GENTIUM SPA SPONSORED ADR - 37250B104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC | History | No change | 11,020 | 628 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q4 2013 | Feb 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 9,779 | 546 | 0.0% | — | 2 | +9,779 | New | Q1 2014 | May 14, 2014 |
| GABELLI FUNDS LLC | History | Reduced | 4,909 | 274 | 0.0% | 0.01% | 3 | -44,191 | -90.0% | Q1 2014 | May 16, 2014 |
| FNY Managed Accounts LLC | History | New | 700 | 39 | 0.1% | — | 4 | +700 | New | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,600,819 | -100.0% | Q1 2014 | May 15, 2014 |
| PAULSON & CO INC | History | Closed out | 0 | 0 | — | 0.27% | — | -965,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Opaleye Management Inc. | History | Closed out | 0 | 0 | — | 22.95% | — | -505,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -425,128 | -100.0% | Q1 2014 | May 02, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -416,346 | -100.0% | Q1 2014 | May 13, 2014 |
| PointState Capital LP | History | Closed out | 0 | 0 | — | 0.27% | — | -380,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -342,700 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTFIELD CAPITAL MANAGEMENT CO LP | History | Closed out | 0 | 0 | — | 0.11% | — | -318,074 | -100.0% | Q1 2014 | May 12, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -296,824 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -295,859 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -217,450 | -100.0% | Q1 2014 | May 13, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | Closed out | 0 | 0 | — | 0.26% | — | -176,400 | -100.0% | Q1 2014 | Apr 15, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.15% | — | -166,075 | -100.0% | Q1 2014 | May 08, 2014 |
| OBERWEIS ASSET MANAGEMENT INC/ | History | Closed out | 0 | 0 | — | 2.01% | — | -145,016 | -100.0% | Q1 2014 | May 15, 2014 |
| Century Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -130,499 | -100.0% | Q1 2014 | May 14, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.82% | — | -120,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Rock Springs Capital Management LP | History | Closed out | 0 | 0 | — | 2.44% | — | -119,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.57% | — | -117,369 | -100.0% | Q1 2014 | May 14, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 1.82% | — | -115,425 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.04% | — | -114,700 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -104,500 | -100.0% | Q1 2014 | May 14, 2014 |
| CARLSON CAPITAL L P | History | Closed out | 0 | 0 | — | 0.06% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -93,180 | -100.0% | Q1 2014 | May 15, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -90,500 | -100.0% | Q1 2014 | May 16, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.02% | — | -87,289 | -100.0% | Q1 2014 | May 12, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -81,577 | -100.0% | Q1 2014 | May 09, 2014 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.16% | — | -76,557 | -100.0% | Q1 2014 | May 08, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -68,000 | -100.0% | Q1 2014 | Apr 15, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -49,577 | -100.0% | Q1 2014 | May 15, 2014 |
| Atika Capital Management LLC | History | Closed out | 0 | 0 | — | 2.34% | — | -46,000 | -100.0% | Q1 2014 | May 15, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.08% | — | -44,089 | -100.0% | Q1 2014 | May 05, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -42,200 | -100.0% | Q1 2014 | Apr 18, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.01% | — | -34,300 | -100.0% | Q1 2014 | May 22, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -16,976 | -100.0% | Q1 2014 | May 02, 2014 |
| HARVEST MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.27% | — | -15,000 | -100.0% | Q1 2014 | May 12, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Financial Architects, Inc | History | Closed out | 0 | 0 | — | 0.33% | — | -10,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Stone Toro Investment Advisers, LP | History | Closed out | 0 | 0 | — | 0.51% | — | -10,000 | -100.0% | Q1 2014 | Apr 25, 2014 |
| GABELLI SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.19% | — | -9,050 | -100.0% | Q1 2014 | May 16, 2014 |
| WATER ISLAND CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -8,407 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,766 | -100.0% | Q1 2014 | May 15, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.08% | — | -5,000 | -100.0% | Q1 2014 | May 05, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Apex Capital Management | History | Closed out | 0 | 0 | — | 0.01% | — | -4,870 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,866 | -100.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,280 | -100.0% | Q1 2014 | May 09, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,931 | -100.0% | Q1 2014 | Apr 22, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,130 | -100.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -657 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -450 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -340 | -100.0% | Q1 2014 | May 14, 2014 |
| GLAZER CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -160 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q1 2014 | May 14, 2014 |