Global X Funds - 37950E549
Detailed investor-level table based on 13F positions.
Early Q4 2022 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,394,588 | 10,515 | 0.0% | 0.0% | 1 | -92,674 | -6.23% | Q3 2022 | Nov 14, 2022 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 1,152,370 | 8,689 | 0.0% | 0.0% | 2 | +298,141 | 34.9% | Q3 2022 | Nov 14, 2022 |
| LPL Financial LLC | History | Added to | 1,135,385 | 8,561 | 0.01% | 0.01% | 3 | +120,477 | 11.87% | Q3 2022 | Nov 14, 2022 |
| AMERIPRISE FINANCIAL INC | History | Added to | 861,660 | 6,497 | 0.0% | 0.0% | 4 | +645,392 | 298.42% | Q3 2022 | Nov 14, 2022 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 583,876 | 4,402 | 0.0% | 0.0% | 5 | -58,603 | -9.12% | Q3 2022 | Nov 14, 2022 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 387,176 | 2,920 | 0.01% | 0.01% | 6 | +36,399 | 10.38% | Q3 2022 | Nov 14, 2022 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 329,480 | 2,484 | 0.01% | 0.01% | 7 | -26,000 | -7.31% | Q3 2022 | Nov 10, 2022 |
| UBS Group AG | History | Reduced | 236,385 | 1,782 | 0.0% | 0.0% | 8 | -1,435 | -0.6% | Q3 2022 | Nov 10, 2022 |
| Private Advisor Group, LLC | History | Added to | 178,432 | 1,345 | 0.02% | 0.01% | 9 | +7,273 | 4.25% | Q3 2022 | Oct 14, 2022 |
| OLD MISSION CAPITAL LLC | History | New | 177,457 | 1,338 | 0.04% | — | 10 | +177,457 | New | Q3 2022 | Nov 14, 2022 |
| ROYAL BANK OF CANADA | History | Added to | 164,865 | 1,243 | 0.0% | 0.0% | 11 | +119,640 | 264.54% | Q3 2022 | Nov 14, 2022 |
| CITADEL ADVISORS LLC | History | New | 159,476 | 1,202 | 0.0% | — | 12 | +159,476 | New | Q3 2022 | Nov 14, 2022 |
| BANK OF MONTREAL /CAN/ | History | Added to | 110,000 | 957 | 0.0% | 0.0% | 13 | +100,000 | 1000.0% | Q3 2022 | Nov 10, 2022 |
| JANE STREET GROUP, LLC | History | New | 122,429 | 923 | 0.0% | — | 14 | +122,429 | New | Q3 2022 | Nov 15, 2022 |
| JPMORGAN CHASE & CO | History | Added to | 103,607 | 781 | 0.0% | 0.0% | 15 | +30,898 | 42.5% | Q3 2022 | Nov 14, 2022 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 85,650 | 645 | 0.0% | 0.0% | 16 | +2,621 | 3.16% | Q3 2022 | Nov 14, 2022 |
| Wealthspire Advisors, LLC | History | No change | 67,500 | 509 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q3 2022 | Nov 14, 2022 |
| Prospera Financial Services Inc | History | Added to | 64,257 | 484 | 0.03% | 0.03% | 18 | +3,000 | 4.9% | Q3 2022 | Oct 27, 2022 |
| AE Wealth Management LLC | History | Added to | 55,898 | 421 | 0.0% | 0.0% | 19 | +1,327 | 2.43% | Q3 2022 | Oct 25, 2022 |
| MML INVESTORS SERVICES, LLC | History | Added to | 51,314 | 387 | 0.0% | 0.0% | 20 | +7,433 | 16.94% | Q3 2022 | Nov 14, 2022 |
| Advisory Services Network, LLC | History | Added to | 50,155 | 378 | 0.01% | 0.0% | 21 | +36,408 | 264.84% | Q3 2022 | Nov 14, 2022 |
| Wealthfront Advisers LLC | History | Added to | 49,199 | 371 | 0.0% | 0.0% | 22 | +11,103 | 29.14% | Q3 2022 | Nov 14, 2022 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 39,854 | 300 | 0.0% | 0.0% | 23 | +14,411 | 56.64% | Q3 2022 | Nov 10, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 39,100 | 295 | 0.0% | 0.0% | 24 | -35,200 | -47.38% | Q3 2022 | Nov 14, 2022 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 32,834 | 248 | 0.01% | 0.02% | 25 | +143 | 0.44% | Q3 2022 | Nov 14, 2022 |
| Stratos Wealth Partners, LTD. | History | Reduced | 29,532 | 223 | 0.01% | 0.01% | 26 | -3,244 | -9.9% | Q3 2022 | Oct 24, 2022 |
| Kestra Advisory Services, LLC | History | Added to | 27,915 | 210 | 0.0% | 0.0% | 27 | +2,575 | 10.16% | Q3 2022 | Nov 01, 2022 |
| Global Retirement Partners, LLC | History | Added to | 25,521 | 198 | 0.01% | 0.0% | 29 | +22,716 | 809.84% | Q3 2022 | Nov 03, 2022 |
| NewEdge Advisors, LLC | History | Added to | 26,283 | 198 | 0.0% | 0.0% | 28 | +3,851 | 17.17% | Q3 2022 | Nov 14, 2022 |
| D.A. DAVIDSON & CO. | History | New | 21,700 | 164 | 0.0% | — | 30 | +21,700 | New | Q3 2022 | Nov 07, 2022 |
| STIFEL FINANCIAL CORP | History | Added to | 21,488 | 162 | 0.0% | 0.0% | 31 | +3,644 | 20.42% | Q3 2022 | Nov 14, 2022 |
| Pictet & Cie (Europe) SA | History | No change | 17,400 | 131 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q3 2022 | Nov 10, 2022 |
| Rockefeller Capital Management L.P. | History | Added to | 16,500 | 124 | 0.0% | 0.0% | 33 | +527 | 3.3% | Q3 2022 | Nov 02, 2022 |
| Cetera Investment Advisers | History | Reduced | 11,931 | 90 | 0.0% | 0.0% | 34 | -3,549 | -22.93% | Q3 2022 | Nov 14, 2022 |
| Mariner, LLC | History | New | 10,150 | 77 | 0.0% | — | 35 | +10,150 | New | Q3 2022 | Nov 10, 2022 |
| IFP Advisors, Inc | History | New | 2,200 | 46 | 0.0% | — | 36 | +2,200 | New | Q3 2022 | Nov 08, 2022 |
| Steward Partners Investment Advisory, LLC | History | Added to | 4,544 | 34 | 0.0% | 0.0% | 37 | +1,000 | 28.22% | Q3 2022 | Nov 10, 2022 |
| Hillsdale Investment Management Inc. | History | Reduced | 3,990 | 30 | 0.0% | 0.0% | 38 | -2,500 | -38.52% | Q3 2022 | Nov 10, 2022 |
| Federation des caisses Desjardins du Quebec | History | No change | 3,807 | 28 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2022 | Aug 15, 2024 |
| Millburn Ridgefield Corp | History | Added to | 3,148 | 24 | 0.0% | 0.0% | 40 | +981 | 45.27% | Q3 2022 | Nov 03, 2022 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,000 | 19 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2022 | Nov 15, 2022 |
| US BANCORP \DE\ | History | No change | 1,151 | 9 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2022 | Oct 27, 2022 |
| Qube Research & Technologies Ltd | History | New | 588 | 4 | 0.0% | — | 43 | +588 | New | Q3 2022 | Nov 14, 2022 |
| Geneos Wealth Management Inc. | History | Reduced | 400 | 3 | 0.0% | 0.0% | 46 | -780 | -66.1% | Q3 2022 | Nov 14, 2022 |
| Allworth Financial LP | History | New | 337 | 3 | 0.0% | — | 45 | +337 | New | Q3 2022 | Nov 14, 2022 |
| Gradient Investments LLC | History | Added to | 339 | 3 | 0.0% | 0.0% | 44 | +11 | 3.35% | Q3 2022 | Oct 14, 2022 |
| FMR LLC | History | Reduced | 201 | 2 | 0.0% | 0.0% | 47 | -6 | -2.9% | Q3 2022 | Nov 10, 2022 |
| Parallel Advisors, LLC | History | No change | 202 | 2 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2022 | Nov 10, 2022 |
| Tower Research Capital LLC (TRC) | History | Added to | 179 | 1 | 0.0% | 0.0% | 49 | +4 | 2.29% | Q3 2022 | Nov 10, 2022 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,938 | -100.0% | Q2 2022 | Aug 10, 2022 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -256 | -100.0% | Q2 2022 | Aug 12, 2022 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -78 | -100.0% | Q2 2022 | Aug 23, 2022 |