HATTERAS FINL CORP COM - 41902R103
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 5,503,902 | 109,033 | 0.01% | 0.01% | 1 | +184,535 | 3.47% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 4,876,174 | 96,597 | 0.03% | 0.02% | 2 | +1,423,968 | 41.25% | Q2 2014 | Aug 06, 2014 |
| American Capital Mortgage Management, LLC | History | Reduced | 4,371,567 | 86,426 | 100.0% | 100.0% | 3 | -4,206,595 | -49.04% | Q2 2014 | Jul 18, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,395,051 | 47,446 | 0.01% | 0.01% | 4 | +142,869 | 6.34% | Q2 2014 | Aug 06, 2014 |
| Boston Partners | History | Reduced | 1,784,957 | 35,360 | 0.06% | 0.06% | 5 | -100,768 | -5.34% | Q2 2014 | Aug 08, 2014 |
| CI Global Investments Inc. | History | Added to | 840,000 | 16,640 | 0.42% | 0.23% | 6 | +380,000 | 82.61% | Q2 2014 | Aug 01, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 622,177 | 12,326 | 0.01% | 0.0% | 7 | +532,236 | 591.76% | Q2 2014 | Aug 11, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 58,737 | 11,635 | 0.03% | 0.02% | 8 | +12,163 | 26.12% | Q2 2014 | Jul 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 558,023 | 11,054 | 0.01% | 0.01% | 9 | +263,077 | 89.19% | Q2 2014 | Aug 04, 2014 |
| LSV ASSET MANAGEMENT | History | Reduced | 494,600 | 9,798 | 0.02% | 0.02% | 10 | -26,336 | -5.06% | Q2 2014 | Aug 06, 2014 |
| Oxbow Advisors, LLC | History | Added to | 362,596 | 7,183 | 0.95% | 0.96% | 11 | +19,521 | 5.69% | Q2 2014 | Jul 18, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 320,543 | 6,350 | 0.01% | 0.01% | 12 | +155,724 | 94.48% | Q2 2014 | Jul 30, 2014 |
| Carroll Financial Associates, Inc. | History | Added to | 305,550 | 6,053 | 1.69% | 1.85% | 13 | +6,000 | 2.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 300,484 | 5,953 | 0.01% | 0.0% | 14 | +253,259 | 536.28% | Q2 2014 | Aug 06, 2014 |
| GATEWAY INVESTMENT ADVISERS LLC | History | Added to | 255,051 | 5,053 | 0.04% | 0.04% | 15 | +275 | 0.11% | Q2 2014 | Jul 23, 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | History | No change | 194,282 | 3,849 | 0.18% | 0.19% | 16 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 142,210 | 2,817 | 0.01% | 0.01% | 17 | -813 | -0.57% | Q2 2014 | Aug 07, 2014 |
| KBC Group NV | History | Added to | 128,616 | 2,548 | 0.03% | 0.01% | 18 | +105,632 | 459.59% | Q2 2014 | Aug 01, 2014 |
| SEIZERT CAPITAL PARTNERS, LLC | History | Added to | 125,403 | 2,484 | 0.05% | 0.02% | 19 | +81,723 | 187.09% | Q2 2014 | Jul 31, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 122,938 | 2,435 | 0.01% | 0.0% | 20 | +59,500 | 93.79% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | Reduced | 109,100 | 2,161 | 0.01% | 0.01% | 21 | -4,500 | -3.96% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Added to | 103,779 | 2,056 | 0.03% | 0.01% | 22 | +45,313 | 77.5% | Q2 2014 | Aug 08, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | New | 93,780 | 1,857 | 0.01% | — | 23 | +93,780 | New | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 74,551 | 1,477 | 0.01% | 0.0% | 24 | +71,699 | 2513.99% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Reduced | 73,237 | 1,451 | 0.01% | 0.02% | 25 | -120,363 | -62.17% | Q2 2014 | Aug 11, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | Reduced | 70,000 | 1,387 | 0.55% | 0.78% | 26 | -30,000 | -30.0% | Q2 2014 | Jul 10, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 65,120 | 1,290 | 0.01% | 0.0% | 27 | +59,266 | 1012.4% | Q2 2014 | Aug 08, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 65,000 | 1,277 | 0.01% | 0.01% | 28 | +900 | 1.4% | Q2 2014 | Aug 05, 2014 |
| Aperio Group, LLC | History | Reduced | 63,567 | 1,259 | 0.02% | 0.02% | 29 | -12,694 | -16.65% | Q2 2014 | Jul 23, 2014 |
| SUMMIT CAPITAL MANAGEMENT LLC | History | Reduced | 56,875 | 1,127 | 0.4% | 0.52% | 30 | -20,974 | -26.94% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 55,836 | 1,106 | 0.0% | 7.47% | 31 | +41,846 | 299.11% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 52,939 | 1,049 | 0.05% | — | 32 | +52,939 | New | Q2 2014 | Aug 08, 2014 |
| Cipher Capital LP | History | New | 42,848 | 849 | 0.27% | — | 33 | +42,848 | New | Q2 2014 | Aug 11, 2014 |
| ALBERT D MASON INC | History | Added to | 42,190 | 836 | 0.29% | 0.15% | 34 | +2,740 | 6.95% | Q2 2014 | Jul 30, 2014 |
| STRS OHIO | History | New | 40,100 | 794 | 0.0% | — | 35 | +40,100 | New | Q2 2014 | Jul 24, 2014 |
| BlackRock Group LTD | History | Reduced | 40,009 | 792 | 0.0% | 0.0% | 36 | -41,606 | -50.98% | Q2 2014 | Aug 06, 2014 |
| LPL Financial LLC | History | Reduced | 39,772 | 788 | 0.0% | 0.0% | 37 | -2,825 | -6.63% | Q2 2014 | Aug 05, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 38,684 | 766 | 0.01% | 0.01% | 38 | -3,296 | -7.85% | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 35,440 | 702 | 0.0% | 0.0% | 39 | +28,825 | 435.75% | Q2 2014 | Aug 08, 2014 |
| SECOR Capital Advisors, LP | History | New | 32,844 | 651 | 0.34% | — | 40 | +32,844 | New | Q2 2014 | Jul 23, 2014 |
| Clear Harbor Asset Management, LLC | History | Reduced | 31,905 | 632 | 0.14% | 0.15% | 41 | -1,960 | -5.79% | Q2 2014 | Jul 23, 2014 |
| Old West Investment Management, LLC | History | No change | 30,000 | 594 | 0.35% | 0.35% | 42 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 29,480 | 584 | 0.01% | 0.01% | 43 | +762 | 2.65% | Q2 2014 | Jul 23, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | New | 23,953 | 475 | 0.04% | — | 44 | +23,953 | New | Q2 2014 | Aug 08, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 22,157 | 439 | 0.0% | — | 45 | +22,157 | New | Q2 2014 | Aug 01, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | Added to | 19,730 | 391 | 0.1% | 0.04% | 46 | +11,780 | 148.18% | Q2 2014 | Jul 21, 2014 |
| PROFUND ADVISORS LLC | History | New | 15,267 | 302 | 0.01% | — | 47 | +15,267 | New | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 15,020 | 297 | 0.0% | 0.0% | 48 | +3,505 | 30.44% | Q2 2014 | Aug 06, 2014 |
| Cordasco Financial Network | History | Reduced | 14,097 | 279 | 0.21% | 0.23% | 49 | -1,175 | -7.69% | Q2 2014 | Aug 11, 2014 |
| Tradeworx Inc. | History | New | 12,543 | 248 | 0.2% | — | 50 | +12,543 | New | Q2 2014 | Jul 10, 2014 |
| DEERE & CO | History | No change | 10,981 | 218 | 0.01% | 0.01% | 51 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 8,235 | 163 | 0.0% | — | 52 | +8,235 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Inc. | History | Reduced | 7,148 | 141 | 0.0% | 0.0% | 53 | -2,646 | -27.02% | Q2 2014 | Aug 06, 2014 |
| Quantbot Technologies LP | History | New | 5,908 | 117 | 0.02% | — | 54 | +5,908 | New | Q2 2014 | Jul 08, 2014 |
| SEI TRUST CO | History | Added to | 4,800 | 95 | 0.0% | 0.0% | 55 | +2,300 | 92.0% | Q2 2014 | Jul 22, 2014 |
| MetLife Securities, Inc | History | Reduced | 3,638 | 72 | 0.01% | 0.01% | 56 | -495 | -11.98% | Q2 2014 | Aug 04, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 3,506 | 69 | 0.0% | 0.0% | 57 | -113 | -3.12% | Q2 2014 | Aug 05, 2014 |
| Regal Investment Advisors LLC | History | Added to | 2,733 | 54 | 0.02% | 0.02% | 58 | +629 | 29.9% | Q2 2014 | Aug 04, 2014 |
| Wunderlich Securities, Inc. | History | No change | 2,111 | 41 | 0.03% | 0.03% | 59 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Added to | 1,300 | 26 | 0.0% | 0.0% | 60 | +1,100 | 550.0% | Q2 2014 | Jul 09, 2014 |
| PRIVATE TRUST CO NA | History | No change | 1,000 | 20 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| ARROW FINANCIAL CORP | History | No change | 950 | 19 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Clarkston Capital Partners LLC | History | New | 900 | 17 | 0.0% | — | 64 | +900 | New | Q2 2014 | Jul 16, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 850 | 17 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Focused Wealth Management, Inc | History | No change | 620 | 12 | 0.01% | 0.01% | 65 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 550 | 11 | 0.01% | — | 66 | +550 | New | Q2 2014 | Jul 28, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | New | 523 | 10 | 0.0% | — | 67 | +523 | New | Q2 2014 | Aug 01, 2014 |
| PRENTISS SMITH & CO INC | History | No change | 500 | 10 | 0.01% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 475 | 9 | 0.0% | 0.0% | 69 | -200 | -29.63% | Q2 2014 | Aug 04, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 400 | 8 | 0.0% | 0.01% | 70 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Transamerica Financial Advisors, Inc. | History | New | 258 | 6 | 0.0% | — | 71 | +258 | New | Q2 2014 | Jul 14, 2014 |
| Oakworth Capital, Inc. | History | No change | 300 | 6 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| FIRST QUADRANT L P/CA | History | New | 257 | 5 | 0.0% | — | 73 | +257 | New | Q2 2014 | Jul 31, 2014 |
| Advisors Preferred, LLC | History | Reduced | 221 | 4 | 0.0% | 0.01% | 74 | -511 | -69.81% | Q2 2014 | Jul 31, 2014 |
| Johnson Financial Group, Inc. | History | No change | 150 | 3 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WealthTrust-Arizona, LLC | History | Reduced | 100 | 2 | 0.0% | 0.01% | 76 | -600 | -85.71% | Q2 2014 | Jul 22, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.42% | — | -12,771,354 | -100.0% | Q1 2014 | May 14, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -2,760,096 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 74.89% | — | -2,758,473 | -100.0% | Q1 2014 | Aug 08, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,223,092 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,832,424 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -1,729,767 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,720,745 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,429,770 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,342,939 | -100.0% | Q1 2014 | May 15, 2014 |
| Talkot Capital, LLC | History | Closed out | 0 | 0 | — | 18.2% | — | -1,144,585 | -100.0% | Q1 2014 | May 13, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.16% | — | -1,110,163 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -773,400 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -751,149 | -100.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -745,427 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -666,002 | -100.0% | Q1 2014 | May 15, 2014 |
| EDGE ASSET MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.13% | — | -663,697 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -647,121 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -620,962 | -100.0% | Q1 2014 | May 16, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -586,420 | -100.0% | Q1 2014 | May 15, 2014 |
| MANGROVE PARTNERS | History | Closed out | 0 | 0 | — | 3.33% | — | -529,400 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -509,695 | -100.0% | Q1 2014 | May 14, 2014 |
| CLEARBRIDGE, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -477,350 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -461,472 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -440,351 | -100.0% | Q1 2014 | May 14, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -414,900 | -100.0% | Q1 2014 | May 13, 2014 |
| GREENLIGHT CAPITAL INC | History | Closed out | 0 | 0 | — | 0.11% | — | -401,867 | -100.0% | Q1 2014 | May 16, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.04% | — | -373,450 | -100.0% | Q1 2014 | May 14, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.81% | — | -345,475 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -343,400 | -100.0% | Q1 2014 | Apr 18, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | Closed out | 0 | 0 | — | 1.09% | — | -336,089 | -100.0% | Q1 2014 | Jun 06, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -329,900 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.02% | — | -328,100 | -100.0% | Q1 2014 | May 22, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.28% | — | -309,956 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -270,221 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -266,941 | -100.0% | Q1 2014 | May 13, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -261,918 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -260,161 | -100.0% | Q1 2014 | May 13, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -248,853 | -100.0% | Q1 2014 | May 13, 2014 |
| ING GROEP NV | History | Closed out | 0 | 0 | — | 0.02% | — | -240,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -232,770 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -203,273 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -186,750 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -179,599 | -100.0% | Q1 2014 | May 08, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -163,034 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -153,486 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -150,606 | -100.0% | Q1 2014 | May 08, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -150,215 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -147,993 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -142,922 | -100.0% | Q1 2014 | May 12, 2014 |
| Perkins Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -142,081 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -125,599 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -122,600 | -100.0% | Q1 2014 | May 28, 2014 |
| ATRIA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -118,615 | -100.0% | Q1 2014 | May 12, 2014 |
| Stux Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -97,800 | -100.0% | Q1 2014 | May 13, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -88,676 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,197 | -100.0% | Q1 2014 | May 23, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -87,597 | -100.0% | Q1 2014 | May 13, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -78,922 | -100.0% | Q1 2014 | May 13, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.02% | — | -78,190 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -73,515 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -70,630 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -69,153 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -66,162 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,407 | -100.0% | Q1 2014 | May 13, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,229 | -100.0% | Q1 2014 | May 14, 2014 |
| PENN MUTUAL LIFE INSURANCE CO | History | Closed out | 0 | 0 | — | 9.77% | — | -50,000 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Crow Point Partners, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -50,000 | -100.0% | Q1 2014 | May 27, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -49,030 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,615 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,641 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -36,388 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -31,858 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -31,600 | -100.0% | Q1 2014 | May 19, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,122 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -26,700 | -100.0% | Q1 2014 | May 15, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.01% | — | -23,923 | -100.0% | Q1 2014 | May 19, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,789 | -100.0% | Q1 2014 | May 15, 2014 |
| Princeton Alpha Management LP | History | Closed out | 0 | 0 | — | 0.12% | — | -20,015 | -100.0% | Q1 2014 | Apr 17, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Smith, Salley & Associates | History | Closed out | 0 | 0 | — | 0.22% | — | -18,484 | -100.0% | Q1 2014 | May 12, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,400 | -100.0% | Q1 2014 | May 05, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,000 | -100.0% | Q1 2014 | May 09, 2014 |
| Utah Retirement Systems | History | Closed out | 0 | 0 | — | 0.01% | — | -17,600 | -100.0% | Q1 2014 | May 08, 2014 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.09% | — | -17,294 | -100.0% | Q1 2014 | Jun 02, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,695 | -100.0% | Q1 2014 | May 15, 2014 |
| VSR Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -12,947 | -100.0% | Q1 2014 | May 05, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,800 | -100.0% | Q1 2014 | May 09, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,599 | -100.0% | Q1 2014 | May 16, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -12,148 | -100.0% | Q1 2014 | May 15, 2014 |
| Hunter Associates inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -12,000 | -100.0% | Q1 2014 | May 14, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,940 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,829 | -100.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,323 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -9,189 | -100.0% | Q1 2014 | May 13, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,989 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,674 | -100.0% | Q1 2014 | May 15, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | May 12, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -4,837 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,129 | -100.0% | Q1 2014 | Apr 11, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Psagot Investment House Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,411 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,017 | -100.0% | Q1 2014 | May 14, 2014 |
| MONETARY MANAGEMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,250 | -100.0% | Q1 2014 | May 08, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,800 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,065 | -100.0% | Q1 2014 | May 07, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 09, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Camarda Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -800 | -100.0% | Q1 2014 | May 19, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -793 | -100.0% | Q1 2014 | May 15, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -650 | -100.0% | Q1 2014 | May 14, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -642 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -476 | -100.0% | Q1 2014 | May 15, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -474 | -100.0% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |
| WASHINGTON TRUST BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q1 2014 | May 15, 2014 |