ING ASIA PAC HGH DIVID EQ IN - 44983J107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | Added to | 354,405 | 4,511 | 0.01% | 0.01% | 1 | +4,228 | 1.21% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Reduced | 269,427 | 3,430 | 0.0% | 0.0% | 2 | -83,055 | -23.56% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 207,343 | 2,639 | 0.0% | 0.0% | 3 | +11,259 | 5.74% | Q1 2014 | May 15, 2014 |
| Karpus Management, Inc. | History | Added to | 193,822 | 2,467 | 0.13% | 0.13% | 4 | +9,642 | 5.24% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Reduced | 93,963 | 1,196 | 0.02% | 0.02% | 5 | -16,044 | -14.58% | Q1 2014 | May 15, 2014 |
| Aviance Capital Partners, LLC | History | Added to | 84,800 | 1,079 | 0.46% | 0.34% | 6 | +21,200 | 33.33% | Q1 2014 | Apr 29, 2014 |
| Invesco Ltd. | History | Added to | 84,487 | 1,076 | 0.0% | 0.0% | 7 | +19,836 | 30.68% | Q1 2014 | May 15, 2014 |
| FCA CORP /TX | History | Added to | 82,350 | 1,048 | 0.63% | 0.56% | 8 | +8,600 | 11.66% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Reduced | 73,396 | 934 | 0.0% | 0.0% | 9 | -3,012 | -3.94% | Q1 2014 | May 16, 2014 |
| CORNERSTONE ADVISORS INC | History | Added to | 71,672 | 912 | 0.21% | 0.21% | 10 | +3,782 | 5.57% | Q1 2014 | May 07, 2014 |
| LPL Financial LLC | History | Added to | 53,428 | 680 | 0.0% | 0.0% | 11 | +2,846 | 5.63% | Q1 2014 | May 12, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 47,190 | 600 | 0.0% | 0.0% | 12 | +26,263 | 125.5% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Added to | 34,955 | 445 | 0.03% | 0.03% | 13 | +8,100 | 30.16% | Q1 2014 | May 15, 2014 |
| Shaker Financial Services, LLC | History | Reduced | 29,648 | 377 | 0.25% | 0.34% | 14 | -8,348 | -21.97% | Q1 2014 | May 07, 2014 |
| STIFEL FINANCIAL CORP | History | New | 19,803 | 252 | 0.0% | — | 15 | +19,803 | New | Q1 2014 | May 15, 2014 |
| Alpine Partners VI, LLC | History | No change | 12,000 | 153 | 0.13% | 0.25% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 10,705 | 136 | 0.0% | 2.68% | 17 | -3,308 | -23.61% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 6,555 | 84 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 5,500 | 70 | 0.0% | — | 19 | +5,500 | New | Q1 2014 | May 12, 2014 |
| National Asset Management, Inc. | History | No change | 4,500 | 57 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BARCLAYS PLC | History | No change | 2,644 | 32 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Reduced | 1,577 | 20 | 0.0% | 0.0% | 22 | -440 | -21.81% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 1,327 | 17 | 0.0% | 0.0% | 23 | -4 | -0.3% | Q1 2014 | May 14, 2014 |
| FineMark National Bank & Trust | History | New | 1,000 | 13 | 0.0% | — | 25 | +1,000 | New | Q1 2014 | May 13, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 990 | 13 | 0.0% | 0.01% | 24 | -987 | -49.92% | Q1 2014 | May 21, 2014 |
| Hanson & Doremus Investment Management | History | No change | 750 | 10 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| MetLife Securities, Inc | History | Reduced | 471 | 6 | 0.0% | 0.0% | 27 | -135 | -22.28% | Q1 2014 | May 21, 2014 |
| Creative Planning | History | No change | 100 | 1 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -115,721 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Forty4 Asset Management LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -31,188 | -100.0% | Q4 2013 | Mar 18, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,872 | -100.0% | Q4 2013 | Feb 12, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,305 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,230 | -100.0% | Q4 2013 | Jan 31, 2014 |
| Cordasco Financial Network | History | Closed out | 0 | 0 | — | 0.02% | — | -2,003 | -100.0% | Q4 2013 | Feb 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,563 | -100.0% | Q4 2013 | Feb 13, 2014 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,435 | -100.0% | Q4 2013 | Feb 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -779 | -100.0% | Q4 2013 | Feb 14, 2014 |