Apr 25, 2024 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,658 | -100.0% | Q1 2024 | May 13, 2024 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,846 | -100.0% | Q1 2024 | May 03, 2024 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,287 | -100.0% | Q1 2024 | May 02, 2024 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,727 | -100.0% | Q1 2024 | May 15, 2024 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -24,534 | -100.0% | Q1 2024 | Apr 16, 2024 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,129 | -100.0% | Q1 2024 | Apr 29, 2024 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,962 | -100.0% | Q1 2024 | Apr 30, 2024 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,813 | -100.0% | Q1 2024 | May 15, 2024 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,356 | -100.0% | Q1 2024 | May 14, 2024 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -21,919 | -100.0% | Q1 2024 | May 13, 2024 |
| Itau Unibanco Holding S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -16,635 | -100.0% | Q1 2024 | May 14, 2024 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -16,255 | -100.0% | Q1 2024 | May 08, 2024 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.0% | — | -16,126 | -100.0% | Q1 2024 | May 14, 2024 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,075 | -100.0% | Q1 2024 | Apr 15, 2024 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,586 | -100.0% | Q1 2024 | May 15, 2024 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,737 | -100.0% | Q1 2024 | May 15, 2024 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,517 | -100.0% | Q1 2024 | May 14, 2024 |
| XPONANCE, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,263 | -100.0% | Q1 2024 | May 13, 2024 |
| Tidal Investments LLC | History | New | 11,937 | 0 | — | — | — | +11,937 | New | Q1 2024 | May 16, 2024 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,643 | -100.0% | Q1 2024 | Jul 22, 2024 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,206 | -100.0% | Q1 2024 | May 13, 2024 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,948 | -100.0% | Q1 2024 | May 13, 2024 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,635 | -100.0% | Q1 2024 | May 10, 2024 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -10,479 | -100.0% | Q1 2024 | May 24, 2024 |
| Cresset Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,390 | -100.0% | Q1 2024 | May 15, 2024 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,328 | -100.0% | Q1 2024 | May 06, 2024 |
| CRAWFORD INVESTMENT COUNSEL INC | History | New | 10,085 | 0 | — | — | — | +10,085 | New | Q1 2024 | May 15, 2024 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 10,000 | 0 | — | — | — | +10,000 | New | Q1 2024 | May 10, 2024 |
| Marathon Trading Investment Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2024 | May 10, 2024 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -8,613 | -100.0% | Q1 2024 | May 14, 2024 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,560 | -100.0% | Q1 2024 | May 10, 2024 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,307 | -100.0% | Q1 2024 | May 01, 2024 |
| Federation des caisses Desjardins du Quebec | History | Added to | 9,122 | 0 | — | 0.0% | — | +4,222 | 86.16% | Q1 2024 | May 15, 2024 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,507 | -100.0% | Q1 2024 | Apr 25, 2024 |
| Compagnie Lombard Odier SCmA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,295 | -100.0% | Q1 2024 | May 01, 2024 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -3,250 | -100.0% | Q1 2024 | May 14, 2024 |
| Kovitz Investment Group Partners, LLC | History | Reduced | 23,215 | 0 | — | 0.0% | — | -2,493 | -9.7% | Q1 2024 | May 14, 2024 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 50 | 0 | — | 0.0% | — | -2,190 | -97.77% | Q1 2024 | May 02, 2024 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,063 | -100.0% | Q1 2024 | May 08, 2024 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 2,740 | 0 | — | 0.0% | — | -1,950 | -41.58% | Q1 2024 | May 15, 2024 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,928 | -100.0% | Q1 2024 | May 15, 2024 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,825 | -100.0% | Q1 2024 | May 10, 2024 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,519 | -100.0% | Q1 2024 | May 06, 2024 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,325 | -100.0% | Q1 2024 | May 08, 2024 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,084 | -100.0% | Q1 2024 | May 10, 2024 |
| Parallel Advisors, LLC | History | Reduced | 600 | 0 | — | 0.0% | — | -975 | -61.9% | Q1 2024 | May 06, 2024 |
| CENTRAL TRUST Co | History | Closed out | 0 | 0 | — | 0.0% | — | -838 | -100.0% | Q1 2024 | Apr 24, 2024 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -714 | -100.0% | Q1 2024 | May 14, 2024 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -540 | -100.0% | Q1 2024 | May 14, 2024 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -412 | -100.0% | Q1 2024 | Apr 23, 2024 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | — | — | -329 | -100.0% | Q1 2024 | May 16, 2024 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | — | — | -187 | -100.0% | Q1 2024 | May 03, 2024 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 100 | 0 | — | — | — | +100 | New | Q1 2024 | May 14, 2024 |
| SRS Capital Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2024 | May 14, 2024 |
| Farther Finance Advisors, LLC | History | Reduced | 90 | 0 | — | — | — | -82 | -47.67% | Q1 2024 | May 14, 2024 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | — | — | -25 | -100.0% | Q1 2024 | Apr 11, 2024 |
| HUNTINGTON NATIONAL BANK | History | No change | 500 | 0 | — | — | — | 0 | 0.0% | Q1 2024 | May 03, 2024 |
| IFP Advisors, Inc | History | No change | 287 | 0 | — | — | — | 0 | 0.0% | Q1 2024 | Jul 30, 2024 |