Lowes Companies Inc - 42222G108
Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | Reduced | 5,404,752 | 224,513 | 2.3% | 3.22% | 1 | -2,873,802 | -34.71% | Q2 2014 | Aug 11, 2014 |
| VANGUARD GROUP INC | History | Reduced | 4,559,516 | 189,402 | 0.01% | 0.01% | 2 | -62,806 | -1.36% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 2,488,336 | 103,365 | 0.03% | 0.02% | 3 | +179,209 | 7.76% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,487,094 | 103,314 | 0.02% | 0.01% | 4 | +78,649 | 3.27% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,484,012 | 103,187 | 0.07% | 0.05% | 5 | +377,464 | 17.92% | Q2 2014 | Aug 08, 2014 |
| CAMBIAR INVESTORS LLC | History | Reduced | 1,190,583 | 49,457 | 0.69% | 0.72% | 6 | -232,820 | -16.36% | Q2 2014 | Aug 01, 2014 |
| First Eagle Investment Management, LLC | History | Reduced | 1,086,640 | 45,139 | 0.11% | 0.13% | 7 | -342,260 | -23.95% | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 911,417 | 37,860 | 0.16% | 0.18% | 8 | -311,521 | -25.47% | Q2 2014 | Aug 11, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 911,176 | 37,848 | 0.18% | — | 9 | +911,176 | New | Q2 2014 | Jul 21, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 526,731 | 21,880 | 0.02% | 0.01% | 10 | +184,922 | 54.1% | Q2 2014 | Aug 11, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 507,733 | 21,091 | 0.14% | 0.1% | 11 | +77,365 | 17.98% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | Added to | 500,900 | 20,807 | 0.2% | 0.14% | 12 | +80,200 | 19.06% | Q2 2014 | Jul 22, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 450,136 | 18,698 | 0.13% | 0.11% | 13 | -1,931 | -0.43% | Q2 2014 | Aug 06, 2014 |
| FIDUCIARY MANAGEMENT ASSOCIATES LLC | History | Reduced | 446,405 | 18,544 | 1.23% | 1.02% | 14 | -5,435 | -1.2% | Q2 2014 | Jul 31, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 378,423 | 15,720 | 0.02% | 0.01% | 15 | +149,533 | 65.33% | Q2 2014 | Aug 05, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | New | 280,339 | 11,644 | 0.13% | — | 16 | +280,339 | New | Q2 2014 | Aug 11, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 247,007 | 10,325 | 0.4% | 0.16% | 17 | +102,499 | 70.93% | Q2 2014 | Jul 16, 2014 |
| Numeric Investors LLC | History | Added to | 246,200 | 10,227 | 0.15% | 0.0% | 18 | +238,900 | 3272.6% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 227,823 | 9,464 | 0.01% | 0.01% | 19 | -2,374 | -1.03% | Q2 2014 | Aug 06, 2014 |
| Greenwich Wealth Management LLC | History | No change | 200,000 | 8,308 | 0.55% | 0.47% | 20 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Casablanca Capital LP | History | New | 199,100 | 8,271 | 3.17% | — | 21 | +199,100 | New | Q2 2014 | Aug 05, 2014 |
| GLOBEFLEX CAPITAL L P | History | New | 191,021 | 7,935 | 0.86% | — | 22 | +191,021 | New | Q2 2014 | Jul 18, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 176,682 | 7,340 | 0.01% | 0.01% | 23 | -2,121 | -1.19% | Q2 2014 | Jul 30, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 167,318 | 6,950 | 0.05% | 0.0% | 24 | +149,354 | 831.41% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 161,237 | 6,697 | 0.03% | 0.03% | 25 | -3,486 | -2.12% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 149,045 | 6,191 | 0.02% | 0.01% | 26 | -3,800 | -2.49% | Q2 2014 | Aug 04, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 144,155 | 5,988 | 0.02% | 0.02% | 27 | -5,176 | -3.47% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Reduced | 131,375 | 5,457 | 0.02% | 0.03% | 28 | -43,963 | -25.07% | Q2 2014 | Aug 11, 2014 |
| AJO, LP | History | Added to | 124,400 | 5,168 | 0.02% | 0.01% | 29 | +90,600 | 268.05% | Q2 2014 | Aug 06, 2014 |
| FIRST QUADRANT L P/CA | History | New | 117,800 | 4,893 | 0.11% | — | 30 | +117,800 | New | Q2 2014 | Jul 31, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Reduced | 110,495 | 4,589 | 0.12% | 0.16% | 31 | -57,590 | -34.26% | Q2 2014 | Aug 01, 2014 |
| TFS CAPITAL LLC | History | Added to | 106,458 | 4,422 | 0.35% | 0.07% | 32 | +75,682 | 245.91% | Q2 2014 | Jul 21, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 101,969 | 4,236 | 0.01% | 0.01% | 33 | +26,345 | 34.84% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 101,782 | 4,228 | 0.01% | 0.01% | 34 | -10,627 | -9.45% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 89,800 | 3,730 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ClariVest Asset Management LLC | History | Reduced | 88,899 | 3,693 | 0.14% | 0.13% | 36 | -2,081 | -2.29% | Q2 2014 | Aug 11, 2014 |
| ANDERSON HOAGLAND & CO | History | Added to | 84,485 | 3,510 | 2.26% | 1.9% | 37 | +300 | 0.36% | Q2 2014 | Jul 16, 2014 |
| BlackRock Group LTD | History | Reduced | 84,412 | 3,506 | 0.0% | 0.0% | 38 | -12,469 | -12.87% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 81,085 | 3,368 | 0.03% | 0.03% | 39 | +324 | 0.4% | Q2 2014 | Jul 21, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 67,151 | 2,789 | 0.02% | 0.02% | 40 | +356 | 0.53% | Q2 2014 | Jul 31, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 55,000 | 2,285 | 0.01% | — | 41 | +55,000 | New | Q2 2014 | Aug 11, 2014 |
| Arizona State Retirement System | History | Added to | 53,818 | 2,235 | 0.03% | 0.02% | 42 | +1,200 | 2.28% | Q2 2014 | Aug 07, 2014 |
| Sivik Global Healthcare LLC | History | New | 50,000 | 2,077 | 1.05% | — | 43 | +50,000 | New | Q2 2014 | Jul 03, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 49,601 | 2,060 | 0.05% | 0.04% | 44 | +1,111 | 2.29% | Q2 2014 | Aug 07, 2014 |
| Airain ltd | History | New | 49,275 | 2,047 | 0.17% | — | 45 | +49,275 | New | Q2 2014 | Aug 05, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Reduced | 48,840 | 2,029 | 0.03% | 0.02% | 46 | -300 | -0.61% | Q2 2014 | Jul 29, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 45,183 | 1,876 | 0.0% | 0.0% | 47 | -92 | -0.2% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Added to | 44,384 | 1,844 | 0.02% | 0.01% | 48 | +29,286 | 193.97% | Q2 2014 | Aug 08, 2014 |
| BUCKHEAD CAPITAL MANAGEMENT LLC | History | Reduced | 44,257 | 1,838 | 0.26% | 0.29% | 49 | -22,381 | -33.59% | Q2 2014 | Aug 08, 2014 |
| Breton Hill Capital Ltd. | History | Reduced | 44,100 | 1,832 | 0.47% | 0.38% | 50 | -4,700 | -9.63% | Q2 2014 | Aug 01, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 37,768 | 1,569 | 0.01% | 0.01% | 51 | +100 | 0.27% | Q2 2014 | Aug 06, 2014 |
| SECOR Capital Advisors, LP | History | Reduced | 36,250 | 1,506 | 0.79% | 0.79% | 52 | -11,231 | -23.65% | Q2 2014 | Jul 23, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 36,147 | 1,502 | 0.02% | — | 53 | +36,147 | New | Q2 2014 | Aug 01, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | Reduced | 35,549 | 1,477 | 0.14% | 0.12% | 54 | -46 | -0.13% | Q2 2014 | Jul 25, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 33,696 | 1,400 | 0.06% | 0.07% | 55 | +3,096 | 10.12% | Q2 2014 | Aug 08, 2014 |
| HWG Holdings LP | History | New | 32,879 | 1,366 | 1.04% | — | 56 | +32,879 | New | Q2 2014 | Jul 25, 2014 |
| EAM Investors, LLC | History | New | 32,476 | 1,349 | 0.26% | — | 57 | +32,476 | New | Q2 2014 | Aug 11, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 31,150 | 1,294 | 0.01% | 0.01% | 58 | -706 | -2.22% | Q2 2014 | Aug 05, 2014 |
| Stux Capital Management, LLC | History | Added to | 25,300 | 1,051 | 0.14% | 0.1% | 59 | +2,000 | 8.58% | Q2 2014 | Jul 14, 2014 |
| ABERDEEN ASSET MANAGEMENT PLC/UK | History | New | 24,457 | 1,016 | 0.0% | — | 60 | +24,457 | New | Q2 2014 | Jul 24, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 24,411 | 1,014 | 0.01% | 0.01% | 61 | -1,846 | -7.03% | Q2 2014 | Jul 16, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 23,500 | 976 | 0.01% | 0.01% | 62 | -1,300 | -5.24% | Q2 2014 | Jul 18, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | New | 22,680 | 942 | 0.08% | — | 63 | +22,680 | New | Q2 2014 | Aug 08, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 21,900 | 910 | 0.07% | 0.06% | 64 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BlackRock Inc. | History | Reduced | 21,883 | 909 | 0.0% | 0.0% | 65 | -15,277 | -41.11% | Q2 2014 | Aug 06, 2014 |
| Cipher Capital LP | History | Added to | 21,647 | 899 | 0.29% | 0.21% | 66 | +7,602 | 54.13% | Q2 2014 | Aug 11, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 21,600 | 897 | 0.04% | 0.03% | 67 | +100 | 0.47% | Q2 2014 | Jul 30, 2014 |
| Aperio Group, LLC | History | Reduced | 21,452 | 891 | 0.01% | 0.01% | 68 | -238 | -1.1% | Q2 2014 | Jul 23, 2014 |
| Quantbot Technologies LP | History | Added to | 20,651 | 857 | 0.14% | 0.03% | 69 | +16,635 | 414.22% | Q2 2014 | Jul 08, 2014 |
| CenturyLink Investment Management Co | History | Added to | 18,975 | 788 | 0.25% | 0.19% | 70 | +1,791 | 10.42% | Q2 2014 | Jul 18, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 18,859 | 782 | 0.0% | 0.0% | 71 | +3,020 | 19.07% | Q2 2014 | Aug 06, 2014 |
| DEERE & CO | History | Added to | 16,640 | 691 | 0.04% | 0.01% | 72 | +9,813 | 143.74% | Q2 2014 | Aug 11, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 16,301 | 677 | 0.03% | 0.02% | 73 | +1,466 | 9.88% | Q2 2014 | Aug 08, 2014 |
| Utah Retirement Systems | History | Reduced | 13,815 | 574 | 0.02% | 0.01% | 74 | -300 | -2.13% | Q2 2014 | Aug 08, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | New | 13,381 | 556 | 0.0% | — | 75 | +13,381 | New | Q2 2014 | Aug 04, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 12,471 | 518 | 0.0% | 11.04% | 76 | +996 | 8.68% | Q2 2014 | Aug 06, 2014 |
| Somerset Trust Co | History | Added to | 12,263 | 509 | 0.36% | 0.32% | 77 | +70 | 0.57% | Q2 2014 | Jul 09, 2014 |
| JENNISON ASSOCIATES LLC | History | New | 11,368 | 472 | 0.0% | — | 78 | +11,368 | New | Q2 2014 | Aug 08, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | Reduced | 11,237 | 466 | 0.02% | 0.01% | 79 | -252 | -2.19% | Q2 2014 | Aug 01, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 11,202 | 465 | 0.01% | 0.01% | 80 | -855 | -7.09% | Q2 2014 | Jul 11, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | New | 10,780 | 448 | 0.29% | — | 81 | +10,780 | New | Q2 2014 | Aug 11, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | New | 10,550 | 438 | 0.0% | — | 82 | +10,550 | New | Q2 2014 | Aug 11, 2014 |
| World Asset Management Inc | History | Reduced | 10,158 | 422 | 0.01% | 0.01% | 83 | -411 | -3.89% | Q2 2014 | Jul 28, 2014 |
| RidgeWorth Capital Management LLC | History | New | 10,130 | 421 | 0.0% | — | 84 | +10,130 | New | Q2 2014 | Jul 31, 2014 |
| CATAWBA CAPITAL MANAGEMENT /VA | History | No change | 9,450 | 393 | 0.09% | 0.08% | 85 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 8,800 | 366 | 0.05% | 0.04% | 86 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| OAKBROOK INVESTMENTS LLC | History | Reduced | 7,400 | 307 | 0.01% | 0.01% | 87 | -400 | -5.13% | Q2 2014 | Jul 17, 2014 |
| Tradeworx Inc. | History | Reduced | 7,391 | 307 | 0.25% | 0.23% | 88 | -319 | -4.14% | Q2 2014 | Jul 10, 2014 |
| BANK OF HAWAII | History | Reduced | 5,450 | 226 | 0.02% | 0.03% | 89 | -2,975 | -35.31% | Q2 2014 | Jul 17, 2014 |
| CTC Alternative Strategies, Ltd. | History | Reduced | 5,100 | 211 | 0.18% | 0.12% | 90 | -900 | -15.0% | Q2 2014 | Jul 22, 2014 |
| Princeton Alpha Management LP | History | New | 4,924 | 205 | 0.04% | — | 91 | +4,924 | New | Q2 2014 | Jul 17, 2014 |
| FIRST MERCANTILE TRUST CO | History | No change | 4,700 | 195 | 0.02% | 0.01% | 92 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Old Mutual Global Index Trackers (Proprietary) LTD | History | No change | 4,200 | 174 | 0.04% | 0.04% | 93 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 3,452 | 143 | 0.0% | 0.0% | 94 | -12,890 | -78.88% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,877 | 120 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Financial Engines Advisors L.L.C. | History | Reduced | 2,471 | 103 | 0.09% | 0.07% | 96 | -42 | -1.67% | Q2 2014 | Jul 29, 2014 |
| WHITTIER TRUST CO | History | No change | 1,698 | 71 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Old Mutual Global Investors (UK) Ltd. | History | Reduced | 1,336 | 55 | 0.0% | 0.01% | 98 | -2,174 | -61.94% | Q2 2014 | Jul 28, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Reduced | 1,207 | 50 | 0.04% | 0.04% | 99 | -179 | -12.91% | Q2 2014 | Jul 11, 2014 |
| Bartlett & Co. LLC | History | No change | 437 | 18 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| HAP Trading, LLC | History | Added to | 211,000 | 11 | 0.0% | 0.0% | 101 | +192,700 | 1053.01% | Q2 2014 | Aug 11, 2014 |
| Carroll Financial Associates, Inc. | History | Added to | 165 | 7 | 0.0% | 0.0% | 102 | +100 | 153.85% | Q2 2014 | Aug 08, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 150 | 6 | 0.0% | — | 103 | +150 | New | Q2 2014 | Jul 30, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 82 | 3 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 25 | 1 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| HARRIS ASSOCIATES L P | History | Closed out | 0 | 0 | — | 0.41% | — | -6,793,249 | -100.0% | Q1 2014 | Apr 25, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.16% | — | -5,377,052 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -2,694,865 | -100.0% | Q1 2014 | May 15, 2014 |
| ORBIMED ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.07% | — | -2,560,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,339,563 | -100.0% | Q1 2014 | May 15, 2014 |
| Partner Fund Management, L.P. | History | Closed out | 0 | 0 | — | 1.35% | — | -2,183,853 | -100.0% | Q1 2014 | May 15, 2014 |
| SNOW CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 2.79% | — | -2,087,663 | -100.0% | Q1 2014 | May 12, 2014 |
| NORTH RUN CAPITAL, LP | History | Closed out | 0 | 0 | — | 6.03% | — | -1,745,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,233,950 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -1,134,366 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -833,295 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -804,600 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.43% | — | -785,369 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -759,714 | -100.0% | Q1 2014 | May 14, 2014 |
| STELLIAM INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.83% | — | -742,500 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 35.38% | — | -722,321 | -100.0% | Q1 2014 | Aug 08, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -549,465 | -100.0% | Q1 2014 | May 15, 2014 |
| Altalis Capital Management LLC | History | Closed out | 0 | 0 | — | 15.22% | — | -540,005 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -532,055 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -468,626 | -100.0% | Q1 2014 | May 15, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.75% | — | -456,300 | -100.0% | Q1 2014 | May 13, 2014 |
| Opus Capital Group, LLC | History | Closed out | 0 | 0 | — | 1.07% | — | -441,772 | -100.0% | Q1 2014 | Apr 30, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.03% | — | -421,746 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -418,057 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -405,431 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -391,292 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -374,118 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -370,509 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.05% | — | -348,660 | -100.0% | Q1 2014 | May 22, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.49% | — | -341,672 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -336,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.05% | — | -328,212 | -100.0% | Q1 2014 | May 13, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.18% | — | -315,176 | -100.0% | Q1 2014 | May 15, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.17% | — | -304,556 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -275,057 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL PLC | History | Closed out | 0 | 0 | — | 0.04% | — | -260,900 | -100.0% | Q1 2014 | May 15, 2014 |
| QS Investors, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -249,800 | -100.0% | Q1 2014 | Apr 30, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -206,175 | -100.0% | Q1 2014 | May 14, 2014 |
| Healthcare Value Capital, LLC | History | Closed out | 0 | 0 | — | 4.45% | — | -200,000 | -100.0% | Q1 2014 | May 13, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -189,839 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.03% | — | -183,700 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -179,765 | -100.0% | Q1 2014 | May 15, 2014 |
| MENTA CAPITAL LLC | History | Closed out | 0 | 0 | — | 1.69% | — | -166,532 | -100.0% | Q1 2014 | Apr 23, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -163,564 | -100.0% | Q1 2014 | May 16, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -156,711 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -154,131 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -144,360 | -100.0% | Q1 2014 | May 08, 2014 |
| Partner Investment Management, L.P. | History | Closed out | 0 | 0 | — | 0.89% | — | -141,609 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -124,027 | -100.0% | Q1 2014 | May 15, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -120,600 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -120,209 | -100.0% | Q1 2014 | May 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -117,017 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -114,131 | -100.0% | Q1 2014 | May 15, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -109,897 | -100.0% | Q1 2014 | May 08, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.04% | — | -107,921 | -100.0% | Q1 2014 | May 12, 2014 |
| Clearline Capital LP | History | Closed out | 0 | 0 | — | 0.82% | — | -105,549 | -100.0% | Q1 2014 | May 15, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.02% | — | -105,000 | -100.0% | Q1 2014 | May 05, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -100,600 | -100.0% | Q1 2014 | May 14, 2014 |
| GREEN ARROW CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -92,461 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,282 | -100.0% | Q1 2014 | May 23, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.02% | — | -89,000 | -100.0% | Q1 2014 | May 30, 2014 |
| Kendall Square Capital, LLC | History | Closed out | 0 | 0 | — | 3.68% | — | -83,600 | -100.0% | Q1 2014 | May 15, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.09% | — | -83,553 | -100.0% | Q1 2014 | May 14, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -83,092 | -100.0% | Q1 2014 | May 08, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -81,447 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -81,345 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -81,344 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -77,157 | -100.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -67,744 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -65,290 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -63,598 | -100.0% | Q1 2014 | May 13, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -62,661 | -100.0% | Q1 2014 | May 15, 2014 |
| Tricadia Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -58,500 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.04% | — | -57,300 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -56,679 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,221 | -100.0% | Q1 2014 | May 14, 2014 |
| MEEDER ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.28% | — | -50,445 | -100.0% | Q1 2014 | Apr 22, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -49,840 | -100.0% | Q1 2014 | May 13, 2014 |
| LEUTHOLD GROUP, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -49,730 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -47,990 | -100.0% | Q1 2014 | May 15, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.04% | — | -47,876 | -100.0% | Q1 2014 | May 16, 2014 |
| CONTINENTAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -42,500 | -100.0% | Q1 2014 | May 15, 2014 |
| RBF Capital, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -40,000 | -100.0% | Q1 2014 | May 13, 2014 |
| HYNES, HIMMELREICH, GLENNON & CO, LLC | History | Closed out | 0 | 0 | — | 0.44% | — | -37,923 | -100.0% | Q1 2014 | Apr 29, 2014 |
| ADVANCE CAPITAL I INC | History | Closed out | 0 | 0 | — | 0.67% | — | -37,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -34,728 | -100.0% | Q1 2014 | May 14, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.02% | — | -33,471 | -100.0% | Q1 2014 | May 08, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -33,373 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,595 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,166 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -29,765 | -100.0% | Q1 2014 | May 16, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -25,309 | -100.0% | Q1 2014 | May 14, 2014 |
| Lloyds Banking Group plc | History | Closed out | 0 | 0 | — | 0.01% | — | -24,457 | -100.0% | Q1 2014 | Apr 30, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,330 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,261 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,972 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -22,011 | -100.0% | Q1 2014 | May 19, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -20,358 | -100.0% | Q1 2014 | May 12, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantitative Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -20,000 | -100.0% | Q1 2014 | May 09, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.01% | — | -19,743 | -100.0% | Q1 2014 | May 19, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,271 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,088 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -15,608 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,916 | -100.0% | Q1 2014 | May 14, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -13,404 | -100.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -12,210 | -100.0% | Q1 2014 | May 13, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -11,100 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -11,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,957 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,493 | -100.0% | Q1 2014 | May 15, 2014 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,661 | -100.0% | Q1 2014 | May 09, 2014 |
| Dynamic Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.08% | — | -7,318 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -6,180 | -100.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,811 | -100.0% | Q1 2014 | May 15, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,275 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | May 12, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,383 | -100.0% | Q1 2014 | May 07, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,941 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,702 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 15, 2014 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q1 2014 | May 05, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,179 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,836 | -100.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,552 | -100.0% | Q1 2014 | May 15, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.0% | — | -1,450 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,437 | -100.0% | Q1 2014 | May 02, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.05% | — | -1,228 | -100.0% | Q1 2014 | May 14, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.01% | — | -1,138 | -100.0% | Q1 2014 | Jun 18, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 09, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -348 | -100.0% | Q1 2014 | May 23, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -340 | -100.0% | Q1 2014 | May 16, 2014 |
| Legg Mason Investment Counsel & Trust Co., N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -286 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -199 | -100.0% | Q1 2014 | May 14, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -120 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -32 | -100.0% | Q1 2014 | May 15, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q1 2014 | May 14, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Oakworth Capital, Inc. | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |